MEMORANDUM OPINION
BUCHMEYER, District Judge.
This is a products liability action. The “product” involved is a Rohm .38 caliber revolver, a “Saturday Night Special.”
However, this handgun is not defective. Admittedly, there was no malfunction because of some manufacturing error; the gun did not lack any necessary safety features; and, it performed exactly as a handgun is intended to do, by firing a bullet with deadly force when the trigger was intentionally pulled.
But unfortunately, this .38 caliber revolver was used in a robbery. And tragically, this gun caused the death of the clerk at the grocery being robbed. Consequently, the plaintiff’s attorneys make this far-reaching claim: that, under an unconventional and expanded theory of products liability, the mother of the murder victim can recover damages from the manufacturer and the seller of this nondefective revolver because the risks of injury and death that accompany handguns “greatly outweigh any utility they may have” and, consequently, handguns are “unreasonably dangerous.”
Restatement (Second) of Torts
§ 402A (1965).
This claim is totally without merit and totally unsupported by legal precedent. It is a misuse of tort law, a baseless and tortured extension of products liability principles. And, it is an obvious attempt— unwise and unwarranted, even if understandable — to ban or restrict handguns through courts and juries, despite the repeated refusals of state legislatures and Congress to pass strong, comprehensive gun-control measures.
Accordingly, this opinion grants summary judgment dismissing this supposed products liability claim.
1. FACTUAL BACKGROUND
The handgun in question was manufactured and sold in 1967 by a West German company, the defendant Rohm Gesellschaft (“Rohm”). The gun is a .38 caliber revolver with a four-inch barrel and a total length of only nine inches. It is cheap, small, light, easy to conceal — and, for these reasons, is of the type commonly referred to as “snubbies” or “Saturday Night Specials.”
On December 29, 1980 — over 13 years after the handgun was manufactured — it was used by Berlin Ransom in the attempted robbery of a “7-Eleven” store in Dallas, Texas. During the crime, Ransom shot and killed James Patterson, the clerk at this convenience grocery. Later, Ransom was caught and convicted; he is now confined in the Texas Department of Corrections.
The plaintiff, Jett Edwards Patterson, is the mother of James Patterson, the murder victim. She seeks $500,000 in damages from Rohm, the manufacturer, and from R.G. Industries, a firearm distributor in Florida (and its officers, Heinrich Rohm, Sr., Guenter Rohm, Heinrich Peter Rohm and William Kirk).
Although it is conceded that the Rohm .38 revolver did not malfunction — and performed exactly as it was intended — the plaintiff’s attorneys nevertheless make these two “products liability” claims:
(i)
Design Defect:
that the handgun was “defective and unreasonably dangerous” in its design because handguns simply pose risks of injury and death that “far outweigh” any social utility they may have.
(ii)
Defect in Distribution:
that the system of distributing and marketing handguns was “defective and unreasonably dangerous” because it is too easy for handguns to be obtained by criminals and others who misuse them.
Both of these theories are baseless. They have been rejected by almost every
court that has considered them.
Since it is admitted that there was nothing wrong with the .38 caliber revolver, the plaintiff cannot recover under either of the purported “products liability” claims.
2. THE ALLEGED DESIGN DEFECT
a. The Texas Law
The Texas law of products liability controls this diversity case. Texas has adopted the
Restatement (Second) of Torts
§ 402A — which provides that one who sells a product “in a defective condition unreasonably dangerous” is subject to liability for injuries caused by the product.
Turner v. General Motors Corp.,
584 S.W.2d 844 (Tex.1979);
McKisson v. Sales Affiliates, Inc.,
416 S.W.2d 787 (Tex.1967).
However, under Texas law, the manufacturer is not required to insure that its products are completely safe or that they will not cause injury to anyone.
Instead, the manufacturer is liable for injuries resulting from a product only if that product is “defective” — i.e., has a defect in the sense that something is wrong with it.
Syrie v. Knoll International,
748 F.2d 304 (5th Cir.1984);
Davidson v. Stanadyne, Inc.,
718 F.2d 1334 (5th Cir.1983). This required defect may be one of three distinct types;
(i) The product may malfunction because of some manufacturing defect.
(ii) The product may be defective because it was sold without sufficient warning or instructions.
(iii) the product may be defective because its basic design is unsafe. See Note,
supra
footnote 1, at 1912-13.
In cases involving the third type of defect, that of defective design, Texas uses the “risk/utility balancing test”: whether the product is “unreasonably” dangerous in the sense that “the danger-in-fact associated with the use of the product outweighs the utility of the product.”
Davidson,
718 F.2d at 1338;
Carter v. Massey-Ferguson, Inc.,
716 F.2d 344, 347 (5th Cir.1983). Typically, this requires the jury to weigh the risks involved in the defective product against the feasibility and cost of an improved design. For example, if placing the gasoline tank in the center of the car “would reduce the chances of fire in rear-end collisions without creating other risks, significantly reducing performance, or significantly increasing costs, then the risk of the rear-end design outweighs its utility, and the car is defective.” See Note,
supra
footnote 1, at 1913-14.
b. The Contentions of the Plaintiffs Attorneys
In this case, it is admitted that the Rohm .38 caliber revolver did not malfunction and that it did not lack any essential safety features.
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MEMORANDUM OPINION
BUCHMEYER, District Judge.
This is a products liability action. The “product” involved is a Rohm .38 caliber revolver, a “Saturday Night Special.”
However, this handgun is not defective. Admittedly, there was no malfunction because of some manufacturing error; the gun did not lack any necessary safety features; and, it performed exactly as a handgun is intended to do, by firing a bullet with deadly force when the trigger was intentionally pulled.
But unfortunately, this .38 caliber revolver was used in a robbery. And tragically, this gun caused the death of the clerk at the grocery being robbed. Consequently, the plaintiff’s attorneys make this far-reaching claim: that, under an unconventional and expanded theory of products liability, the mother of the murder victim can recover damages from the manufacturer and the seller of this nondefective revolver because the risks of injury and death that accompany handguns “greatly outweigh any utility they may have” and, consequently, handguns are “unreasonably dangerous.”
Restatement (Second) of Torts
§ 402A (1965).
This claim is totally without merit and totally unsupported by legal precedent. It is a misuse of tort law, a baseless and tortured extension of products liability principles. And, it is an obvious attempt— unwise and unwarranted, even if understandable — to ban or restrict handguns through courts and juries, despite the repeated refusals of state legislatures and Congress to pass strong, comprehensive gun-control measures.
Accordingly, this opinion grants summary judgment dismissing this supposed products liability claim.
1. FACTUAL BACKGROUND
The handgun in question was manufactured and sold in 1967 by a West German company, the defendant Rohm Gesellschaft (“Rohm”). The gun is a .38 caliber revolver with a four-inch barrel and a total length of only nine inches. It is cheap, small, light, easy to conceal — and, for these reasons, is of the type commonly referred to as “snubbies” or “Saturday Night Specials.”
On December 29, 1980 — over 13 years after the handgun was manufactured — it was used by Berlin Ransom in the attempted robbery of a “7-Eleven” store in Dallas, Texas. During the crime, Ransom shot and killed James Patterson, the clerk at this convenience grocery. Later, Ransom was caught and convicted; he is now confined in the Texas Department of Corrections.
The plaintiff, Jett Edwards Patterson, is the mother of James Patterson, the murder victim. She seeks $500,000 in damages from Rohm, the manufacturer, and from R.G. Industries, a firearm distributor in Florida (and its officers, Heinrich Rohm, Sr., Guenter Rohm, Heinrich Peter Rohm and William Kirk).
Although it is conceded that the Rohm .38 revolver did not malfunction — and performed exactly as it was intended — the plaintiff’s attorneys nevertheless make these two “products liability” claims:
(i)
Design Defect:
that the handgun was “defective and unreasonably dangerous” in its design because handguns simply pose risks of injury and death that “far outweigh” any social utility they may have.
(ii)
Defect in Distribution:
that the system of distributing and marketing handguns was “defective and unreasonably dangerous” because it is too easy for handguns to be obtained by criminals and others who misuse them.
Both of these theories are baseless. They have been rejected by almost every
court that has considered them.
Since it is admitted that there was nothing wrong with the .38 caliber revolver, the plaintiff cannot recover under either of the purported “products liability” claims.
2. THE ALLEGED DESIGN DEFECT
a. The Texas Law
The Texas law of products liability controls this diversity case. Texas has adopted the
Restatement (Second) of Torts
§ 402A — which provides that one who sells a product “in a defective condition unreasonably dangerous” is subject to liability for injuries caused by the product.
Turner v. General Motors Corp.,
584 S.W.2d 844 (Tex.1979);
McKisson v. Sales Affiliates, Inc.,
416 S.W.2d 787 (Tex.1967).
However, under Texas law, the manufacturer is not required to insure that its products are completely safe or that they will not cause injury to anyone.
Instead, the manufacturer is liable for injuries resulting from a product only if that product is “defective” — i.e., has a defect in the sense that something is wrong with it.
Syrie v. Knoll International,
748 F.2d 304 (5th Cir.1984);
Davidson v. Stanadyne, Inc.,
718 F.2d 1334 (5th Cir.1983). This required defect may be one of three distinct types;
(i) The product may malfunction because of some manufacturing defect.
(ii) The product may be defective because it was sold without sufficient warning or instructions.
(iii) the product may be defective because its basic design is unsafe. See Note,
supra
footnote 1, at 1912-13.
In cases involving the third type of defect, that of defective design, Texas uses the “risk/utility balancing test”: whether the product is “unreasonably” dangerous in the sense that “the danger-in-fact associated with the use of the product outweighs the utility of the product.”
Davidson,
718 F.2d at 1338;
Carter v. Massey-Ferguson, Inc.,
716 F.2d 344, 347 (5th Cir.1983). Typically, this requires the jury to weigh the risks involved in the defective product against the feasibility and cost of an improved design. For example, if placing the gasoline tank in the center of the car “would reduce the chances of fire in rear-end collisions without creating other risks, significantly reducing performance, or significantly increasing costs, then the risk of the rear-end design outweighs its utility, and the car is defective.” See Note,
supra
footnote 1, at 1913-14.
b. The Contentions of the Plaintiffs Attorneys
In this case, it is admitted that the Rohm .38 caliber revolver did not malfunction and that it did not lack any essential safety features. Nevertheless, the plaintiff’s attorneys argue (i) that Texas law no longer requires a showing that the product is defective; (ii) that the word “defective” in § 402A is merely synonymous with the phrase “unreasonably dangerous”;
and (iii) that the jury may simply apply the “risk/utility test” to
any
product (whether or not it has a defect).
By this reasoning, the plaintiff’s attorneys contend — in this and other cases— that a nondefeetive handgun will be “defective and unreasonably dangerous” if the jury determines that the risks of injury and death outweigh any utility a handgun may have. (Transcript, pp. 11, 15, 30.) Specifically, they argue that:
“... Handgun use results in 22,000 deaths every year in the United States and that medical care for gunshot victims costs approximately $500 million each year. Although handguns constitute only thirty percent of all firearms sold in the United States, ninety percent of all cases of firearm misuse involve handguns. Most murders are sudden crimes of passion; without the ready availability of handguns, such crimes would be less likely. Proponents of manufacturers’ liability further argue that handguns are almost useless for self-protection: a handgun is six times more likely to be used to kill a friend or relative than to repel a burglar, and a person who uses a handgun in self-defense is eight times more likely to be killed than one who quitely acquiesces. Thus, handguns, at least as distributed to the general public, are said to be defective.” (Note,
supra
footnote 1, at 1914.)
These arguments, of course, apply to
all
handguns, not just the “Saturday Night Special” involved in this case. See
Mavilia v. Stoeger Industries,
574 F.Supp. at 110, footnote 2.
Aside from the fact that contrary evidence can obviously be advanced to argue the “social utility” of handguns
— and despite this Court’s admi
ration for such a delightfully nonsensical claim: that a product which does not have a defect can nevertheless, under the law, be defective
— the plaintiffs attorneys are simply wrong. Under Texas law, there can be no products liability recovery unless the product does have a defect. Without this essential predicate, that something is wrong with the product, the risk/utility balancing test does not even apply.
c. The Product Must Be Defective
There can be no valid products liability claim without a product which has a defect. This is demonstrated by any of the Fifth Circuit cases which state the principles of Texas products liability law. For example, in
Syrie v. Knoll International,
748 F.2d at 306, the court listed the four essential elements of a “strict liability cause of action” — and the very first one was “a product [that] is defectivfe.” Similarly, in
Davidson v. Stanadyne,
718 F.2d 1334, the Fifth Circuit stated:
“The principles governing recovery in a products liability case alleging defective design under Texas law have been recently summarized in
Kindred v. Con/Chem, Inc.,
644 S.W.2d 828 (Tex. App.—Corpus Christi 1982),
rev’d on other grounds,
650 S.W.2d 61 (Tex.1983):
'As established in
[Turner v. General Motors Corp.,
584 S.W.2d 844 (Tex. 1979) ], the predicate for recovery in a defective design case is a showing that the product was defective, that the defect made the product unreasonably dangerous and that the defect was a producing cause of injuries ----’ ” (718 F.2d at 1338) (emphasis added).
See also
Scronce v. Howard Bros. Discount Stores, Inc.,
679 F.2d 1204 (5th Cir.1982) (sustaining directed verdict in favor of the gun manufacturer because the plaintiff failed to prove that there was a defect in the rifle);
Hulsebosch v. Ramsey,
435 S.W.2d 161, 164 (Tex.Civ.App.—Houston 1968) (it is undisputed “that there was no malfunction of the weapon at the time it was fired by Taylor. The used military rifle did precisely what it was designed to when aimed at someone and its trigger pulled____ It is doubtful in a situation of this kind whether the doctrine of implied warranty or strict liability would apply in any event. Cf. Sec. 402A, Restatement of the Law of Torts, Second, Comment ‘0,’ p. 356.)”
d. “Defective” vs. “Unreasonably Dangerous”
This established principle — that a manufacturer is liable only if there is a defect in its product — is not changed by the fact that there are, as the plaintiffs attorneys argue, Fifth Circuit opinions which state that the words “defective” and “unreasonably dangerous” are
essentially
synonymous.
This is, in fact, true in most design defect cases.
However, even a cursory review of these cases demonstrates that, in each instance, the Fifth Circuit required the existence of a defect — either one arising in a product’s design, or in its manufacture, or in its marketing — before there could be recovery under Texas products liability law. (See footnote 14.) Moreover, the operative phrase used in § 402A of the
Restatement (Second) of Torts
—a product “in a defective condition unreasonably dangerous”— was deliberately chosen to make it clear that the product must be defective, and that the manufacturer of a product that may involve some danger, but that is not defective, will not be held liable.
e. The “Risk/Utility Test”
In addition, the theory advanced by the plaintiff’s attorneys perverts the very purpose of the “risk/utility balancing test” used in Texas products liability cases.
That test, itself, incorporates the idea that a defect is something that can be remedied or changed. Thus, in considering a design defect claim, the “very factors a jury is supposed to consider when weighing risk and utility includes the feasibility and cost of an improved design.” Note,
supra
footnote 1, at 1916;
Davidson v. Stanadyne,
718 F.2d at 1340;
Hagan v. EZ Mfg. Co.,
674 F.2d at 1051-52.
But here, the plaintiff’s attorneys offer no alternatives and no safer designs for a handgun. Nor can they do so — because a gun, by its very nature, must be dangerous and must have the capacity to discharge a bullet with deadly force. See Note,
supra
footnote 1, at 1916. Accordingly, by their unconventional application of the risk/utility test to a nondefective product, the plaintiffs attorneys simply want to eliminate handguns.
Moreover, if this unconventional theory were correct, then it should apply equally to other products besides handguns — to rifles, to shotguns, to switchblade and kitchen and Swiss Army knives, to axes, to whiskey,
to automobiles, etc. — even though these products are not defective. The possible consequences of expanding products liability in this manner have been described:
“... a plaintiff would need only to prove that the product was a factual cause in producing his injury. Thus, the manufacturer of a match would be liable for anything burned by a fire started by a match produced by him, an automobile manufacturer would be liable for all damages produced by the car, a gun maker would be liable to anyone shot by the gun, anyone cut by a knife could sue the maker, and a purchaser of food with high calories would have an action for his overweight condition and for an ensuing heart attack. The liability would be like that created by a particularly stringent dramshop law.”
The plaintiff’s attorneys argue that this drastic expansion need not occur — that a
handgun is not serving its function when it is used for unlawful purposes, so at least the illegal use of handguns should be subject to the risk/utility balancing test.
Obviously, this is wrong:
“... Virtually any product can be put to an illegal use: an automobile can be used in order to make a getaway from a bank robbery, or a ship in order to smuggle drugs, yet no one would suggest that those products were not performing their intended function of transportation. The argument that a jury should be permitted to subject a product to risk/utility scrutiny merely because it is often used illegally has no logical limit: the manufacturer of any product that is frequently put to illegal use could be called into court to defend his product.” Note,
supra
footnote 1, at 1917.
f. Other Flaws
The plaintiffs attorneys make four other erroneous arguments in support of their unconventional theory:
(i) They assert that in several cases the product was not defective, and performed exactly as it was intended — like the handgun in this case — but the manufacturer was nevertheless held liable because the product was found to be “unreasonably dangerous.” This is not correct. The products in these eases were, in fact, defective because they were sold without sufficient warning of health risks or flammability.
(ii) They assert that imposing this absolute liability upon handgun manufacturers simply furthers the products liability goal of placing the financial burden upon those who are best able to spread the loss. This is not correct. Our tort law is premised upon fairness, making individuals responsible for their own acts. Note,
supra
footnote 1, at 1919. The ability of a gun manufacturer to “spread the loss” is not a sufficient basis for requiring guiltless purchasers of guns to subsidize the actions of those who use firearms wrongfully. If it were, then we should simply hold — contrary to established principles — that all manufacturers who cannot produce a “fail-safe product” are insurers because of their ability to spread loss.
Id.,
at 1920, footnote 41.
(iii) They argue that, if their theory is not accepted, handgun manufacturers will be given a “special immunity” from responsibility for physical harm caused by their products. (Transcript, p. 9; Turley,
supra
footnote 9.) This is not correct. If this unconventional and unfounded theory is accepted, then — contrary to one of the basic principles of products liability
— handgun manufacturers would become insurers for all injuries resulting from their products.
Syrie v. Knoll International,
748 F.2d at 307. However, by its rejection, manufacturers of handguns, like the producers of any other product, will be responsible for injuries caused by defects in designing their products, in manufacturing them, and in distributing them.
Carter v. Massey-Ferguson,
716 F.2d at 346, footnote 1.
(iv) They claim that the fact that not a single legislature has banned handguns— and that most have rejected efforts for any meaningful gun control — “weighs very heavily in the plaintiffs favor.” (Tran
script, p. 26; see Turley,
supra
footnote 9.) This is not correct. It would be improper for courts to ignore the fact that legislatures have repeatedly rejected arguments like those made by the plaintiff’s attorneys in this case. Indeed, as other courts have held,
the clear inference is that the majority of legislators — certainly those in Texas
— do not consider that the manufacture and sale of handguns to the public is unreasonably dangerous or is socially unacceptable.
3. THE ALLEGED DEFECT IN DISTRIBUTION
The plaintiff’s attorneys also claim that the manner in which handguns are distributed is “defective and unreasonably dangerous” because it is too easy for handguns to be obtained by persons who misuse them (including criminals, such as Berlin Ransom in this case).
Here, they rely upon
Rickman v. Charter Arms Corp.,
571 F.Supp. 192 (E.D.La.1983), in which the district court did hold that the sale of handguns indiscriminately to the public could constitute an “ultrahazardous activity under Louisiana law.”
However,
Richman
— which is pending on the Fifth Circuit’s certification of the controlling issues to the Louisiana Supreme Court (see footnote 5) — is contrary to Texas law. There is simply no such products liability principle as “defect in distribution.” Under Texas law, the plaintiff in a products liability case must establish that the product was defective because of its unsafe design, or an error in manufacturing, or the failure to give adequate warnings or instructions. See
Davidson,
718 F.2d at 1338;
Carter v. Massey-Ferguson,
716 F.2d at 346, footnote 1. This is also true in Illinois, so
Richman
was specifically rejected by the Seventh Circuit in
Martin v. Harrington and Richardson,
743 F.2d 1200:
“Our primary misgiving with
Richman
is that it blurs the distinction between strict liability for selling unreasonably dangerous
products
and strict liability for engaging in ultrahazardous
activities
by making the sale of a product an activity. Accepting plaintiffs’ argument would run counter to Illinois’ long-standing requirement that strict liability for the sale of a product be limited to unreasonably dangerous products. Illinois has never imposed liability upon a non-negligent manufacturer of a product that is not defective.
“A change in this policy, as observed in
Riordan,
would require that manufacturers of guns, knives, drugs, alcohol, tobacco and other dangerous products act as insurers against all damages produced by their products. Whatever the economic wisdom of such a policy might be, there is no basis for assuming that
Illinois wishes to adopt it." (743 F.2d at 1204.)
Moreover, as discussed above, the risk/utility balancing test is founded upon the premise that the alleged defect can be repaired or remedied. Yet, there is simply no way that a manufacturer could devise a safe and effective system of distributing handguns — without ceasing distribution entirely, even to persons who want them for legitimate reasons. See
Martin,
743 F.2d at 1201, footnote 1; Note,
supra
footnote 1, at 1291.
In addition, even if the alleged “defect in distribution” could be shown, there would be no liability unless the defect actually caused the injury. Yet:
“... In order to prove actual causation (cause in fact), the plaintiff would have to show that his assailant would not have acquired a handgun had the manufacturer used a ‘nondefective’ system of distribution. If the assailant would have been able to purchase a handgun despite a ‘better’ system of distribution, the plaintiff could not recover. Because many of the people who misuse handguns have no criminal record or established history of violence, a distributional system that attempted to weed out people who were likely to misuse handguns could not prevent distribution to most of those who actually did misuse them; hence the cause-in-fact requirement would be difficult to fulfill.” (Note,
supra
footnote 1, at 1922-23.)
Accordingly, the Third Circuit, also rejected the
Richman
decision in
Martin v. Harrington and Richardson,
743 F.2d at 1205, by specifically holding that the criminal misuse of a handgun breaks the causal connection between the manufacturer’s actions and the injury “because such criminal activity is not reasonably foreseeable.”
This is also the law in Texas. In
Hulsebosch v. Ramsey,
435 S.W.2d at 163, the court held that the seller of a rifle was not liable to someone shot by it because the seller could not have foreseen “the clearly negligent act of young Taylor in aiming the rifle at plaintiff and pulling the trigger.”
Accordingly, the supposed product liability claim of a “defect in distribution” is also baseless, and is rejected.
4. CONCLUSIONS
Despite the well-documented dangers of “Saturday Night Specials” and other handguns, not a single state has seen fit to prohibit the manufacture and sale of handguns. Nor has Congress passed any meaningful gun-control measures.
The increasing number of cases like this one (footnote 9) are intended to change this (see footnote 9), and to accomplish gun control under the guise of products liability law — by trying to subject handgun manufacturers to liability for all injuries caused by their products. Presumably, the proponents of these suits feel that “judges and juries enjoy immunity from the political pressures of the gun control lobby,” and that handgun control “is not going to come
legislatively any time soon, if ever.” Note,
supra
footnote 1, at 1925.
But the unconventional theories advanced in this case (and others) are totally without merit, a misuse of products liability laws. It makes no sense to characterize any product as “defective” — even a handgun — if it performs as intended and causes injury only because it is intentionally misused. Similarly, the claim that handgun manufacturers should be held responsible for keeping their products out of the hands of criminals — an admittedly impossible task — is an unsupported, tortured extension of products liability principles.
Id.,
at 1912. Both theories are contrary to the established law that a manufacturer is not an insurer of its products; and both theories would, unless logic is abandoned, be applicable to other products besides handguns.
Moreover, the judicial system is, at best, ill-equipped to deal with the emotional issues of handgun control. Certainly, there can be no effective handgun control imposed on an ad hoc basis by six or twelve jurors sitting in judgment on a single case. Decisions in these suits — made on the basis of a particular record developing a unique set of facts — will necessarily be inconsistent, and there can only be varying and uneven results in different jurisdictions.
Id.,
at 1925-27;
supra,
footnote 5. Thus, an overwhelming number of cases — and tremendous expenditure of judicial resources — would be required before the proponents of these unconventional theories could even begin to accomplish their ultimate goal: driving all handgun manufacturers out of business. (See Turley,
supra
footnote 9.)
As an individual, I believe, very strongly, that handguns should be banned and that there should be stringent, effective control of other firearms. However, as a judge, I know full well that the question of whether handguns can be sold is a political one, not an issue of products liability law — and that this is a matter for the legislatures, not the courts.
Accordingly, this case is DISMISSED.