Patricia Leighton v. Marc G. Lowenberg et al.

2023 ME 14, 290 A.3d 68
Supreme Judicial Court of Maine·Decided February 14, 2023·No. Cum-22-137·Published·Cited by 6 cases

Opinion

MAINE SUPREME JUDICIAL COURT Reporter of Decisions Decision: 2023 ME 14 Docket: Cum-22-137 Argued: December 6, 2022 Decided: February 14, 2023

Panel: STANFILL, C.J., and MEAD, JABAR, HORTON, CONNORS, and LAWRENCE, JJ.

PATRICIA LEIGHTON

v.

MARC G. LOWENBERG et al.

CONNORS, J.

[¶1] Patricia Leighton appeals from a judgment entered by the Superior Court (Cumberland County, O’Neil, J.) dismissing her claims for abuse of process and wrongful use of civil proceedings against three New York-based dentists and their dental practice—Marc G. Lowenberg; Gregg Lituchy; Brian Kantor; and Marc G. Lowenberg, D.D.S. & Gregg Lituchy, D.D.S., P.C. (collectively, the Dentists). Leighton argues that the trial court erred by dismissing her complaint for failure to state a claim pursuant to M.R. Civ. P. 12(b)(6). The Dentists cross-appeal, arguing that the trial court erred in concluding that Leighton suffered “actual injury” to deny their special motion to dismiss Leighton’s complaint pursuant to 14 M.R.S. § 556 (2022). We affirm the portions of the judgment dismissing Leighton’s claim for abuse of process

and denying the Dentists’ special motion to dismiss but vacate the dismissal of Leighton’s claim for wrongful use of civil proceedings.

I. BACKGROUND

A. The Factual Allegations Relating to the Previous Lawsuits

[¶2] The following facts, drawn from the allegations in the complaint, are treated as admitted. See 20 Thames St. LLC v. Ocean State Job Lot of Me. 2017 LLC, 2021 ME 33, ¶ 2, 252 A.3d 516. In 2006, Leighton was featured on NBC’s Today Show in a segment entitled “Getting the Perfect Smile.” The show was looking for someone with a sad story, and Leighton was selected because she had suffered from cancer and could not afford extensive dental treatment. When the segment aired, although most of the planned treatment had not yet been provided, the Dentists stated that Leighton’s treatment “should last twenty years as is.” The Dentists never finished Leighton’s treatment, and the treatment that they did provide began to fail the following year. Leighton sent the Dentists a letter revoking her authorization to use her image and personal information on their website, but they refused to comply with her request.

[¶3] In 2008, Leighton filed a dental malpractice lawsuit in New York against the Dentists. Shortly before the trial, Leighton sent a letter to a local dentist in New York City, explaining the claims asserted in the malpractice

action and inviting that dentist to observe the trial. The malpractice action ended in a mistrial in 2017 and awaits a new trial date.

[¶4] In 2018, Leighton filed a lawsuit in New York against the Dentists seeking an injunction to require the Dentists to remove her image, personal information, and the Today Show segment from their website. That same year, the Dentists filed a defamation lawsuit in New York against Leighton asserting claims of libel, libel per se, and tortious interference with a business relationship, and seeking damages in excess of $6 million, based on the letter that she had sent to the local dentist before the malpractice trial. Leighton answered, asserting that the statements in her letter were true, and filed a motion to dismiss the Dentists’ defamation lawsuit on other grounds. The Dentists withdrew their defamation suit in New York and refiled the lawsuit in Maine.

[¶5] In the Maine defamation lawsuit, Leighton served interrogatories and document requests on the Dentists and requested proof that they had suffered economic harm. The Dentists produced no evidence of economic harm and eventually admitted that they had suffered none. The Dentists’ claims of libel and tortious interference with a business relationship were dismissed with prejudice. As to the remaining claim of libel per se, the Dentists produced

no documents, and their interrogatory responses were unsigned and unsworn. Leighton requested a discovery dispute conference with the court. After a hearing, the court (Stewart, J.) entered an order on February 13, 2020, requiring the Dentists to provide within forty-five days complete, signed, and sworn responses to Leighton’s interrogatories and signed responses to her request for production of documents.

[¶6] Eighty-two days later, on May 5, 2020, the Dentists moved to enlarge the period in which to comply with the court’s order. The court extended the deadline to July 16, 2020, warning the Dentists that a failure to comply with the court’s order could result in sanctions. On July 16, 2020, after business hours, the Dentists emailed Leighton scant document responses and interrogatory answers. None of the interrogatory responses were signed or sworn by the Dentists.

[¶7] Leighton filed a motion for sanctions, requesting a dismissal with prejudice of the Dentists’ defamation suit. The Dentists opposed Leighton’s motion, claiming that they did not violate the court’s order and arguing that any perceived inadequacies could be addressed through depositions. The court granted Leighton’s motion for sanctions. The court found that the Dentists had violated its orders by failing to provide complete responses to basic discovery

requests on matters central to their defamation suit, thereby causing prejudice to Leighton. The court further found that a lesser sanction—such as excluding any evidence that the Dentists had failed to produce in support of their defamation claim—was tantamount to a dismissal. The court dismissed the Dentists’ defamation suit with prejudice. B. The Claims in the Current Lawsuit on Appeal

[¶8] Eleven months later, in October 2021, Leighton filed a complaint in the Superior Court against the Dentists. Leighton’s complaint included the factual allegations described above and asserted claims for abuse of process, wrongful use of civil proceedings, and punitive damages.1

[¶9] Leighton alleged that the Dentists “abused the legal process through willful misuse of discovery” in their Maine defamation lawsuit, causing Leighton to incur substantial attorney fees. She further alleged that the Dentists knowingly asserted groundless claims of defamation in retaliation for the lawsuits that she had filed against them in New York, and that they did so “with the intent to harass, intimidate, and cause [Leighton] severe distress, mental anguish, emotional harm, and substantial monetary expense.”

1Although Leighton’s complaint labels her claim for wrongful use of civil proceedings as “malicious prosecution,” there is no dispute that the tort pleaded is wrongful use of civil proceedings. Leighton also asserted a claim for invasion of privacy, which she later dismissed voluntarily.

[¶10] The Dentists moved to dismiss Leighton’s complaint for failure to state a claim pursuant to M.R. Civ. P. 12(b)(6). They separately filed a special motion to dismiss pursuant to Maine’s anti-SLAPP statute, 14 M.R.S. § 556. Leighton opposed both motions.

[¶11] By a judgment entered in April 2022, the trial court (O’Neil, J.)

denied the Dentists’ special motion to dismiss but granted their Rule 12(b)(6) motion. Leighton timely appealed, and the Dentists cross-appealed. 14 M.R.S. § 1851 (2022); M.R. App. P. 2B(c)(1), 2C(a)(2).

II. DISCUSSION

A. Leighton’s complaint states a claim for wrongful use of civil proceedings but not for abuse of process.

[¶12] In reviewing the grant of a motion to dismiss pursuant to M.R.

Civ. P. 12(b)(6), “we examine the complaint in the light most favorable to the plaintiff to determine whether it sets forth elements of a cause of action or alleges facts that would entitle the plaintiff to relief pursuant to some legal theory.” Potter, Prescott, Jamieson & Nelson, P.A. v. Campbell, 1998 ME 70, ¶ 5, 708 A.2d 283. “A dismissal should only occur when it appears beyond doubt that a plaintiff is entitled to no relief under any set of facts that [s]he might prove in support of [her] claim.” Id. (quotation marks omitted).

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Patricia Leighton v. Marc G. Lowenberg et al., 2023 ME 14, 290 A.3d 68 (Me. 2023).

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