Patricia Harris v. R.J. Reynolds Tobacco Company

981 F.3d 880
CourtCourt of Appeals for the Eleventh Circuit
DecidedNovember 20, 2020
Docket19-11907
StatusPublished

This text of 981 F.3d 880 (Patricia Harris v. R.J. Reynolds Tobacco Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Patricia Harris v. R.J. Reynolds Tobacco Company, 981 F.3d 880 (11th Cir. 2020).

Opinion

USCA11 Case: 19-11907 Date Filed: 11/20/2020 Page: 1 of 19

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT ________________________

No. 19-11907 ________________________

D.C. Docket No. 3:09-cv-13482-WGY-HTS

PATRICIA HARRIS, as personal representative of the Estate of Gerald Harris,

Plaintiff - Cross Appellant - Appellee,

versus

R.J. REYNOLDS TOBACCO COMPANY, PHILIP MORRIS USA, INC.,

Defendants - Cross Appellees - Appellants,

LORILLARD TOBACCO COMPANY, et al.,

Defendants.

________________________

Appeals from the United States District Court for the Middle District of Florida ________________________

(November 20, 2020) USCA11 Case: 19-11907 Date Filed: 11/20/2020 Page: 2 of 19

Before WILSON, NEWSOM, and ANDERSON, Circuit Judges.

NEWSOM, Circuit Judge:

This is an “Engle progeny” case—we’re told it’s one of the last that we’re

likely to see. For the uninitiated, “Engle” refers to an entire generation’s worth of

litigation in which Florida-resident smokers (or, as in this case, their personal

representatives) have sought recovery from tobacco companies for cigarette-related

injuries. See, e.g., Engle v. Liggett Grp., Inc., 945 So. 2d 1246 (Fla. 2006). We’ll

describe the Engle-related cases’ sprawling procedural history in more detail, but

for present purposes, suffice it to say that the litigation has unfolded in three

“Phases”: In Phase I, a state-court jury determined, with respect to an entire class

of smokers, that in manufacturing and marketing nicotine-based cigarettes the

tobacco companies engaged in tortious misconduct. In Phase II, the same jury

found that the companies’ misconduct injured each of three representative

plaintiffs and awarded them damages. Then, in Phase III—following

decertification of the class—thousands of individual smokers brought suits for

their own injuries.

Importantly here, if an individual Phase III plaintiff can demonstrate that he

was a member of the original Engle class, he needn’t prove from scratch that the

tobacco-company defendants tortiously manufactured and marketed their products;

rather, upon proving class membership, he is entitled to the preclusive effect of the

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Phase I jury’s liability findings. To demonstrate that he is a member of the Engle

class, the plaintiff has to show, among other things, that he suffered from a medical

condition that both (1) was caused by cigarette addiction and (2) manifested on or

before the class cut-off date—November 21, 1996.

Patricia Harris brought an individual Phase III suit on behalf of her deceased

husband, Gerald Harris. She sought the benefit of the Phase I jury’s findings,

arguing that Mr. Harris was a member of the original class based on two medical

conditions. Her Phase III jury found that one of Mr. Harris’s conditions—oral-

cavity cancer—was caused by cigarette addiction but did not manifest on or before

the class cut-off date and that the other condition—heart disease—manifested on or

before the class cut-off date but was not caused by cigarette addiction. Although

neither condition alone satisfied both requirements of class membership, the

district court nonetheless concluded that Mr. Harris was a class member, gave Mrs.

Harris the benefit of the Phase I jury’s liability findings, and entered judgment on a

substantial verdict in her favor. After careful review, we reverse.

I

A

More than 25 years ago now, a group of plaintiffs, one of whom was named

Howard Engle, filed a class-action suit in Florida state court against several

tobacco companies, including the defendants here, R.J. Reynolds and Philip

3 USCA11 Case: 19-11907 Date Filed: 11/20/2020 Page: 4 of 19

Morris. These “Engle” plaintiffs asserted various tort claims, including, as

relevant for our purposes, negligence, product defect, fraudulent concealment, and

conspiracy to fraudulently conceal. See Engle, 945 So. 2d at 1257 n.4. They

alleged that the companies’ tortious conduct caused them to suffer from a number

of diseases and medical conditions. See id. at 1256, 1276–77.

The state trial court certified a class of injured smokers and planned to

divide the jury trial into three phases. During Phase I, the jury would decide issues

common to the entire class, such as whether the tobacco companies acted

tortiously, whether nicotine cigarettes are addictive, and whether cigarette

addiction causes certain medical conditions. If the class plaintiffs proved tortious

conduct, addictiveness, and general causation during Phase I, the trial would

proceed to Phases II and III. During Phase II, the same jury would decide whether

the companies’ tortious conduct specifically injured three representative plaintiffs,

and if so, the amount of damages to which each was entitled. During Phase III, the

same jury would decide whether the companies’ tortious conduct injured the

remaining unnamed class members, and if so, what their damages were. See

Engle, 945 So. 2d at 1256–58.

Phases I and II proceeded according to plan. During Phase I, the jury found,

among other things, that the tobacco companies were negligent, had placed

defective and unreasonably dangerous products on the market, fraudulently

4 USCA11 Case: 19-11907 Date Filed: 11/20/2020 Page: 5 of 19

concealed material information, and conspired to fraudulently conceal material

information. Engle, 945 So. 2d at 1277. The Phase I jury further found that

nicotine cigarettes are addictive and that cigarette addiction causes 20 medical

conditions—including, as relevant here, heart disease, oral-cavity cancer, COPD,

and lung cancer. Engle, 945 So. 2d at 1277. During Phase II, the jury found that

the companies’ tortious conduct injured each of the three representative

plaintiffs—including one who will play a role in this case, Angie Della Vecchia—

and awarded those three plaintiffs a collective $12.7 million. Engle, 945 So. 2d at

1257, 1276.

Before Phase III commenced, the tobacco companies appealed. The Florida

Supreme Court upheld the jury’s Phase I findings and, importantly for our

purposes, its Phase II award to Della Vecchia. See Engle, 945 So. 2d at 1276–77.

But with respect to the impending Phase III, the court held that “continued class

action treatment [was] not feasible” because the same jury couldn’t be expected to

decide the particularized claims of hundreds of thousands of remaining plaintiffs.

Id. at 1277; see also id. at 1268. Accordingly, the court decertified the class, but

only for the purpose of deciding the issues that had been left to Phase III—specific

causation and damages. Id. at 1277. The court provided that any “plaintiffs within

the class” could file individual actions within one year of its 2006 mandate. Id. In

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those individual actions, class members would be entitled to the preclusive effect

of the jury’s Phase I findings. Id. at 1269.

In other words, a plaintiff suing the same tobacco-company defendants

wouldn’t need to re-establish any of the Phase I findings so long as he could prove

that he was a class member. Upon a plaintiff’s demonstration of class

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Related

United States v. Futrell
209 F.3d 1286 (Eleventh Circuit, 2000)
Liggett Group, Inc. v. Engle
853 So. 2d 434 (District Court of Appeal of Florida, 2003)
Engle v. Liggett Group, Inc.
945 So. 2d 1246 (Supreme Court of Florida, 2006)
RJ Reynolds Tobacco Co. v. Engle
672 So. 2d 39 (District Court of Appeal of Florida, 1996)
Damianakis v. Philip Morris USA Inc.
155 So. 3d 453 (District Court of Appeal of Florida, 2015)
R.J. Reynolds Tobacco Company v. Pamela Ciccone, etc.
190 So. 3d 1028 (Supreme Court of Florida, 2016)
Theresa Graham v. R.J Reynolds Tobacco Company
857 F.3d 1169 (Eleventh Circuit, 2017)
Roseann Michelle Gill v. Grady Judd
941 F.3d 504 (Eleventh Circuit, 2019)
Philip Morris USA, Inc. v. Douglas
110 So. 3d 419 (Supreme Court of Florida, 2013)
R.J. Reynolds Tobacco Co. v. Ciccone
123 So. 3d 604 (District Court of Appeal of Florida, 2013)

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Bluebook (online)
981 F.3d 880, Counsel Stack Legal Research, https://law.counselstack.com/opinion/patricia-harris-v-rj-reynolds-tobacco-company-ca11-2020.