Pasiecznik v. Home Depot U.S.A., Inc.

District Court, D. Nevada·Decided August 31, 2023·No. 2:20-cv-02202·Unknown

Opinion

1 UNITED STATES DISTRICT COURT

2 DISTRICT OF NEVADA

3 * * *

4 William J. Pasiecznik, Case No. 2:20-cv-02202-RFB-BNW

5 Plaintiff, Order re ECF No. 69 6 v.

7 Home Depot,

8 Defendant.

9 10 Before the Court is Defendant Home Depot’s Motion to Strike.1 ECF No. 69. Plaintiff 11 opposed at ECF No. 75, and Defendant replied at ECF No. 81. The Court held a hearing on 12 Defendant’s motion on February 14, 2023. ECF No. 84. At the Court’s request, the parties filed 13 supplemental briefing at ECF Nos. 85 and 86. 14 For the reasons discussed below, the Court declines to impose the extreme exclusion 15 sanctions under Fed. R. Civ. P. 37(c)(1).2 The Court will reopen discovery to cure any prejudice that 16 Defendant may have suffered as a result of Plaintiff’s deficient non-retained expert disclosures. 17 See Holen v. Jozic, No. C17-1147JLR, 2018 WL 5761775, at *2 (W.D. Wash. Nov. 2, 2018). 18 (“District courts are given ‘particularly wide latitude’ in determining whether to issue sanctions, 19 including the exclusion of evidence, under Rule 37(c)(1).”) (quoting Bess v. Cate, 422 F. App’x 569, 20 571 (9th Cir. 2011)). 21 // 22 // 23 1 Defendant filed a Notice of Errata at ECF No. 78. 24 2 Rule 37(c)(1) provides courts with the discretion to exclude improper Rule 26 disclosures that are not “substantially justified” or “harmless.” But it also allows courts to impose additional or alternate sanctions: 25 If a party fails to provide information or identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial, unless 26 the failure was substantially justified or is harmless. In addition to or instead of this sanction, the court, on motion and after giving an opportunity to be heard, (A) may order payment of the reasonable expenses, 27 including attorney’s fees, caused by the failure; (B) may inform the jury of the party’s failure; and (C) may impose other appropriate sanctions, including any of the orders listed in Rule 37(b)(2)(A)(i)-(vi). 1 I. Parties’ Arguments 2 Defendant seeks to exclude the testimony of 47 medical providers who Plaintiff disclosed 3 as non-retained experts. ECF No. ECF No. 69 at 4. These non-retained experts “appear to be 4 treating providers[.]” Id. at 8. 5 According to Defendant, Plaintiff’s expert disclosures are deficient under Fed. R. Civ. P. 6 26(a)(2)(B) and (C) because they include the same, boilerplate description for each of the 47 7 providers. Id. It further submits that it has been prejudiced by Plaintiff’s deficient disclosures 8 because it is “left to guess which of the providers and facilities disclosed by Plaintiff are likely to 9 be called as witnesses at trial by Plaintiff, what opinions each of them would testify to, and which 10 opinions they could properly testify to as treating experts for whom no expert reports were 11 provided.” Id. at 15. 12 Plaintiff counters that Defendant’s motion should be denied for several reasons. First, he 13 argues that Defendant failed to properly meet and confer as required under LR 16-3. ECF No. 75 14 at 3–4. Second, he argues that his initial and supplemental expert disclosures are compliant with 15 Fed. R. Civ. P. 26(a)(2) because they “indicate the facts at issue and opinions of the treaters” and 16 put Defendant “on notice of the contents of the trial testimony of each treater.” Id. at 15. Finally, 17 he argues that even if the Court were to find that the disclosures were deficient, this deficiency is 18 harmless because Plaintiff provided Defendant with each provider’s medical records, Defendant 19 was on notice of these alleged deficiencies as late as October 2021 (and well within the discovery 20 period), Defendant chose to wait until the discovery period ended to file this motion seeking case- 21 ending sanctions, Defendant did not depose any of the medical providers, the medical providers 22 would be subject to cross-examination at trial, and there is no evidence that Plaintiff’s 23 noncompliance was willful or in bad faith. Id. at 15–16. 24 In its reply, Defendant asserts that it did telephonically meet and confer with Plaintiff 25 regarding the adequacy of Plaintiff’s initial disclosures. ECF No. 81 at 2. It also repeats its prior 26 arguments. 27 // 1 II. Legal Standard 2 Federal Rule of Civil Procedure 26(a)(2) “requires parties to disclose the identity of any 3 expert witness.” Fed. R. Civ. Proc. 26(a)(2); Goodman v. Staples The Office Superstore, LLC, 644 4 F.3d 817, 824 (9th Cir. 2011). The Federal Rules contemplate two classes of experts: those retained 5 or specifically employed to give expert testimony in a case, and those who are not retained or 6 specially employed but, nevertheless, may provide expert testimony. The disclosure of retained 7 experts is governed by Rule 26(a)(2)(B), which requires that the disclosure include a detailed, 8 written expert report. Non-retained experts are governed by Rule 26(a)(2)(C), which does not 9 require a detailed report. Instead, the party offering a non-retained expert’s testimony must only 10 provide summary disclosures, including (1) the subject matter on which the witness is expected to 11 present evidence under Federal Rule of Evidence 702, 703, or 705; and (2) a summary of the facts 12 and opinions to which the witness is expected to testify. Fed. R. Civ. Proc. 26(a)(2)(c). To the 13 extent that a treating physician’s opinions are formed during the course of treatment, and the 14 physician is to testify as an expert, as opposed to a fact witness, the physician must be disclosed 15 pursuant to Rule 26(a)(2)(C). Goodman, 644 F.3d at 826. 16 Federal Rule of Civil Procedure 37(c) provides that if a party fails to provide information 17 required by Rule 26(a), then “the party is not allowed to use that information or witness to supply 18 evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is 19 harmless.” See also Goodman, 644 F.3d at 826 (citing Fed. R. Civ. P. 37(c)(1)) (“When a party 20 fails to make the disclosures required by Rule 26(a), the party is not allowed to use the witness to 21 supply evidence at trial unless it establishes that the failure was substantially justified or is 22 harmless.”). Rule 37(c)(1) “gives teeth” to the requirements of Rule 26. Yeti by Molly, 16 Ltd. v. 23 Deckers Outdoor Corp., 259 F.3d 1101, 1106 (9th Cir. 2001). Generally, an exclusion sanction is 24 “self-executing” and “automatic.” Advisory Committee Notes to 1993 Amendments. Nonetheless, 25 courts are entrusted with “particularly wide latitude” in exercising this discretion to impose 26 sanctions under Rule 37(c)(1). Yeti by Molly, 259 F.3d at 1106. 27 1 In exercising that discretion, courts determine initially whether the failure to comply with 2 the disclosure requirements was either substantially justified or harmless. Fed. R. Civ. P. 37(c)(1). 3 The party facing sanctions bears the burden of establishing that substantial justification or 4 harmlessness exists.

Free access — add to your briefcase to read the full text and ask questions with AI

Pasiecznik v. Home Depot U.S.A., Inc., (D. Nev. 2023).

Pasiecznik v. Home Depot U.S.A., Inc. (Pasiecznik v. Home Depot U.S.A., Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Lanard Toys Limited v. Novelty, Inc.
375 F. App'x 705 (Ninth Circuit, 2010)
Sam Bess v. Matthew Cate
422 F. App'x 569 (Ninth Circuit, 2011)
R & R Sails, Inc. v. Insurance Co. of Pennsylvania
673 F.3d 1240 (Ninth Circuit, 2012)
United States v. Mendoza-Fernandez
4 F.3d 815 (Ninth Circuit, 1993)
Yeti by Molly Ltd. v. Deckers Outdoor Corp.
259 F.3d 1101 (Ninth Circuit, 2001)
Pineda v. City of San Francisco
280 F.R.D. 517 (N.D. California, 2012)
Silvagni v. Wal-Mart Stores, Inc.
320 F.R.D. 237 (D. Nevada, 2017)