Pasatiempo ex rel. Pasatiempo v. Aizawa

103 F.3d 796
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 19, 1996
DocketNo. 94-17092
StatusPublished
Cited by1 cases

This text of 103 F.3d 796 (Pasatiempo ex rel. Pasatiempo v. Aizawa) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pasatiempo ex rel. Pasatiempo v. Aizawa, 103 F.3d 796 (9th Cir. 1996).

Opinion

D.W. NELSON, Circuit Judge.

Appellants Ramsey Pasatiempo, Peter Ferreira, and Tina Williams, on behalf of themselves and a class of similarly situated individuals (“Parents and Students”), appeal the district court’s grant of summary judgment in favor of Appellee Department of Education of the State of Hawaii (“DOE”). Parent's- arid Students maintain that in administering individual evaluations of students without comporting with the procedural requirements of the Individuals with Disabilities Education Act, 20 U.S.C. §§ 1400-1485 (“IDEA”) and the Rehabilitation Act, 29 U.S.C. § 794 (“Section 504”), the DOE violated federal law.1 We have jurisdiction over this appeal, 28 U.S.C. § 1291, and we reverse.

FACTUAL AND PROCEDURAL BACKGROUND

I. Statutory and Regulatory Background

The IDEA requires that all students with disabilities be “identified, located, and evaluated,” 20 U.S.C. § 1412(2)(C), and that then-parents be notified when a school district intends to evaluate them for special education, 20 U.S.C. § 1415(b)(1)(C). In order to comply with these statutory mandates, the DOE adopted Haw.Admin.R.Chap. 36 (“Chapter 36”), the goal of which is to guarantee procedural protections to students and their parents during the evaluation and placement processes:

The purpose of this chapter is to provide procedures that protect the due process rights of children who are handicapped, or who are suspected of being handicapped, and their parents in riiatters relating to identification, evaluation, program, placement, or the provision of a free appropri[798]*798ate public education and to inform the public of these procedures and rights.

Haw.Admin.R. § 8-36-1 (Jan. 6,1986).

In a similar vein, Section 504 of the Rehabilitation Act requires the DOE to conduct preplacement evaluations of students who, because of a disability, need or are believed to need special education or related services before those students are placed in a regular or special education program. 34 C.F.R. § 104.35(a). These are. referred to as Chapter 36 assessments. Regulations promulgated under § 504 also provide parents with certain procedural safeguards:

A recipient that operates a public elementary or secondary education program shall establish and implement, with respect to actions regarding the identification, evaluation, or educational placement of persons who, because of handicap, need or are believed to need special instruction or related services, a system of procedural safeguards that includes notice, an opportunity for the parents or guardian of the person to examine relevant records, an impartial hearing with opportunity for participation by the person’s parents or guardian and representation by counsel, and a review procedure.

34 C.F.R. § 104.36. The regulations further provide that compliance with the IDEA’S procedures satisfies the requirements of § 504. Id.

The evaluations at issue in this case, however, are conducted without the benefit of these procedural safeguards, and are described by the DOE as “non-Chapter 36 assessments.” The DOE explains that these assessments are “conducted for students who are not suspected of having a handicap, but who may be exhibiting achievement delays or adjustment difficulties, which may require alternative teaching strategies.” The scope of these evaluations may be quite broad. A DOE specialist testified that non-Chapter 36 tests “include, but are not limited to,” the following:

spelling, vocabulary, dictionary skills, research skills, reading, diction, language arts, comprehension, decoding, word analysis, writing, punctuation, expression, grammar, syntax, arithmetic calculations, mathematic calculations, geometric calculations, algebraic calculations, word problems, grapho-motor skills, penmanship, determination of social resources available in the community, crisis intervention, parenting skills (divorce), counseling services, hearing tests, vision tests, intellectual, and psychological testing.

The DOE contrasts these assessments with Chapter 36 evaluations, which “include, at the minimum, 10-14 tests in the battery provided in the four areas of intellectual, speech/language, academic, and social development.” See 34 C.F.R. §§ 300.532(d) & (f); Haw.Admin.R. § 8-36-11.

If either a parent or a teacher requests an evaluation, he or she completes a “Request for Evaluation.” Some of the request forms are designated-as “Non-Department of Education Evaluation Request[s],” while the others have no such limiting provision, and presumably refer to comprehensive assessments. The forms are otherwise identical; they neither distinguish between the two types of evaluations, nor provide any mechanism whereby individuals may select between the two. The request is then reviewed by a school screening committee which decides whether an evaluation will be administered, and if so, what kind. If the committee decides that an assessment of a student is warranted, it completes a “Referral for Special Services” on which it describes its reasons for recommending the evaluation, and transmits the form to the DOE. On the form, the requester indicates the areas in which the student is experiencing difficulties. A substantial impairment of the student’s abilities in a number of these areas would likely reflect a disability.2 The requester then chooses between making a Chapter 36 or a non-Chapter 36 referral, and transmits the form to the DOE.

[799]*799The DOE appears in some eases to make little distinction between the two types of evaluation requests. With respect to at least one of the class members for whom a non-Chapter 36 evaluation had been requested, the DOE responded to the referral by issuing a letter stating that an initial comprehensive evaluation would not be conducted.3 Similarly, in eases where parents have completed “Non-Department of Education Evaluation Request[s],” the DOE has in some cases provided comprehensive evaluations.

When the DOE decides to conduct a non-Chapter 36 evaluation, it sends to parents a “Notification of a Special Evaluation.” That form includes a checklist of reasons for the evaluation which include hearing, speech/language, and academic and social work.

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Related

Pasatiempo v. Aizawa
103 F.3d 796 (Ninth Circuit, 1996)

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Bluebook (online)
103 F.3d 796, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pasatiempo-ex-rel-pasatiempo-v-aizawa-ca9-1996.