Parrish v. Cleveland

372 F.3d 294, 2004 U.S. App. LEXIS 12033
Court of Appeals for the Fourth Circuit·Decided June 18, 2004·No. 02-2307·Published·Cited by 427 cases

Opinions

Reversed and remanded with instructions by published opinion. Judge WILLIAMS wrote a separate opinion and announced the judgment at the court. Judge KING wrote an opinion concurring in the judgment. Judge LUTTIG wrote a dissenting opinion.

OPINION

WILLIAMS, Circuit Judge:

Early in the evening of May 22, 2001, Fairfax County police officers arrested Tony Marcel Lee on suspicion of being drunk in public. After processing Lee at a substation and placing a “spit mask” over his head, the officers placed the handcuffed Lee in the back of a police van to transport him to an adult detention center, [297] where medical care was available for intoxicated detainees. En route, Lee vomited and later died. An autopsy revealed the cause of death to be aspiration of gastric content and positional asphyxia, with Lee’s 0.35 percent blood alcohol content being a contributing cause. Appellee Joseph R. Parrish, acting as personal representative for Lee, brought suit against the five individual officers who handled Lee while he was in custody (the “officers” or “individual defendants”), raising a variety of state and federal claims, including claims that each of the officers violated Lee’s Fourteenth Amendment Due Process rights in that each was deliberately indifferent to a serious risk of physical harm to Lee.1 The district court denied summary judgment to the officers, summarily rejecting their assertions of qualified immunity. The officers appeal the denial of qualified immunity, and we reverse.

I.

A.

Viewed in the light most favorable to the plaintiff, Winfield v. Bass, 106 F.3d 525, 535 (4th Cir.1997) (en banc), the relevant facts are as follows. On the evening of May 22, 2001, Officer Paul Cleveland of the Fairfax County Police Department, one of the defendants below, responded to a reported larceny at a convenience store. After taking a description of the alleged perpetrators from the convenience store attendant, Cleveland searched the area nearby and discovered a man, later identified as Lee, in a wooded area adjacent to the store who matched one of the descriptions provided by the attendant. Lee was shirtless, appeared to be intoxicated, was drooling from his mouth, and had several cuts and abrasions across his body. Cleveland placed Lee under arrest on suspicion of being drunk in public, handcuffed him in accordance with standard practice, placed him in the back of his cruiser, and drove him to the Mount Vernon Satellite Intake Facility (the police station) for processing. Lee vomited several times along the way to the station. Upon his arrival at the police station, Cleveland was met in the sally port area by Officer Paul Thompson and Deputy Sheriffs Brian Wancik and Kevin Garlow, all of whom are co-defendants in this case. When Thompson arrived at the scene, Lee was lying prone in the back of the cruiser, with his feet in the floorboard area behind the driver’s seat and his head on the back seat behind the passenger seat. On the floorboard behind the passenger seat and beneath Lee’s head was a quantity of liquid that appeared to be a combination of vomit and mucous. Lee also had some of this substance on his shoulder. After some effort, Cleveland, Thompson, Wancik and Garlow were able to get Lee to sit upright in the back seat of the cruiser with his feet on the pavement outside the cruiser. At this point, the officers observed that Lee had a large quantity of fluid inside his mouth and asked him to spit it out. Lee refused to do so and rolled the contents around in his mouth. Second Lieutenant John L. Dooley, also a defendant in this case, overheard this exchange and recommended that one of the officers get a large garbage can for Lee to spit in. When Lee spat into the garbage can, Deputy Wancik noticed [298] that the substance that Lee expectorated contained “red specks.” (J.A. at 684-85.)

Although Lee had not attempted to spit at anyone, Lee was drooling heavily and was intoxicated. Given that intoxicated individuals tend to behave unpredictably and knowing that the officers would be handling Lee, Wancik decided that, based on the red specks he had seen, a “spit mask” should be used on Lee to prevent the spread of any bloodborne pathogens that Lee might be carrying. Wancik retrieved a “TranZport Hood”2 spit mask from a filing cabinet, removed it from its packaging, and returned to the sally port area where the other officers were attending to Lee.3 Wancik had no experience with the TranZport Hood specifically and never previously had used any type of spit mask on a detainee.

Upon returning to Cleveland’s cruiser, Wancik asked the other officers if they thought that the spit mask should be used. Like Wancik, the other officers had neither any formal training on the use of the TranZport Hood or any other type of spit mask, nor any direct experience in the use of spit masks. Cleveland, Dooley, and Garlow nonetheless agreed with Wancik that the use of the mask was warranted under the circumstances. Wancik placed the mask over Lee’s head while Lee was seated in the backseat of the cruiser, applying the spit mask so that Lee’s nose was not covered by the filtering fabric.4 According to Wancik, the mask fit loosely around Lee’s neck, so that if any liquid were to flow into the mask from Lee’s mouth, it “easily” would flow out of the bottom. (J.A. at 439.) During the forty-five minutes to one hour from the time that Wancik placed the mask over Lee’s head until the time Lee left in the police van, Lee was conscious and able to communicate. During this time period, Lee did not vomit or indicate that he needed to vomit,5 although he did spit into the mask [299] several times. No one observed any fluid flow out of the bottom of the mask.

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Parrish v. Cleveland, 372 F.3d 294, 2004 U.S. App. LEXIS 12033 (4th Cir. 2004).

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