Parks v. Ricciardi

2005 Mass. App. Div. 107
CourtMassachusetts District Court, Appellate Division
DecidedSeptember 8, 2005
StatusPublished
Cited by6 cases

This text of 2005 Mass. App. Div. 107 (Parks v. Ricciardi) is published on Counsel Stack Legal Research, covering Massachusetts District Court, Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Parks v. Ricciardi, 2005 Mass. App. Div. 107 (Mass. Ct. App. 2005).

Opinion

Bernard, J.

After paying more than $42,000.00 for a kitchen remodeling project that was never completed, homeowners Philip and Ann Parks commenced this action against both the construction company that abandoned the project and its corporate president. Their amended complaint sought recovery on contract, tort and G.L.c. 93A claims. Defendant Ricciardi Construction Company, Inc. (the “Company”) filed for bankruptcy, and the action proceeded to a bench trial against the individual defendant, Michael J. Ricciardi (“Ricciardi”). At the close of the plaintiffs’ case, Ricciardi filed a motion for a “directed verdict” which was allowed after hearing. The trial judge did not make written findings. This Dist./Mun. Cts. R. A. D. A., Rule 8C, appeal by the plaintiffs followed.

1. Ricciardi’s objections to the plaintiffs’ Mass. R. Civ. R, Rule 41(b)(2), arguments on this appeal are without merit. A motion for a “directed verdict” at the close of the plaintiff’s case is an inappropriate “procedural anomaly” in a civil action tried without a jury. Skowronski v. Sachs, 62 Mass. App. Ct. 630, 632-633 (2004). Ricciardi’s contention that he was entitled to have his “directed verdict” motion decided under Mass. R. Civ. P., Rule 50, is erroneous; Rule 50 is inapplicable in non-jury District Court civil proceedings. Joseph Freedman Co. v. North Penn Transfer, Inc., 388 Mass. 551, 554 n.4 (1983). Ricciardi should have captioned his motion as one for involuntary dismissal pursuant to Mass. R. Civ. P., Rule 41(b) (2), and the trial court was required to have treated it as such. Brown v. Gerstein, 17 Mass. App. Ct. 558, 559 n.3 (1989); Dew v. Laufauci, 2001 Mass. App. Div. 95, 97; Prophete v. Polynice, 2000 Mass. App. Div. 194, 195.

The distinction between Rule 50 and Rule 41 (b) (2) derives from nothing more than the obvious difference between the judge’s role in a jury and in a non-jury trial. Where there is a jury to serve as the trier of fact, a Rule 50 motion at the close of the plaintiff’s case requests a purely legal ruling from the trial judge as to the sufficiency of the evidence to satisfy the plaintiff’s burden of proof. Alholm v. Wareham, 371 Mass. 621, 627 (1976); Cameron v. Carelli, 39 Mass. App. Ct. 81, 83 (1995). In a non-jury trial, however, the judge resolves all questions of both law and fact Rule 41(b) (2) thus permits the judge to decide a defendant’s motion for a finding in its favor at the close of the plaintiff’s evidence either (1) on a strictly legal basis, by utilizing the directed verdict standard to determine whether the evidence establishes a prima facie case for the [108]*108plaintiff; or (2) as the trier of fact, by assessing the credibility and weight of the evidence to determine if a preponderance favors the plaintiff. DeVito v. Cellular Mobile Communications, Inc., 1993 Mass. App. Div. 48, 50.

Contrary to Ricciardi’s contention, the allowance of a Rule 41(b)(2) motion serves as a proper predicate for appeal. The plaintiffs were not required to file Mass. R. Civ. R, Rule 64A, requests for rulings of law after the involuntary dismissal of their action in order to preserve their right to appellate review. See Skowronski, supra at 633-634. A trial court is instead obligated to make written findings to clarify the basis of its dismissal order. Rule 41(b)(2) unequivocally mandates that if “the court renders judgment on the merits against the plaintiff, the court shall make findings as provided in Rule 52(a).” See Mattoon v. Pittsfield, 56 Mass. App. Ct. 124, 138-139 (2002). A trial judge’s failure to make written findings in allowing a Rule 41(b) (2) motion is error, Sugarman v. Malkemus, 1997 Mass. App. Div. 64, 66, and a new trial is customarily required.

A failure to make Rule 41(b) (2) findings has been deemed harmless error, however, where the record is devoid of any evidence to warrant a finding for the plaintiff. See S & R Realty Corp. v. Marron, 5 Mass. App. Ct. 800 (1977). In such a case, whether the judge ruled on the legal insufficiency of the plaintiff’s evidence or instead found that the evidence lacked credibility is irrelevant because dismissal of the plaintiff’s claim would have been required in either event We turn to a consideration, therefore, of whether there is any evidence in the record which would have permitted recovery by the plaintiffs. See Raviv v. K-Mart Corp., 1993 Mass. App. Div. 225, 225-226.

2. The plaintiffs’ amended complaint sought damages against Ricciardi individually for his alleged G.L.c. 93A violations (Count II), breach of the implied covenant of good faith and fair dealing (Count III), and fraud and misrepresentations (Count IV) .3

A G.L.c. 93A, §9 demand letter was a prerequisite to any recovery by the plaintiffs for Ricciardi’s unfair and deceptive acts. Spring v. Geriatric Auth. of Holyoke, 394 Mass. 274, 286-289 (1985). As no demand letter was attached to, or referenced in, the plaintiffs’ amended complaint, and no evidence was introduced at trial that such a letter was ever sent to Ricciardi, Count II was properly dismissed as a matter of law.

As to Count III, the covenant of good faith and fair dealing is an implied contractual covenant. Ayash v. Dana-Farber Cancer Inst., 443 Mass. 367, 385 (2005); Prozinski v. Northeast Real Estate Services, LLC., 59 Mass. App. Ct. 599, 608 n.7 (2003). It was undisputed at trial that the plaintiffs’ home improvement contract was with the Corporation only. As there is nothing in the record to indicate the existence of a written or oral agreement between the plaintiffs and Ricciardi individually, there was no error in the Rule 41(b) (2) dismissal of Count III.

Neither the absence of a contractual relationship with the plaintiffs, nor his status as an officer of the Corporation, would have automatically shielded Ricciardi from individual liability for his own tortious conduct under Count IV of the plaintiffs’ complaint. It is settled that a

corporate officer is personally liable for a tort committed by the corporation that employs him, if he personally participated in the tort by, for example, directing, controlling, approving or ratifying the act that injured the aggrieved party.

[109]*109Townsends, Inc. v. Beaupre, 47 Mass. App. Ct. 747, 751-752 (1999). See generally Grand Pacific Finance Corp. v. Brauer, 57 Mass. App. Ct 407, 414 (2003). Personal liability is imposed even though the individual officer’s or employee’s tortious conduct was undertaken solely for the benefit of the corporation. See Refrigeration Discount Corp. v. Catino, 330 Mass. 230, 235 (1953). Given Ricciardi’s potential individual liability in tort, the Rule 41(b) (2) dismissal of Count IV can be sustained only if the record discloses insufficient evidence to permit a finding for the plaintiffs. Hanover Ins. Co. v Sutton, 46 Mass. App. Ct. 153, 166 (1999). In deciding that question, we view the evidence and all reasonable inferences which can be drawn in the light most favorable to the plaintiffs. Mattoon v. Pittsfield, supra, at 126.

The plaintiffs executed a detailed home improvement contract with the Corporation on April 9, 2002 for the remodeling and expansion of their kitchen at a cost of $56,850.00.

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Bluebook (online)
2005 Mass. App. Div. 107, Counsel Stack Legal Research, https://law.counselstack.com/opinion/parks-v-ricciardi-massdistctapp-2005.