Parker v. Wolters Kluwer United States, Inc.

57 Cal. Rptr. 3d 18, 149 Cal. App. 4th 285, 2007 Daily Journal DAR 4461, 2007 Cal. Daily Op. Serv. 3489, 2007 Cal. App. LEXIS 490
CourtCalifornia Court of Appeal
DecidedApril 3, 2007
DocketB190805
StatusPublished
Cited by66 cases

This text of 57 Cal. Rptr. 3d 18 (Parker v. Wolters Kluwer United States, Inc.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Parker v. Wolters Kluwer United States, Inc., 57 Cal. Rptr. 3d 18, 149 Cal. App. 4th 285, 2007 Daily Journal DAR 4461, 2007 Cal. Daily Op. Serv. 3489, 2007 Cal. App. LEXIS 490 (Cal. Ct. App. 2007).

Opinion

Opinion

JOHNSON, Acting P. J .

After previous orders and monetary sanctions failed to bring about Leonard O. Parker’s compliance with the discovery process the trial court sanctioned Parker by dismissing his complaint against all defendants and entered his default on the cross-complaint brought by two of the defendants. Parker appeals from the ensuing judgment and challenges the validity of the underlying discovery orders which led to it.

We affirm the judgment in part and reverse it in part. We reverse one of the monetary sanction orders. We hold the trial court erred in imposing terminating sanctions in favor of parties who did not propound discovery themselves or show how they were prejudiced by Parker’s failure to comply with the discovery requests propounded by others.

FACTS AND PROCEEDINGS BELOW

Parker brought an action against his former employer, Wolters Kluwer United States, Inc. (WKUS), its subsidiary CCH, Inc., 1 and three of its employees, Cyndi Andreu, Jackie Staley and Kathy Baker, alleging various employment-related torts and breaches of contract. Defendants answered the complaint and WKUS filed a cross-complaint to recover excess benefits paid to Parker under its short-term disability plan.

In response to the cross-complaint, Parker filed demurrers, motions to strike and a motion to quash service. He also demurred and moved to strike the defendants’ answer to his complaint. The trial court denied Parker’s motions and overruled his demurrers. Parker then answered the cross-complaint.

WKUS attempted to obtain discovery from Parker. As we discuss more fully below, Parker failed to properly respond to interrogatories and to submit *290 to a deposition. After monetary sanctions did not result in Parker’s cooperation the trial court struck Parker’s complaint as to all four defendants and entered his default on the cross-complaint.

Following a default prove-up the trial court entered judgment in favor of WKUS on its cross-complaint in the amount of $3,698.14 plus prejudgment interest and included in the judgment a $2,200 discovery sanction in favor of WKUS for Parker’s refusal to respond to WKUS’s interrogatories. 2 The judgment also dismissed Parker’s complaint as to all four defendants.

The trial court denied Parker’s motions to vacate, set aside and reconsider its judgment and orders. Parker filed a timely appeal from the judgment through which he also challenges the trial court’s orders with respect to the pleadings and discovery.

DISCUSSION

I. AN APPELLATE BRIEF INCORPORATING BY REFERENCE POINTS AND AUTHORITIES FILED IN THE TRIAL COURT DOES NOT SATISFY THE REQUIREMENT A BRIEF “SUPPORT EACH POINT BY ARGUMENT AND, IF POSSIBLE, BY CITATION OF AUTHORITY.” (CAL. RULES OF COURT, RULE 8.204(a)(1)(B).)

Throughout his brief on appeal Parker alludes to arguments he made in the trial court and purports to incorporate these arguments by reference in his appellate brief. It is well established, however, this practice does not comply with rule 8.204(a)(1)(B) 3 of the California Rules of Court, which requires an appellate brief “support each point by argument and, if possible, by citation of authority.” 4

While incorporation by reference might seem to make sense ecologically, by reducing the amount of paper used in appellate briefs, the actual result would be to increase the amount of paper used in an appeal. The rules require an original and four copies of the appellate brief. 5 The original brief stays with the record on appeal. Each of the three justices on the panel deciding the *291 case receive copies of the briefs which they can use at their desks, work on at home, or take with them when traveling for an engagement outside the court. The fourth copy remains in the clerk’s office for public inspection. Only one copy of the trial court record is filed in the appellate court, however. 6 If all three justices had to share this single record in order to review, research and evaluate a party’s arguments the time it would take for the court to decide the appeal would considerably increase. This would work a hardship on the parties to that appeal and to the parties in other appeals awaiting their turn for consideration and decision. Alternatively, four copies of the trial court record would have to be filed with the Court of Appeal. Because these records often consist of thousands of pages it is easy to see how the amount of paper used in the appeal would increase significantly.

Therefore, in deciding the issues in this appeal we have not considered Parker’s “incorporated” arguments. 7

II.-IV. *

V. THE TRIAL COURT DID NOT ABUSE ITS DISCRETION IN IMPOSING A TERMINATING SANCTION BY DISMISSING PARKER’S COMPLAINT AGAINST WKUS.

A. Events Leading Up to the Terminating Sanction.

1. Failure to respond to interrogatories.

In June. 2005 WKUS served Parker with a set of form interrogatories and a set of special interrogatories. Parker did not answer these interrogatories within- the time provided by statute. After several telephone calls and e-mails from counsel for WKUS, Parker promised to serve his responses by August 5, 2005. When no responses arrived by August 17 WKUS filed a motion to compel. This motion was taken off calendar when Parker served his responses later in August. Parker did not verify his responses and objected to some interrogatories although all objections were waived because the responses were late. 19 In addition, WKUS found many of Parker’s responses inadequate.

*292 Parker ignored WKUS’s efforts to meet and confer concerning his responses. Therefore, in October 2005 WKUS filed a motion to compel further answers to the form and special interrogatories. In his opposition to the motion Parker argued his responses were adequate and proper but did not deny his failure to meet and confer with WKUS regarding those responses.

In November 2005 the trial court ordered Parker to provide supplemental responses, properly verified, within 10 days of its order. It sanctioned Parker in the sum of $2,200.00. At the time of the motion for terminating sanctions in December 2005 Parker still had not served his supplemental responses.

2. Failure to attend and participate in depositions.

WKUS noticed Parker’s deposition for August 29, 2005.

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57 Cal. Rptr. 3d 18, 149 Cal. App. 4th 285, 2007 Daily Journal DAR 4461, 2007 Cal. Daily Op. Serv. 3489, 2007 Cal. App. LEXIS 490, Counsel Stack Legal Research, https://law.counselstack.com/opinion/parker-v-wolters-kluwer-united-states-inc-calctapp-2007.