Parker v. United States

114 F.2d 330, 1940 U.S. App. LEXIS 3112
CourtCourt of Appeals for the Fourth Circuit
DecidedAugust 16, 1940
DocketNo. 4634
StatusPublished
Cited by3 cases

This text of 114 F.2d 330 (Parker v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Parker v. United States, 114 F.2d 330, 1940 U.S. App. LEXIS 3112 (4th Cir. 1940).

Opinion

DOBIE, Circuit Judge.

Frank Parker (plaintiff-appellant, hereinafter called claimant) filed with the Veterans’ Bureau a claim against the United States for disability benefits under his policy of war risk insurance. There were decisions (all adverse to claimant) on this claim by different branches of the Veterans’ Bureau and claimant instituted three civil actions, all based on the same claim, against the United States, in the United States District Court for the Northern District of West Virginia, 29 F.Supp. 741.1

Claimant dismissed without prejudice the first of these actions, apparently on the belief that there had been no adequate disagreement. Section 405, 40 Stat. 410, 38 U.S.C.A. § 445. In the second action (hereinafter called the Baker action), Judge Baker sustained the Government’s special plea of the Statute of Limitations and thereupon entered judgment dismissing this action. From this ruling and judgment, no appeal was taken by claimant. Still a third action (hereinafter called the Watkins action) was later brought by claimant.

,In the Watkins action, claimant endeavored to bring himself within the provisions of a saving clause in the Veterans' Act (§ 19, World War Veterans’ Act of 1924, 38 U.S.C.A. § 445), which reads as follows: “If suit is seasonably begun and fails for defect in process, or for other reasons not affecting the merits, a new action, if one lies, may be brought within a year though the period of limitations has elapsed.”

Judge Watkins decided that, in order that claimant might bring himself within the beneficent provisions of this saving [332]*332clause, claimant must have instituted the Baker action within the period prescribed by the general Statute of Limitations in the Veterans' Act (otherwise, the Baker action was not “seasonably begun” as that term is used in the saving clause), and that, as to claimant, the decision of Judge Baker (in the Baker action) on the general Statute of Limitations was res judicata. Judge Watkins thereupon entered judgment (in the Watkins action) in favor of the United States. Whereupon this appeal (in the Watkins action) was taken to our Court.

Since we believe this decision of Judge Watkins upon the plea of res judicata to be correct, we affirm the judgment of the District Court on that score. Accordingly, we need not here concern ourselves with the proceedings before the Veterans’ Bureau, or with the first action which was dismissed without prejudice; nor are we called upon to pass on the correctness or tjie incorrectness of the decision (in the Baker action) of Judge Baker. For, under the view we take, claimant’s only remedy there was by appeal from Judge Baker's decision in the Baker action. And, as has been indicated, no such appeal was taken.

Since the Watkins action must admittedly come within the terms of the saving clause, if it is to lie, it now becomes necessary to discuss the precise meaning of this clause and to show exactly the specific situations to which that clause is applicable. Then, we believe, it will clearly appear that claimant cannot bring his claim under this clause, because he fails to satisfy the first condition precedent to the- operation of the clause. The Baker action was not “seasonably begun” as required by the saving clause.

The saving clause (on which claimant relies) may be, we think, thus paraphrased. If an action (under the Veter-, ans’ Act) is instituted within the period prescribed by the Statute of Limitations of this Act, then (and only if this essential condition precedent has been fulfilled) if also this first action fails for some reason not affecting the merits of the claim on which this first action was based, a new action on this same claim may be instituted, provided this new action is instituted within one year from the institution of the first action, even though the bar of the Statute of Limitations fell after the institution of the first action and before the institution of the second action.

Accordingly, claimant, having failed to satisfy this first and absolutely essential condition precedent prescribed by the saving clause (“If the suit be seasonably begun”), cannot invoke the saving clause. This alone puts him beyond the terms of the. saving clause. So we need not decide whether or not the dismissal of the Baker action under the general Statute of Limitations was a failure of this action for “reasons not affecting the merits”.

“It is the contention of the plaintiff (claimant-appellant) that' Judge Baker made no decision under the Saving Clause of the Statute and that under the provisions of this Saving Clause, the District Court in the present (Watkins) action has a right to re-determine and re-decide whether the previous (Baker) action was ‘seasonably’ begun and that the issue was no res judicata because no decision has ever been made under the terms of the statute upon which the Watkins suit is predicated.” Appellant’s brief, p. 5.

So we are asked to reverse the judgment of Judge Watkins, to remand this case to the District Court “with instructions to that Court to hear and determine the plaintiff’s cause of action upon its merits”. Appellant’s brief, p. 18. This we cannot do. Plaintiff’s contention, we think, is quite unsound in that it seeks to give an erroneous and unduly restricted scope to the beneficent application of the doctrine of res judicata.

The doctrine of res judicata, with its underlying philosophy, has long been recognized, and is a familiar doctrine, in jurisprudence. Thus, in a recent note in 54 Harvard Law Review, pages 652, 653, it is said: “Roughly, the concept of res judicata is that when parties have once litigated an issue it should be concluded. The Roman law enunciated the theory at an early date, and it has been applied consistently by the courts of the United States and England, as well as by the courts of modern Europe.”

In the Funk & Wagnalls Standard Dictionary, we find: “Res adjudicata, an issue or point of law that has been previously decided by a court of authoritative or competent jurisdiction, and which when pleaded is conclusive of the matter in controversy by way of estoppel. To constitute a conclusive res adjudicata, four conditions or identities must be found concurring, viz., identity in the thing sued for, in the cause of action, in the parties to the [333]*333action, and in the quality or capacity oí the persons for or against whom the claim is made.”

In Southern Pacific Railroad Co. v. United States, 168 U.S. 1, 48, 49, 18 S.Ct. 18, 27, 28, 42 L.Ed. 355, Mr. Justice Harlan admirably outlined the doctrine of res judicata and the reasons for its application: “The general principle announced in numerous cases is that a right, question, or fact distinctly put in issue, and directly determined by a court of competent jurisdiction, as a ground of recovery, cannot be disputed in a subsequent suit between the same parties or their privies; and, even if the second suit is for a different cause of action, the right, question, or fact once so determined must, as between the same parties or their privies, be taken as conclusively established, so long as the judgment in the first suit remains unmodified. This general rule is demanded by the very object for which civil courts have been established, which is to secure the peace and repose of society by the settlement of matters capable of judicial determination.

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Bluebook (online)
114 F.2d 330, 1940 U.S. App. LEXIS 3112, Counsel Stack Legal Research, https://law.counselstack.com/opinion/parker-v-united-states-ca4-1940.