Parish v. Commissioner of Social Security

District Court, W.D. Washington·Decided November 16, 2020·No. 3:20-cv-05339·Unknown

Opinion

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA CASE NO. 3:20-CV-5339-DWC Plaintiff, ORDER REVERSING AND v. REMANDING DEFENDANT’S DECISION TO DENY BENEFITS SECURITY, Defendant.

I. INTRODUCTION Plaintiff filed this action, pursuant to 42 U.S.C. § 405(g), for judicial review of the Commissioner of Social Security’s (“Commissioner”) denial of Plaintiff’s application for disability insurance benefits. Pursuant to 28 U.S.C. § 636(c), Federal Rule of Civil Procedure 73 and Local Rule MJR 13, the parties have consented to have this matter heard by the undersigned Magistrate Judge. See Dkt. 2. After considering the record, the Court concludes the Administrative Law Judge (“ALJ”) erred in evaluating Plaintiff’s testimony and lay testimony from Plaintiff’s mother. The ALJ did not harmfully err in rejecting the opinions of treating psychologist Richard Rinehart, M.D. The Court declines to address whether the ALJ erred in refusing to allow Plaintiff to cross- examine non-examining doctors, as that issue can be dealt with on remand based on any new evidence presented. Accordingly, this matter is reversed and remanded pursuant to sentence four of 42 U.S.C. § 405(g) to the Commissioner for further proceedings consistent with this Order.

Plaintiff applied for disability insurance benefits in August 2018, alleging disability as of June 30, 2017, later amended to July 31, 2018. See Dkt. 14, Admin. Record (“AR”), 17, 91–92, 132, 231–32. The application was denied on initial administrative review, and on reconsideration. See AR 130–60. A hearing was held before ALJ Malcolm Ross on August 28, 2019. See AR 86–129. In a decision dated November 29, 2019, ALJ Ross determined Plaintiff to be not disabled. See AR 17–28. The Appeals Council denied review. See AR 1–4. Pursuant to 42 U.S.C. § 405(g), this Court may set aside the Commissioner’s denial of social security benefits if the ALJ’s findings are based on legal error or not supported by

substantial evidence in the record as a whole. Ford v. Saul, 950 F.3d 1141, 1153–54 (9th Cir. 2020) (citing Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 2008)). A. Whether the ALJ Reasonably Rejected Plaintiff’s Testimony Plaintiff contends the ALJ failed to give clear and convincing reasons for discounting Plaintiff’s subjective symptom testimony.1 See Dkt. 16, Pl. Op. Br., pp. 12–16. Plaintiff

1 Defendant argues in a footnote that Plaintiff failed to challenge the ALJ’s evaluation of his physical impairments. See Dkt. 17, Def. Resp. Br., p. 2 n.2. This is inaccurate, as Plaintiff challenged the ALJ’s determination that Plaintiff received only conservative treatment for his physical impairments, and that Plaintiff’s daily activities are inconsistent with his physical testified he suffered from posttraumatic stress disorder (“PTSD”) due to his work in the military. AR 99. He testified his PTSD made it difficult to get along with coworkers, follow simple directions, respond appropriately to supervisors, or concentrate. See AR 97–98, 112–13, 300–01, 339, 344. Plaintiff testified the pressure of quotas when he worked as a military recruiter put

substantial stress on him. AR 99. Plaintiff testified he has radiating pain down his arms. AR 97. He testified it was painful to sit due to neck pain. AR 106–07, 114–15, 295, 300. He testified he can sit for about an hour, and would then need 30 minutes of stretching before he could sit back down. AR 111. He reported pain in his shoulder and low back prevent him standing for long periods of time. AR 339. He testified he cannot walk for more than two blocks. Id. The Ninth Circuit has “established a two-step analysis for determining the extent to which a claimant’s symptom testimony must be credited.” Trevizo v. Berryhill, 871 F.3d 664, 678 (9th Cir. 2017). The ALJ must first determine whether the claimant has presented objective medical evidence of an impairment that “‘could reasonably be expected to produce the pain or

other symptoms alleged.’” Id. (quoting Garrison v. Colvin, 759 F.3d 995, 1014–15 (9th Cir. 2014). At this stage, the claimant need only show the impairment could reasonably have caused some degree of the symptoms; he does not have to show the impairment could reasonably be expected to cause the severity of the symptoms alleged. Id. The ALJ found Plaintiff met this first step. See AR 23. If the claimant satisfies the first step, and there is no evidence of malingering, the ALJ may only reject the claimant’s testimony “‘by offering specific, clear and convincing reasons for

symptom testimony. See Dkt. 16, pp. 13–16. The Court thus considers the ALJ’s evaluation of Plaintiff’s testimony regarding the severity of his mental and physical symptoms. doing so. This is not an easy requirement to meet.’” Trevizo, 871 F.3d at 678 (quoting Garrison, 759 F.3d at 1014-15). In evaluating the ALJ’s determination at this step, the Court may not substitute its judgment for that of the ALJ. Fair v. Bowen, 885 F.2d 597, 604 (9th Cir. 1989). As long as the ALJ’s decision is supported by substantial evidence, it should stand, even if some

of the ALJ’s reasons for discrediting a claimant’s testimony fail. See Tonapetyan v. Halter, 242 F.3d 1144, 1148 (9th Cir. 2001). The ALJ rejected Plaintiff’s testimony regarding the severity of his impairments. See AR 23–25. The ALJ reasoned Plaintiff’s neck and shoulder pain were inconsistent with the level of treatment he received and normal exam findings. AR 23. The ALJ reasoned Plaintiff’s mental health symptoms were inconsistent with the majority of mental status exam findings, and evidence Plaintiff’s symptoms were controlled with medication. AR 24. The ALJ reasoned Plaintiff’s testimony was inconsistent with his functioning as shown by his daily activities. AR 24–25. The ALJ reasoned Plaintiff’s testimony was undermined by inconsistencies in his reports regarding possible causes of his PTSD. AR 24.

1. The ALJ Erred in Rejecting Plaintiff’s Neck and Shoulder Pain Testimony as Inconsistent with His Level of Treatment and Providers’ Exam Findings The ALJ erred in rejecting Plaintiff’s testimony regarding the severity of his neck and shoulder symptoms based on his level of treatment and allegedly mild symptoms. The treatment Plaintiff received included multiple steroid injections, physical therapy, and electric stimulation. See AR 1869, 1889, 2877–84, 2890, 2906, 2920, 2933. Plaintiff at one point opted for more conservative treatment over surgery. See AR 2848. But the treatment he received could not actually be called conservative such that it undermined Plaintiff’s testimony as to the severity of his neck and shoulder pain. See Garrison, 759 F.3d at 1015 n.20 (“[W]e doubt that epidural steroid shots to the neck and lower back qualify as ‘conservative’ medical treatment.”); Kager v. Astrue, 256 F. App’x 919, 923 (9th Cir. 2007) (finding error where the ALJ discounted the plaintiff’s testimony based on a lack of significant pain therapy, when the plaintiff had been prescribed opioid medications). The ALJ similarly erred in rejecting Plaintiff’s neck and shoulder pain testimony based

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