Pardini v. Kijakazi

District Court, N.D. California·Decided June 29, 2023·No. 1:22-cv-02751·Unknown

Opinion

CONNIE P.,1 Case No. 22-cv-02751-RMI

Plaintiff, ORDER RE: CROSS-MOTIONS FOR v. SUMMARY JUDGMENT

KILOLO KIJAKAZI, Re: Dkt. Nos. 15, 19 Defendant.

Plaintiff seeks judicial review of an administrative law judge (“ALJ”) decision denying her application for disability employment benefits under Title II of the Social Security Act. See Admin. Rec. (“AR”) at 21-39.2 In February of 2019, Plaintiff filed an application for Title II benefits alleging an onset date of July 1, 2014. Id. at 281-87. The claim was denied initially and upon reconsideration. Id. at 168-71, 173-78. Following three administrative hearings—on May 6, 2020; September 2, 2021; and, December 3, 2021—an ALJ entered an unfavorable decision on January 20, 2022, finding Plaintiff not disabled. Id. at 21-39; 45-134. In April of 2022, the Appeals Council denied Plaintiff’s request for review. Id. at 1-3.3 The following month, in May of 2022, Plaintiff sought review in this court (see Compl. (dkt. 1) at 1-2) and the instant case was initiated. Both Parties have consented to the jurisdiction of a magistrate judge (dkts. 8 & 10), and 1 Pursuant to the recommendation of the Committee on Court Administration and Case Management of the Judicial Conference of the United States, Plaintiff’s name is partially redacted. 2 The Administrative Record (“AR”), which is independently paginated, has been filed in twenty-five (25) attachments to Docket Entry #12. See (dkts. 12-1 through 12-25). both Parties have moved for summary judgment (dkts. 15 & 19). For the reasons stated below, Defendant’s Motion for Summary Judgment is GRANTED, and Plaintiff’s Motion for Summary Judgment is DENIED. The Commissioner’s findings “as to any fact, if supported by substantial evidence, shall be conclusive.” 42 U.S.C. § 405(g). A district court has a limited scope of review and can only set aside a denial of benefits if it is not supported by substantial evidence or if it is based on legal error. Flaten v. Sec’y of Health & Human Servs., 44 F.3d 1453, 1457 (9th Cir. 1995). The phrase “substantial evidence” appears throughout administrative law and directs courts in their review of factual findings at the agency level. See Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019). Substantial evidence is defined as “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. at 1154 (quoting Consol. Edison Co. v. NRLB, 205 U.S. 197, 229 (1938)); see also Sandgathe v. Chater, 108 F.3d 978, 979 (9th Cir. 1997). “In determining whether the Commissioner’s findings are supported by substantial evidence,” a district court must review the administrative record as a whole, considering “both the evidence that supports and the evidence that detracts from the Commissioner’s conclusion.” Reddick v. Chater, 157 F.3d 715, 720 (9th Cir. 1998). The Commissioner’s conclusion is upheld where evidence is susceptible to more than one rational interpretation. Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). Plaintiff raises four claims before this court. See Pl.’s Mot. (dkt. 15). The following is a summary of each claim and its relevant background. Plaintiff’s first claim asserts that the hearing conducted before the ALJ was unfair, as the ALJ prevented Plaintiff from being represented. See id. at 13-15. The ALJ in the present case held three separate hearings. AR at 45-134. On May 6, 2020, the ALJ conducted an initial hearing. Id. at 45-50. At this hearing, the ALJ confirmed—on the record—that Plaintiff was both aware of and understood her right to representation. Id. at 48. In addition to confirming that Plaintiff had orally gave Plaintiff the required explanations with respect to how a representative can assist in the proceedings, the limitation on attorney’s fees, and the possibility of obtaining free legal representation through a legal services organization. Id. at 49. Following these explanations, and Plaintiff’s confirmation of her understanding, Plaintiff indicated that she would like the opportunity to find a representative. Id. at 49-50. As such, the ALJ postponed the hearing until a later date to allow for Plaintiff to assess her options with respect to representation. Id. at 50. On September 2, 2021, the ALJ conducted a subsequent hearing. Id. at 54-96. At the beginning of this hearing, Plaintiff indicated that her wife, Jennifer Pardini (“Ms. Pardini”), would be representing her and that the required paperwork had been filled out and submitted. Id. at 54. After indicating that he would allow the representation, the ALJ thoroughly explained the role of a representative, including the fact that such a representative cannot give testimony as if they were a witness. Id. at 55-56. After further consideration of the matter, Plaintiff elected to have Ms. Pardini serve as a witness, as opposed to her representative. Id. at 56. The ALJ then fully reiterated Plaintiff’s right to representation, after which Plaintiff confirmed—for a second time—that she understood this right and wished to continue without representation. Id. at 58-59. The hearing continued, during which Plaintiff, Ms. Pardini, and a VE testified. Id. at 60-96. Finally, on December 3, 2021, a third hearing was conducted for purposes of soliciting medical expert testimony. Id. at 100-134. Plaintiff stated that she would like Ms. Pardini to represent her. Id. at 100. After the ALJ explained the distinction between a representative and a witness, Plaintiff confirmed her decision. Id. at 101. Throughout the hearing, however, the ALJ was continually forced to remind Plaintiff and Ms. Pardini about this distinction. See, e.g., id. at 107 (“Ms. Jennifer Pardini . . . you can’t provide testimony if you’re going to be a representative . . . [A] representative’s job is to present the case for the claimant, to maybe perhaps cross-examine the medical expert, to ask questions of the vocational expert, to ask the claimant questions that might solicit testimony as well, but not to testify herself.”); 108 (“[I]f she doesn’t remember or doesn’t understand or something like that, just let me know and I’ll be happy to, you know, to ask questions to get testimony from her. But in terms of the testimony at this point, it would have to to switch. If [Plaintiff] wants you to switch roles to be a witness, but if you want to solicit that information from [Plaintiff], that would be the more appropriate way to do it.”); 110-11 (“I don’t think it’s accurate that I won’t let your wife represent you. It’s been very clear in this proceeding that I allowed her to represent. What I won’t have is if she is going to represent you to also provide testimony especially without being under oath. Now, as I mentioned before, if you want her to change roles and to provide testimony for you, that’s fine.”). Despite these frequent reminders from the ALJ, however, Plaintiff continued to allow Ms. Pardini to act as her representative throughout the hearing. Plaintiff’s second claim asserts that the ALJ failed to address Plaintiff’s posttraumatic stress disorder (“PTSD”) under Adult Listing 12.15. Pl.’s Mot. (dkt. 15) at 15; see also 20 C.F.R. § 404.1520(a)(4)(iii); 20 C.F.R. Pt. 404 Subpt. P, App. 1. Plaintiff argues that the ALJ incorrectly evaluated her PTSD under the listing for mood disorders, as opposed to the listing for trauma and stress disorders. Pl.’s Mot. (dkt. 15) at 16. While a somewhat

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