Paralyzed Veterans of America v. Secretary of Veterans Affairs

308 F.3d 1262, 2002 U.S. App. LEXIS 21658, 2002 WL 31319734
CourtCourt of Appeals for the Federal Circuit
DecidedOctober 17, 2002
DocketDocket 01-7100
StatusPublished
Cited by7 cases

This text of 308 F.3d 1262 (Paralyzed Veterans of America v. Secretary of Veterans Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paralyzed Veterans of America v. Secretary of Veterans Affairs, 308 F.3d 1262, 2002 U.S. App. LEXIS 21658, 2002 WL 31319734 (Fed. Cir. 2002).

Opinion

FRIEDMAN, Senior Circuit Judge.

A veterans’ organization filed in this court a petition to review an opinion of the General Counsel of the Department of Veterans Affairs (“Department”). The opinion was rendered to, and in response to a request by, the Chairman of the Department’s Board of Veterans’ Appeals (“Board”) for legal advice on issues involved in a pending case before the Board. We hold that this court is not authorized to review directly the opinion of the Department’s General Counsel in this case, and therefore dismiss the petition for review for lack of jurisdiction.

I

The Chairman of the Board made a written request, in the form of a memorandum, to the Department’s General Coun *1264 sel. The Chairman described the facts in “[t]his case,” which involved a claim to compensation under 38 U.S.C. § 1151. The claim was that the Department’s failure to diagnose a veteran’s cardiac illness in examining him at an outpatient clinic resulted in the veteran’s subsequent death of a heart attack. The Chairman requested the General Counsel’s “opinion” on two questions: (1) “does 38 U.S.C.A. § 1151 ... contemplate compensation for the absence or failure (by omission) of VA to diagnose or treat an underlying disease or injury, or does 38 U.S.C.A. § 1151 only contemplate compensation for medical treatment or submission to an examination which involves acts of commission by VA?”; (2) if the former standard applies, “what are the essential elements of such a claim which must be established in order for a claimant to prevail?”

The Chairman acted pursuant to a Department regulation that authorized specified officials to request formal legal advice from the General Counsel, including the interpretation of statutes or regulations. 38 C.F.R. § 14.502 (2001). A statute provides that “[t]he Board shall be bound in its decisions by the regulations of the Department, instructions of the Secretary, and the precedent opinions of the chief legal officer of the Department,” 38 U.S.C. § 7104(c) (2000), and the Department treats such opinions as precedential and requires that its officials and employees follow them. 38 C.F.R. § 14.507 (2001).

Almost two years later, the General Counsel responded in an 11 page single-spaced memorandum to the Chairman, which, after the extensive legal analysis, answered the two questions the Chairman had posed.

The Paralyzed Veterans of America then filed in this court a petition to review “the validity of’ the General Counsel’s opinion. It described that opinion “as a final rule.” It stated that it had standing to file the petition since it “is a national not-for-profit membership organization whose members include veterans who have filed claims with VA, under 38 U.S.C.A. § 1151 (West 1991), because of additional disability sustained while receiving medical treatment from the VA.”

II

Under 38 U.S.C. § 502, “[an] action of the Secretary to which section 552(a)(1) or 553 of title 5 (or both) refers [with an exception not applicable here] is subject to judicial review ... in accordance with chapter 7 of title 5 [the Administrative Procedure Act] and ... only in” this court. Those two references to title 5 are to provisions of that Act. The first reference — Section 552(a) — requires agencies to make public specified information, including publication in the Federal Register, of “substantive rules of general applicability adopted as authorized by law, and statements of general policy or interpretations of general applicability formulated and adopted by the agency.” 5 U.S.C. § 552(a)(1)(D) (2000). Section 553 specifies the procedures to be followed in “rule making.” Id. § 553 (2000).

As this court explained in LeFevre v. Secretary, Department of Veterans Affairs, 66 F.3d 1191, 1196 (Fed.Cir.1995):

Section 551(4) of title 5 defines a rule as the ‘whole or a part of an agency statement of general or particular applicability and future effect designed to implement, interpret, or prescribe law or policy or describing the organization, procedure, or practice requirements of an agency.’
As our predecessor court explained: ‘rule making is legislative in nature, is primarily concerned with policy considerations for the future rather than the *1265 evaluation of past conduct, and looks not to the evidentiary facts but to policy-making conclusions to be drawn from the facts.’ (citing Am. Express Co. v. United States, 60 C.C.P.A. 86, 472 F.2d 1050 (C.C.P.A.1973)).

Thus, for the General Counsel’s opinion to be directly reviewable by this court, it must constitute a “rule” within section 552(a)(1)(D).

Although the definition of “rule” is broad, the opinion of the Department’s General Counsel does not come within its coverage. That opinion, rather, is a part of the Department’s administrative quasi-judicial procedure for adjudicating veterans’ claims.

The General Counsel rendered his opinion in response to a written request from the Chairman of the Board of Veterans’ Appeals. The Chairman requested the opinion to aid him in deciding the case before the Board, and the opinion, which was addressed to him, would be used for that purpose. The rendering of the opinion was an integral part of the Board’s adjudicatory process. The opinion itself had no immediate or direct impact upon any veteran. Whatever impact it had resulted from the Board’s application of it in the particular case. The fact that the General Counsel’s opinion is a precedent that binds the Department’s officials and employees does not change its inherent nature or make it a rule.

The appropriate procedure for challenging the opinion’s statutory interpretation would be for the veteran to await the decision of the Board in his case and, if that decision were adverse, to challenge it before the Court of Appeals for Veterans Claims (“Veterans Court”) and then, if the veteran lost there, to seek further review in this court. Cf. Donovan v. West, 158 F.3d 1377, 1380 (Fed.Cir.1998) (interpreting a Department regulation, the Board cited and relied on a precedential opinion of the General Counsel construing the provision, “which bound it”). On the record before us, we do not know how the Board would decide the case in light of the General Counsel’s opinion or even whether it has decided it yet.

Indeed, 38 U.S.C.

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308 F.3d 1262, 2002 U.S. App. LEXIS 21658, 2002 WL 31319734, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paralyzed-veterans-of-america-v-secretary-of-veterans-affairs-cafc-2002.