Pantazes v. State

834 A.2d 975, 153 Md. App. 23, 2003 Md. App. LEXIS 132
CourtCourt of Special Appeals of Maryland
DecidedOctober 30, 2003
Docket2731, Sept. Term, 2002
StatusPublished
Cited by2 cases

This text of 834 A.2d 975 (Pantazes v. State) is published on Counsel Stack Legal Research, covering Court of Special Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pantazes v. State, 834 A.2d 975, 153 Md. App. 23, 2003 Md. App. LEXIS 132 (Md. Ct. App. 2003).

Opinion

MOYLAN, Judge.

If we were to “buy into” the perspective of the appellant/bail bondsman, to wit, that he is simply an ordinary plaintiff (or ordinary defendant) involved in a legal “tussle” with the State over the entitlement to $10,000, his contentions might well have at least a surface plausibility. The very fact of bringing *26 this appeal, however, betrays his fundamental failure to understand just how peripheral his role, as a bondsman, is and how almost coincidéntal his interests are in what is, at a more elemental level, quintessentially a struggle between the State and an absconding criminal defendant. This transcending reality will be explored more fully as the opinion develops.

A Defendant Jumps Bail

Jose W. Orellana, who is not a direct party to this appeal, was indicted on February 24, 2000, by the Grand Jury for* Montgomery County on charges of child abuse and two counts of second-degree sexual offense. On March 3, he was released on bail on the basis of a $10,000 bail bond, guaranteeing his appearance in court, posted on his behalf by the appellant, Nickolas Pantazes, a licensed “bail bondsman” and surety as defined by Maryland Rule 4—217(b)(2) and (6). On April 12, 2001, Orellana was tried and convicted of child abuse and one count of second-degree sexual offense. His bail was continued pending sentencing, which was set for July 10, 2001. On July .10, Orellana failed to appear. The trial judge ordered the bail “revoked” and issued a warrant of arrest for Orellana.

The problem that has given rise to this case is that, although the trial judge on July 10 “revoked” Orellana’s status as someone free on bail, he did not formally “forfeit” the bond. The precondition for a forfeiture, however, had been fully satisfied. Maryland Rule 4-217(f) provides:

(f) Condition of bail bond. The condition of any bail bond taken pursuant to this Rule shall be that the defendant personally appear as required in any court in which the charges are pending or in which a charging document may be filed based on the same acts or transactions, or to which the action may be transferred, removed, or if from the District Court, appealed, and that the bail bond shall continue in effect until discharged pursuant to section (j) of this Rule.

(Emphasis supplied). When Orellana failed to appear for sentencing, therefore, subsection (i)(l) potentially came into play:

*27 (i) Forfeiture of bond. (1) On defendant’s failure to appear—Issuance of warrant. If a defendant fails to appear as required, the court shall order forfeiture of the bail bond and issuance of a warrant for the defendant’s arrest. The clerk shall promptly notify any surety on the defendant’s bond, and the State’s Attorney, of the forfeiture of the bond and the. issuance of the warrant.

(Emphasis supplied).

When a forfeiture is ordered, however, the surety is given a 90-day period of grace, following prompt notice of the forfeiture, in which to produce the defendant in lieu of having the bond forfeited. Subsection (i)(8) provides:

(3) Satisfaction of forfeiture. Within 90 days ... a surety shall satisfy any order of forfeiture, either by producing the defendant in court or by paying the penalty sum of the bond. If the defendant is produced within such time by the State, the court shall require the surety to pay the expenses of the State in producing the defendant and shall treat the order of forfeiture satisfied with respect to the remainder of the penalty sum.

(Emphasis supplied)

Albeit Not Promptly, the Bond Was Forfeited

Ultimately recognizing that the earlier “revoking” of Orellana’s bail status did not qualify as a legally effectual forfeiture of the bail bond, Administrative Judge Paul H. Weinstein took corrective action on March 28, 2002. He called the case and, Orellana still being among the missing, ordered that the bond be forfeited nunc pro tunc as of July 10, 2001. The full panoply of procedural safeguards was extended to the appellant on March 28. A formal Notice of Forfeiture of Bond was given to him. That is not disputed. The appellant was then given 90 days from April 1, 2002, within which, pursuant to subsection(i)(3), to satisfy the forfeiture. That is not disputed.

On April 26, the appellant filed a Petition to Strike Purported Forfeiture. On May 20, Judge Weinstein denied the petition, stating in his Order that he would “reconsider if the *28 defendant was produced as promised by the surety.” Judgment absolute was entered against the appellant for $10,000 on December 4, 2002. On December 12, the appellant filed a Motion for Reconsideration. On December 19, Judge Weinstein denied that motion, stating in his Order:

“When the defendant failed to appear for sentence the bond should have been forfeited. The surety cannot escape its obligations to the Court even if the Judge revoked the bond. That does not cancel the surety’s obligation.”

This appeal is from that judgment.

A Tardy Forfeiture Is Not Invalid

The appellant’s primary argument is that Maryland Rule 4-217(i) contemplates that, upon a defendant’s failure to appear in court, the bond should be forfeited promptly. Wiegand v. State, 112 Md.App. 516, 521, 685 A.2d 880 (1996) fully agrees, as do we, with that interpretation.

Rule 4-217(i) commences with the requirement that, if a defendant fails to appear, the court shall order forfeiture of the bond. Although, as the State argues, the rule does not set a specific time for the court to enter such an order, common sense would dictate that the order be entered very promptly.

(Emphasis supplied). The bond should, indeed, have been forfeited promptly after Orellana’s non-appearance. It was not.

The Wiegand opinion also, however, then goes on to consider what the legal consequences are if and when forfeitures are not, as contemplated by the rule, ordered promptly following the non-appearance of defendants. Judge Wilner, 112 Md.App. at 518, 685 A.2d 880, posed the question before the Court:

This case is before us because of a regrettable series of lapses and errors on the part of both the court and the clerk. The question is the effect of those lapses and errors.

(Emphasis supplied). That is precisely the question before us.

In both this case and in Wiegand, there were no effective forfeitures of bail bonds promptly ordered following *29 the non-appearance of defendants. In this case, the critical non-appearance of the defendant was on July 10, 2001. There was no effective forfeiture on that date, however, because the court “revoked” the bail rather than “forfeited” the bond.

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Cite This Page — Counsel Stack

Bluebook (online)
834 A.2d 975, 153 Md. App. 23, 2003 Md. App. LEXIS 132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pantazes-v-state-mdctspecapp-2003.