Paluch v. PA Department of Corrections

175 A.3d 433
CourtCommonwealth Court of Pennsylvania
DecidedNovember 28, 2017
Docket364 M.D. 2016
StatusPublished
Cited by27 cases

This text of 175 A.3d 433 (Paluch v. PA Department of Corrections) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paluch v. PA Department of Corrections, 175 A.3d 433 (Pa. Ct. App. 2017).

Opinion

OPINION BY

JAMES GARDNER COLINS, Senior Judge

James A. Paluch, Jr. (Petitioner), filed a petition for review 1 in this Court’s original jurisdiction alleging a series of common law tort, constitutional, and mandamus claims, and naming as respondents the Pennsylvania Department of Corrections, SCI-Albion, Nancy Giroux* Tammy Turner, Valarie Kusiak, Lisa Sherretts, Terri Bortles, Patrick McElhinny, Karen McMil-len, Robin Naas, Sandra Gorniak, Patrick Brady, Anthony S. Pinko, Earl Jones, John Doe Officer # 1 and John Doe Officer # 2 (collectively Respondents). Petitioner requests, inter alia, that this court award punitive and compensatory damages, costs, fees and interest, and that this-Court issue: (a) a declaratory judgment, the content of which is specified in paragraph 504(A)(1) — (15) of the petition for review; (b) a preliminary and a permanent injunction; and (c) a legal opinion addressing specific questions of law identified in paragraph 504(c)(l)-(2) 2 of his petition for review.

In response to Petitioner’s petition for review, Respondents filed preliminary objections in the nature of a demurrer pursuant to Pennsylvania Rule of Civil Procedure No. 1028(4). 3 Respondents also argue thát it is clear from the face of the petition for review that the majority of Petitioner’s claims are barred by the doctrine of sovereign immunity. Respondents’ preliminary objections separate Petitioner’s claims into two categories: first, Respondents identify counts (i)-(xii) as claims challenging spending and purchasing decisions made with funds contained in the Inmate General Welfare Fund (IGWF) by employees of the Pennsylvania Department of Corrections (DOC); next, Respondents identify counts (xiii)-(xvi) as claims related to Petitioner’s personal property. 4

I. IGWF Claims

Petitioner asserts eleven common law tort claims arising from allegations regarding the IGWF. Respondents argue that Petitioner has failed to state valid claims for relief because Petitioner’s claims rely upon DOC’s Fiscal Administration Policy (FAP) creating mandatory duties that are enforceable by Petitioner and similarly situated prisoners, rely upon erroneous legal interpretations of trust and property law, and are barred by the doctrine of Sovereign Immunity. 5 We agree.

a. FAP

The allegations underlying Petitioner’s IGWF claims center on Respondents’ use of the interest and investment income held in the IGWF to purchase items for State Correctional Institution-Albion (SCI-Albion), including a new scoreboard for the gymnasium, stainless steel security furniture to replace existing wooden furniture, and seeds and materials for the SCI-Albion Greenhouse Project. (Petition for Review, ¶¶ 67-89.) Petitioner also alleges that Respondents squandered IGWF monies by purchasing items at grossly inflated prices. (Id. ¶¶ 66, 78-84.) In addition to Petitioner’s allegations surrounding the use of IGWF funds, Petitioner challenges the manner in which the IGWF is funded, alleging that it is funded by services provided to prisoners at inflated prices, taxes or levies placed by DOC on the sale of items to prisoners, and interest earned on the principal in prisoner’s DOC accounts. (Id. ¶¶ 45, 73, 205.) Petitioner further contends that he and similarly situated prisoners are entitled to determine how the IGWF is funded and how the monies within the fund are spent, which necessarily includes the right to inspect IGWF records and related documents. (Id. ¶¶ 203-212.)

Pennsylvania statutory law mandates that DOC maintain an account for all prisoners. Section's 3124, 3125, and 5904 of the Prisons and Parole Codé, 61 Pa. C.S. §§ 3124-3125, 5904. The FAP adopted by DOC to implement this statutory requirement both establishes and governs the administration and use of the IGWF. Pursuant to DOC’s FAP, the principal from a prisoner’s pei'sonal account is held in a central fund, the IGWF, and invested by the IGWF Council along with sales from commissary, hobby craft functions, and personal services available to facility employees, as well as donations from individuals or organizations for the benefit of prisoners. FAP 3.1.1, .§ IV, ¶ K. Athough the principal in a prisoner’s account remains the individual prisoner’s property, the investment income from the IGWF does not accrue to any individual prisoner and instead, pursuant to the FAP, “is used solely for the benefit of inmates of the [DOC] facilities.” Id. 6 The FAP adopted by DOC also specifies the responsibilities of each facility utilizing the IGWF, including that the facility:

Establish inmate input into operation of the fund at each, facility. This shall be accomplished by the use of a committee consisting of staff and inmate representatives who shall be used in planning IGWF activities. They shall also be responsible for posting a monthly statement of fund activities on all inmate bulletin boards for the respective faeility[.]

FAP 3.1.1, § IV, ¶ K(6)(g). The FAP does not provide prisoner IGWF representatives at each facility with authority to approve, veto, or vote on how the IGWF monies are spent, rather the FAP mandates that each' facility establish a committee consisting of staff and prisoner representatives to ensure “inmate input.” Id. The' FAP, however, is not statutory or constitutional law; the detailed regulations set forth in the FAP concerning the responsibilities a facility has in operating the IGWF cannot form the basis of a cause of action because allegations that DOC has failed to adhere to its own policies and regulations do not'state a claim for relief. Shore v. Department of Corrections, 168 A.3d 374, 386 (Pa. Cmwlth. 2017); Tindell v. Department of Corrections, 87 A.3d 1029, 1035 (Pa. Cmwlth. 2014); Yount v. Department of Corrections, 886 A.2d 1163, 1169 (Pa. Cmwlth. 2005); Weaver v. Department of Corrections, 829 A.2d 750, 752 (Pa. Cmwlth. 2003); Bullock v. Horn, 720 A.2d 1079, 1082 n.6 (Pa. Cmwlth. 1998). Moreover, in an effort to dispel any notion that the FAP is enforceable by Petitioner and other similarly situated prisoners, the FAP explicitly states, “[t]his policy does not create rights in any person.” FAP 3.1.1 § VI.

Accordingly, Petitioner’s claims in counts I-XII do not state a cause of action and must be dismissed. because these claims allege that Respondents failed to adhere to the FAP.

b. Sovereign Immunity

In addition, even if Petitioner’s reliance on the FAP did not prevent him from stating a claim upon which relief may be granted, it is clear from the face of the petition for review that the doctrine of sovereign immunity bars Petitioner’s tort claims. Sovereign immunity acts as a bar to suits against Commonwealth parties, including its officials and employees acting within the scope of their duties. 1 Pa. C.S. § 2310.

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Bluebook (online)
175 A.3d 433, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paluch-v-pa-department-of-corrections-pacommwct-2017.