Paganini v. Cataract Eye Ctr. of Cleveland
This text of 2025 Ohio 275 (Paganini v. Cataract Eye Ctr. of Cleveland) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
[Cite as Paganini v. Cataract Eye Ctr. of Cleveland, 2025-Ohio-275.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
JOHN PAGANINI, :
Plaintiff-Appellee, : Nos. 113867 and 114019 v. : THE CATARACT EYE CENTER OF CLEVELAND, ET AL., :
Defendants-Appellants. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED RELEASED AND JOURNALIZED: January 30, 2025
Civil Appeal from the Cuyahoga County Court of Common Pleas Case No. CV-22-971901
Appearances:
Petersen & Peterson, Susan E. Petersen, and Todd E. Peterson, for appellee.
Bricker Graydon LLP, Bradley D. McPeek, and Kellie A. Kulka; Perez Morris and Christine Santoni, for appellants.
EILEEN T. GALLAGHER, J.:
Defendants-appellants, Dr. Gregory J. Louis (“Dr. Louis”) and The
Cataract Eye Center of Cleveland, Inc. (“Cataract Eye Center”) (collectively
“appellants”), appeal a judgment denying their motion for judgment notwithstanding the verdict (“JNOV”), following a jury verdict in favor of plaintiff-
appellee, John Paganini (“Paganini”), in the amount of $1,487,500.00. Appellants
also appeal a judgment finding that R.C. 2323.43(A)(3), a statutory provision
placing a cap on noneconomic damages, is unconstitutional as applied to Paganini.
They claim the following errors:
1. The trial court erred in denying appellants’ motion for judgment notwithstanding the verdict or, in the alternative, for a new trial.
2. The trial court erred in entering judgment for Paganini and finding R.C. 2323.43(A) unconstitutional as applied to Paganini.
We find that the denial of appellants’ motion for JNOV was reasonable
due to their waiver of any irregularities in the jury interrogatories and because the
jury’s answers to the interrogatories are easily reconciled with the evidence and
general verdict. We also find that the cap on noneconomic damages provided in
R.C. 2323.43(A)(3) is unconstitutional as applied to Paganini. Accordingly, we
affirm the trial court’s judgment.
I. Facts and Procedural History
On December 9, 2021, Dr. Louis performed cataract surgery on
Paganini. The surgery went well, and Paganini returned home the same day.
Paganini experienced some pain that evening that he attributed to the surgery.
(Tr. 493-494.) And, when Paganini awoke early the next morning, he saw black dots
and the number of black dots was increasing. (Tr. 494.)
Paganini called Dr. Louis’s office to report his symptoms, and the call
was routed to Dr. Louis’s afterhours answering service. The answering service operator asked Paganini questions to which he replied that he was a current patient,
that he was calling about an urgent matter, and that he was seeing black dots that
he had not seen before. (Tr. 494-495, and 713-715.) The operator provided
Paganini’s information to the on-call physician, Dr. Tamar Shafran, at 6:38 a.m.
Based on his conversation with Dr. Shafran, Paganini made an appointment to see
Dr. Louis later that morning. (Tr. 96-98.)
When Paganini arrived at Dr. Louis’s office on the morning of
December 10, 2021, Tammi Dawson (“Dawson”), a certified ophthalmic technician,
took Paganini to an examination room where she obtained information about his
complaints. Paganini reported that he had aching around his left eye, that his vision
was blurry, and that he had “a ton of floaters[.]” (Tr. 475.) Dr. Louis then entered
the examination room and asked Paganini about his complaints. He also read
Dawson’s notes. Paganini told Dr. Louis that his vision was good the day before but
that he now had black spots and fog in his vision. (Tr. 392, 498, 600.) Paganini also
reported pain in his left eye.
Dr. Louis examined Paganini’s eye. The eye was not red, but Dr. Louis
observed some inflammation and signs of a vitreous hemorrhage. (Tr. 394-395.)
He admitted at trial that these signs indicate possible endophthalmitis.
(Tr. 395-396.) Endophthalmitis is an aggressive eye infection that can lead to vision
loss and, ultimately, to loss of the eye itself. (Tr. 379-380.) On December 10, 2021,
Dr. Louis did not suspect endophthalmitis because Paganini’s symptoms were
common among patients after cataract surgery. (Tr. 396-397.) Dr. Louis saw “a few white cells,” but no evidence of a hypopyon, a
medical condition that occurs when white blood cells accumulate in the anterior
chamber of eye. (Tr. 402.) A hypopyan is indicative of infection. (Tr. 774.) If Dr.
Louis had suspected endophthalmitis, he would have referred Paganini to a retina
specialist that same day. (Tr. 398.) Instead, Dr. Louis diagnosed Paganini with a
vitreous hemorrhage, i.e., bleeding in the eye from a tear in the retina or blood
vessels. (Tr. 394, 592.) However, Dr. Louis could see there was no tear in Paganini’s
retina and that his retina was still attached at that time. (Tr. 772.) Following the
diagnosis, Dr. Louis sent Paganini home.
The following day, December 11, 2021, Dr. Louis received a message
from Paganini’s son, John Paganini (“John”), stating that Paganini was experiencing
worse pain. Dr. Louis then referred Paganini to Dr. Thomas Hull (“Dr. Hull”), a
retina specialist in Akron, Ohio. (Tr. 785-786.) Dr. Hull diagnosed Paganini with
acute endophthalmitis. (Tr. 443.) Dr. Hull injected Paganini’s eye with two vials of
antibiotics. He also prescribed drops for pain and additional antibiotics.
(Tr. 501-502.)
Paganini followed up with another retina specialist the following
Monday, December 13, 2021. (Tr. 504.) Paganini also had surgery to treat the
infection. However, an ultrasound performed on December 27, 2021, showed that
Paganini’s retina had detached. (Tr. 506.) At that point, Paganini understood that
his loss of vision was permanent. (Tr. 506.) Thereafter, he lost his eye, which became permanently deformed and requires a future surgery to replace it with a
glass eye. (Tr. 507 and 515.)
On November 29, 2022, Paganini filed a complaint for medical
malpractice against appellants. He alleged that Dr. Louis failed to diagnose
endophthalmitis during his December 10, 2021 appointment and that Dr. Louis
should have referred him to a retina specialist at that time. He also alleged that he
sustained permanent substantial injury as a result of appellants’ negligence. Finally,
he asserted that R.C. 2323.43(A)(3), which places a cap on noneconomic damages,
is unconstitutional as applied to Paganini personally.
The case proceeded to a jury trial, and the jury awarded damages to
Paganini in the amount of $1,487,500 for past and future noneconomic damages.
The jury further found that Paganini’s injury constituted a loss of a “bodily organ
system” and a “substantial physical deformity.”
Before the judgment was entered, Paganini filed a motion to include
in any judgment the full amount awarded for noneconomic damages. Paganini
asked the court not to apply R.C. 2323.43(A)(3), which places a cap of $500,000 on
noneconomic damages that may be recovered for serious injuries resulting from
medical malpractice, on grounds that the statute is unconstitutional as applied to
him. The court granted the motion and entered judgment in Paganini’s favor for the
full amount of the jury’s verdict. In reaching this decision, the trial court determined
that the cap on noneconomic damages in R.C. 2323.43(A)(3) violates his due course
of law rights under the Ohio Const., art. I, § 16. Dr.
Free access — add to your briefcase to read the full text and ask questions with AI
[Cite as Paganini v. Cataract Eye Ctr. of Cleveland, 2025-Ohio-275.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
JOHN PAGANINI, :
Plaintiff-Appellee, : Nos. 113867 and 114019 v. : THE CATARACT EYE CENTER OF CLEVELAND, ET AL., :
Defendants-Appellants. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED RELEASED AND JOURNALIZED: January 30, 2025
Civil Appeal from the Cuyahoga County Court of Common Pleas Case No. CV-22-971901
Appearances:
Petersen & Peterson, Susan E. Petersen, and Todd E. Peterson, for appellee.
Bricker Graydon LLP, Bradley D. McPeek, and Kellie A. Kulka; Perez Morris and Christine Santoni, for appellants.
EILEEN T. GALLAGHER, J.:
Defendants-appellants, Dr. Gregory J. Louis (“Dr. Louis”) and The
Cataract Eye Center of Cleveland, Inc. (“Cataract Eye Center”) (collectively
“appellants”), appeal a judgment denying their motion for judgment notwithstanding the verdict (“JNOV”), following a jury verdict in favor of plaintiff-
appellee, John Paganini (“Paganini”), in the amount of $1,487,500.00. Appellants
also appeal a judgment finding that R.C. 2323.43(A)(3), a statutory provision
placing a cap on noneconomic damages, is unconstitutional as applied to Paganini.
They claim the following errors:
1. The trial court erred in denying appellants’ motion for judgment notwithstanding the verdict or, in the alternative, for a new trial.
2. The trial court erred in entering judgment for Paganini and finding R.C. 2323.43(A) unconstitutional as applied to Paganini.
We find that the denial of appellants’ motion for JNOV was reasonable
due to their waiver of any irregularities in the jury interrogatories and because the
jury’s answers to the interrogatories are easily reconciled with the evidence and
general verdict. We also find that the cap on noneconomic damages provided in
R.C. 2323.43(A)(3) is unconstitutional as applied to Paganini. Accordingly, we
affirm the trial court’s judgment.
I. Facts and Procedural History
On December 9, 2021, Dr. Louis performed cataract surgery on
Paganini. The surgery went well, and Paganini returned home the same day.
Paganini experienced some pain that evening that he attributed to the surgery.
(Tr. 493-494.) And, when Paganini awoke early the next morning, he saw black dots
and the number of black dots was increasing. (Tr. 494.)
Paganini called Dr. Louis’s office to report his symptoms, and the call
was routed to Dr. Louis’s afterhours answering service. The answering service operator asked Paganini questions to which he replied that he was a current patient,
that he was calling about an urgent matter, and that he was seeing black dots that
he had not seen before. (Tr. 494-495, and 713-715.) The operator provided
Paganini’s information to the on-call physician, Dr. Tamar Shafran, at 6:38 a.m.
Based on his conversation with Dr. Shafran, Paganini made an appointment to see
Dr. Louis later that morning. (Tr. 96-98.)
When Paganini arrived at Dr. Louis’s office on the morning of
December 10, 2021, Tammi Dawson (“Dawson”), a certified ophthalmic technician,
took Paganini to an examination room where she obtained information about his
complaints. Paganini reported that he had aching around his left eye, that his vision
was blurry, and that he had “a ton of floaters[.]” (Tr. 475.) Dr. Louis then entered
the examination room and asked Paganini about his complaints. He also read
Dawson’s notes. Paganini told Dr. Louis that his vision was good the day before but
that he now had black spots and fog in his vision. (Tr. 392, 498, 600.) Paganini also
reported pain in his left eye.
Dr. Louis examined Paganini’s eye. The eye was not red, but Dr. Louis
observed some inflammation and signs of a vitreous hemorrhage. (Tr. 394-395.)
He admitted at trial that these signs indicate possible endophthalmitis.
(Tr. 395-396.) Endophthalmitis is an aggressive eye infection that can lead to vision
loss and, ultimately, to loss of the eye itself. (Tr. 379-380.) On December 10, 2021,
Dr. Louis did not suspect endophthalmitis because Paganini’s symptoms were
common among patients after cataract surgery. (Tr. 396-397.) Dr. Louis saw “a few white cells,” but no evidence of a hypopyon, a
medical condition that occurs when white blood cells accumulate in the anterior
chamber of eye. (Tr. 402.) A hypopyan is indicative of infection. (Tr. 774.) If Dr.
Louis had suspected endophthalmitis, he would have referred Paganini to a retina
specialist that same day. (Tr. 398.) Instead, Dr. Louis diagnosed Paganini with a
vitreous hemorrhage, i.e., bleeding in the eye from a tear in the retina or blood
vessels. (Tr. 394, 592.) However, Dr. Louis could see there was no tear in Paganini’s
retina and that his retina was still attached at that time. (Tr. 772.) Following the
diagnosis, Dr. Louis sent Paganini home.
The following day, December 11, 2021, Dr. Louis received a message
from Paganini’s son, John Paganini (“John”), stating that Paganini was experiencing
worse pain. Dr. Louis then referred Paganini to Dr. Thomas Hull (“Dr. Hull”), a
retina specialist in Akron, Ohio. (Tr. 785-786.) Dr. Hull diagnosed Paganini with
acute endophthalmitis. (Tr. 443.) Dr. Hull injected Paganini’s eye with two vials of
antibiotics. He also prescribed drops for pain and additional antibiotics.
(Tr. 501-502.)
Paganini followed up with another retina specialist the following
Monday, December 13, 2021. (Tr. 504.) Paganini also had surgery to treat the
infection. However, an ultrasound performed on December 27, 2021, showed that
Paganini’s retina had detached. (Tr. 506.) At that point, Paganini understood that
his loss of vision was permanent. (Tr. 506.) Thereafter, he lost his eye, which became permanently deformed and requires a future surgery to replace it with a
glass eye. (Tr. 507 and 515.)
On November 29, 2022, Paganini filed a complaint for medical
malpractice against appellants. He alleged that Dr. Louis failed to diagnose
endophthalmitis during his December 10, 2021 appointment and that Dr. Louis
should have referred him to a retina specialist at that time. He also alleged that he
sustained permanent substantial injury as a result of appellants’ negligence. Finally,
he asserted that R.C. 2323.43(A)(3), which places a cap on noneconomic damages,
is unconstitutional as applied to Paganini personally.
The case proceeded to a jury trial, and the jury awarded damages to
Paganini in the amount of $1,487,500 for past and future noneconomic damages.
The jury further found that Paganini’s injury constituted a loss of a “bodily organ
system” and a “substantial physical deformity.”
Before the judgment was entered, Paganini filed a motion to include
in any judgment the full amount awarded for noneconomic damages. Paganini
asked the court not to apply R.C. 2323.43(A)(3), which places a cap of $500,000 on
noneconomic damages that may be recovered for serious injuries resulting from
medical malpractice, on grounds that the statute is unconstitutional as applied to
him. The court granted the motion and entered judgment in Paganini’s favor for the
full amount of the jury’s verdict. In reaching this decision, the trial court determined
that the cap on noneconomic damages in R.C. 2323.43(A)(3) violates his due course
of law rights under the Ohio Const., art. I, § 16. Dr. Louis filed an immediate interlocutory appeal on April 26, 2024,
pursuant to R.C. 2505.02(B)(6), which allows interlocutory appeals of judgments
finding that R.C. 2323.43 is unconstitutional. Paganini filed a motion to remand the
case to the trial court to allow the trial court to rule on certain post-trial motions,
including Dr. Louis’s motion for JNOV or, in the alternative, for a new trial. This
court granted the motion for remand, and the trial court denied appellants’ JNOV
motion. Thereafter, appellants filed another notice of appeal, appealing the denial
of their JNOV motion. The second appeal was consolidated with appellants’ first
appeal.
II. Law and Analysis
A. JNOV
In the first assignment of error, appellants argue the trial court erred
in denying their motion for JNOV. They argue the jury’s responses to special
interrogatories are not supported by Paganini’s expert testimony and are, therefore,
not consistent with the evidence and the general verdict. Appellants assert that Dr.
John Huang testified to three separate alleged deviations from the standard of care
and that the jury did not accept any of them. They further contend that the jury
impermissibly invented its own standard of care and that the court should have,
therefore, entered a judgment in favor of appellants.
Civ.R. 49(B) governs jury verdicts and interrogatories and provides, in
relevant part: The court shall submit written interrogatories to the jury, together with appropriate forms for a general verdict, upon request of any party prior to the commencement of argument. . . . . The interrogatories may be directed to one or more determinative issues whether issues of fact or mixed issues of fact and law.
...
When the general verdict and the answers are consistent, the appropriate judgment upon the verdict and answers shall be entered pursuant to Rule 58. When one or more of the answers is inconsistent with the general verdict, judgment may be entered pursuant to Rule 58 in accordance with the answers, notwithstanding the general verdict, or the court may return the jury for further consideration of its answers and verdict or may order a new trial.
At appellants’ request, the court submitted two interrogatories to the
jury to test the general verdict. Counsel did not object to the jury’s responses despite
the fact that the trial court specifically directed counsel to examine the
interrogatories before the jury was discharged. (Tr. 1047.)
It is well-established that “a party must object to an inconsistency
between an answer to a special interrogatory and a general verdict before the jury is
discharged” or the issue is waived. Avondet v. Blankstein, 118 Ohio App.3d 357, 368
(8th Dist. 1997) (“An objection to an inconsistent answer by a jury to an
interrogatory is waived unless the party raises the objection prior to the jury’s
discharge.”), citing Cooper v. Metal Sales Mfg. Corp., 104 Ohio App.3d 34, 42 (11th
Dist. 1995) (“A failure to enter a timely objection at a time when the jury has not yet
been discharged has been held to be a waiver to any inconsistent answer.”); Telecom
Acquisition Corp. I v. Lucic Ents., 2016-Ohio-1466, ¶ 45 (8th Dist.) (“The law is clear
that where the inconsistencies between a general verdict and an interrogatory are apparent before the jury is discharged, the inconsistency is waived unless a party
raises an objection prior to the jury’s discharge.”); Briere v. Wheeler, 1998 Ohio App.
LEXIS 3842, *4-5 (8th Dist. Aug. 20, 1998) (“A party’s failure to object to alleged
inconsistencies in the jury’s interrogatories must, therefore, be raised while the jury
is still empaneled and the trial court possesses a full range of options before it.”);
Richard L. Bowen & Assocs. v. Kassouf, 1995 Ohio App. LEXIS 2605, *9 (8th Dist.
Jun. 22, 1995) (“[A] party must object to an inconsistency between an answer to a
special interrogatory and a general verdict before the jury is discharged.”).
There are two policy rationales for this “waiver rule”: (1) to promote
the efficiency of trial by permitting the reconciliation of inconsistencies without the
need for a new presentation of evidence to a different jury panel, and (2) to prevent
jury shopping by litigants who might wait to object to an inconsistency until after
the original jury is discharged. Kassouf at *9, citing Greynolds v. Kurman, 91 Ohio
App.3d 389 (9th Dist. 1993); Haehnlein v. Henry, 41 Ohio App.3d 233, 234 (9th
Dist. 1987); see also O’Connell v. Chesapeake & O.R. Co., 58 Ohio St.3d 226, 229
(1990), quoting Haehnlein at 344 (“‘The purpose of the [waiver] rule is to promote
the efficiency of trials by permitting reconciliation of inconsistencies without the
need for presentation of the evidence to a different trier.’”).
In Haehnlein, the court further explained that
“[t]o allow a new trial after the objecting party failed to seek a proper remedy at the only possible time would undermine the incentives for efficient trial procedure and would allow the possible misuse of Rule 49 procedures . . . by parties anxious to implant a ground for appeal should the jury’s opinion prove distasteful to them.” Haehnlein at 234, quoting Skillin v. Kimball, 643 F.2d 19, 19-20 (1st Cir. 1981)
(applying virtually identical federal rule).
In O’Connell, the Ohio Supreme Court recognized an exception to the
general waiver rule where the inconsistencies in the interrogatories are not apparent
until after the jury has been discharged. O’Connell was a comparative negligence
case in which the jury found that the plaintiff was 70 percent negligent, and the court
entered judgment for the defendant. The plaintiff moved for JNOV after the court
had excused the jury, arguing that not all the jurors who signed the interrogatory
finding negligence and proximate cause signed the interrogatories apportioning
fault. For example, one of the jurors did not respond to the proximate-cause
interrogatory but nevertheless participated in apportioning fault between the two
parties. Another juror did not respond to the interrogatory regarding whether one
of the parties was negligent but nevertheless found the party 30 percent negligent in
another interrogatory apportioning the percentage of fault. The jury had responded
to six interrogatories, and the parties had agreed there would be no general verdict
form.
In addressing the inconsistencies in the jury’s interrogatory responses,
the court applied the general waiver rule and held that, generally, an objection to
inconsistent interrogatory answers is waived unless the party raises it before the jury
is discharged. Id. at 229. However, the court held that the plain-error doctrine
applied in that particular case because the failure to apply the plain-error doctrine
would have created a manifest miscarriage of justice. Id. at 230. In finding plain error, the court adopted the “same-juror rule,” which holds that, in comparative-
negligence cases, only those jurors who find liability (i.e., breach of duty and
proximate cause) may participate in the decision apportioning liability among the
parties. Id. at 235-236. Moreover, the court concluded that the appellant in that
case could not be said to have waived her challenges to the jury’s answers because
the inconsistencies in the jurors’ responses to the interrogatories could not have
been discovered “without a protracted examination and comparison of the
interrogatory forms.” Id. at 229. The inconsistencies were not readily apparent in
that case.
The interrogatories at issue in this case are distinguishable from those
at issue in O’Connell. Whereas there were six jury interrogatories and no general
verdict form in O’Connell, the issue in this case involves two interrogatories
designed to test the general verdict form. The first interrogatory asked whether Dr.
Louis deviated from the standard of care and, if so, to provide a narrative response
explaining how he deviated from the standard of care. The second interrogatory
asked the jury if, having found that Dr. Louis deviated from the standard of care,
whether the deviation from the standard of care was the proximate cause of
Paganini’s injury. The second interrogatory further asked the jury that if it answered
the interrogatory in the affirmative, to provide narrative response explaining how
the deviation from the standard of care proximately caused Paganini’s injury. It was
immediately apparent from the jury’s narrative responses that there was a potential
inconsistency between the answers and the expert testimony needed to support the general verdict because the narrative responses did not specifically restate any of the
three theories of medical malpractice testified to by Paganini’s expert, Dr. Huang.
This problem could have been easily rectified by returning the matter
to the jury for further consideration of its answers and verdict or by ordering a new
trial as provided in Civ.R. 49(B). But since appellants failed to object to the
interrogatory answers before the jury was excused, the parties and the court lost the
opportunity to cure the alleged error by referring it for further consideration by the
jury that heard the evidence presented over the course of the five-day trial. The well-
established “waiver rule” requires an objecting party to raise any objection to
inconsistent interrogatories before the jury is discharged or the matter is waived,
save for some exceptional circumstances that are not present in this case. Therefore,
appellants waived any objection to the alleged inconsistency in the interrogatory
responses.
Furthermore, the jury’s answers to the interrogatories are
reconcilable with Dr. Huang’s testimony and the general verdict. Before a trial court
may apply one of the options in Civ.R. 49(B), the trial court must make an effort to
reconcile the general verdict and interrogatory answers whenever reasonably
possible. Woyma v. Begovic, 1994 Ohio App. LEXIS 3124, *20 (8th Dist. July 14,
1994), citing Otte v. Dayton Power & Light Co., 37 Ohio St.3d 33 (1988); see also
Woodside Mgt. Co. v. Bruex, 2020-Ohio-4039, ¶ 109 (9th Dist.), citing Lynch v.
Greenwald, 2012-Ohio-2479, ¶ 7 (9th Dist.) (“Before applying one of the options in Civ.R. 49(B), the trial court must determine that apparent inconsistencies between
the interrogatory answers and the general verdict are irreconcilable.”).
“[W]here there is a view of the case that makes the jury’s answers to
special interrogatories consistent, it must be resolved that way before this court is
free to disregard the jury’s verdict and remand the case for a new trial.” Woyma at
*20, citing Atlantic & Gulf Stevedores, Inc. v. Ellerman Lines, Ltd., 369 U.S. 355
(1962); Gallick v. Baltimore & Ohio R.R. Co., 372 U.S. 108 (1963) (construing Ohio
law); Klever v. Reid Bros. Express, Inc., 151 Ohio St. 467 (1949); see also Woodside
Mgt. at ¶ 109, quoting Gregg v. The Kroger Co., 1991 Ohio App. LEXIS 1829, *4 (2d
Dist.) (“The trial court is tasked with ‘mak[ing] every reasonable effort to reconcile’
the inconsistent interrogatory answers and the general verdict.”).
In attempting to reconcile interrogatory answers with the general
verdict, the trial court must “examine the interrogatories and answers as a whole”
and “entertain all reasonable hypotheses that would reconcile the interrogatory
answers and the general verdict.” Woodside Mgt. at ¶ 109, citing Gregg at *4. “As
the reviewing court, we must analyze all of the questions and answers in the light of
the totality of the circumstances and determine whether the trial court reasonably
interpreted such answers in order to reconcile them with the general verdict.”
(Cleaned up.) Id. at ¶ 110. Our review also includes construing the interrogatory
answers in conjunction with the jury instructions. Id., citing Becker v. BancOne
Natl. Bank, 17 Ohio St.3d 158, 160-161 (1985). We review the trial court’s efforts to reconcile interrogatory answers
with the general verdict for an abuse of discretion. Id., citing Lewis v. Nease, 2006-
Ohio-4362, ¶ 48 (4th Dist.). An abuse of discretion occurs when a court exercises
its judgment in an unwarranted way regarding a matter over which it has
discretionary authority. Johnson v. Abdullah, 2021-Ohio-3304, ¶ 35. This court has
also held that an abuse of discretion may be found where a trial court “applies the
wrong legal standard, misapplies the correct legal standard, or relies on clearly
erroneous findings of fact.” Thomas v. Cleveland, 2008-Ohio-1720, ¶ 15 (8th Dist.).
In the general verdict, the jury found that appellants committed
medical malpractice and awarded Paganini noneconomic damages in the amount of
$1,487,500. Appellants contend the general verdict is inconsistent with the jury’s
responses to interrogatory Nos. 1 and 2, because they found the malpractice was due
to a breakdown in communication between members of Dr. Louis’s office and Dr.
Louis on the morning of December 10, 2021. They contend that because Dr. Huang
never criticized the failure of communication on the morning of December 10, 2021,
and that his testimony focused solely on Dr. Louis’s failure to recognize Paganini’s
eye infection during his 10:00 a.m. follow-up appointment, the jury’s responses to
the interrogatories conflict with the general verdict and the evidence.
In response to the first interrogatory on whether Dr. Louis violated
the standard of care, the jury responded that “the breakdown of communication
with the Cataract Eye Center of Cleveland, et al., to Dr. Louis constitutes a deviation
from the standard of care and thus delayed referral to a specialist.” In response to the second interrogatory, which asked whether deviating from the standard of care
proximately caused Paganini’s injuries, the jury stated, in relevant part:
The breakdown of communication within The Cataract Eye Center of Cleveland, Inc. et al., to Dr. Louis constitutes a deviation from the standard of care. Had Dr. Louis been given more detailed information about the 6 a.m. call (no pain, no vision loss, seeing black spots) he may have been able to recognize the progression of signs/symptoms from the 6 a.m. call to the 10 a.m. appointment. (The Cataract Eye Center documented hand motion at face vision loss, increase in spots, and aching around the eye.) This, in addition to the vitreous hemorrhage, may have aided in Dr. Louis’s decision to refer on 12/10/21. We also noted the rarity of the vitreous hemorrhage postcataract surgery.
Dr. Huang testified that in order to properly diagnosis Paganini’s
condition, it was important to understand the history and progression of his
symptoms. (Tr. 556-557.) Dr. Huang explained:
And so as the physician, when we’re interacting with the patient, it’s critical, especially in basically a patient that has pain, where a patient has significant vision loss, in Mr. Paganini’s situation, to really kind of thoroughly dig into what’s going on, meaning, like, if you have a vision loss, you want to know, especially if you’re talking about a patient that had surgery — the purpose of the surgery was to get the patient seeing better — and when you have a patient the next day come in with essentially significant decreased vision, really to kind of figure out what is going on, why the decreased vision is going on, and in terms of the symptoms, really try to figure out, aside from being just floaters or hemorrhage, really to figure out how quickly they appeared, is there pain associated with it, and basically really, like, do additional testing that we can do in patients where there is, you know, basically no view of the retina in the situation. So we have ultrasounds or Mr. Paganini can be referred to a specialist that has ultrasounds to assess what’s going on inside the eye as well.
So all of these things, the initial history of digging into the presentation, the pain, kind of the initial symptoms helps to basically decide whether additional tests should be done in the office or the patient should be referred. Regarding the specifics of Paganini’s case, Dr. Huang testified as
follows:
Q: Based on your education, training and experience, where we have a man who presents the day after cataract surgery where he had good vision and then he has signs and symptoms that the jury has heard about in the records and described by him which include pain, red eye, and vision loss, just taking those, in and of itself, how far below the standard of care is it for an ophthalmologist not to know that those are the red flags of possible urgent danger?
A: It completely deviates from the standard of care. It’s completely below the standard.
Q. Let’s dig into the details of that in terms of what we know from the records and what was reported — and I would like the jury to understand from your expert testimony — we have heard testimony about spots as reported by Mr. Paganini, and then we have seen written in some of the records at the defendants’ medical practice the word “floaters” being used, and I want to bring that up to show you.
So at 6:38 that morning, the answering service documented that Mr. Paganini told the person on the other end of the phone call: I am seeing black spots. And then at 8:50 — and I don’t know what that writing is — 8:50 something in the morning on December 10th, the surgical center does their post-follow call: How are you doing? I’m seeing a bunch of spots.
Then when he gets to the defendant medical practice and the staff of Corrective Eye Centers, the language changes and gets put into their Exhibit 28 on their daily schedule, and someone documents: Patient having major floats.
And then we have over here on Exhibit 12 the documentation from that morning that the patient is having a ton of floaters.
What is your expertise in helping us to understand, to someone who has proper training, who is educated about the signs and recognizing what is there to be seen, what is the significance of spots versus floaters when it comes to recognizing what the possible condition is? A. Sure. So, you know, like, Mr. Paganini, so like we talked about before, the vitreous floaters and what we call the posterior vitreous detachment, that liquid gel liquifying inside the eye, that’s what creates the symptoms of the floaters. So naturally that gel liquifies as we age. So if you look at anybody who is young, the gel is completely solid. You look at somebody who is Mr. Paganini’s age, a 90-year-old gentleman, basically the gel is pretty much completely liquified, so he already has floaters as a baseline. So it’s not something that he doesn’t know that there is floaters. And when you have basically now somebody with a dramatic change where somebody who knows that at a baseline they have floaters and then suddenly now there are black spots that are popping up, that tells you something is clearly different.
So the main thing is, in this kind of situation, where you have these black spots, these black spots are most likely basically, in this kind of scenario, you have to think that it could be something that’s a drastic change, especially with eye pain, basically, infection going on.
As this line of questioning continued, counsel asked Dr. Huang
specific questions about the information Paganini provided to the afterhours
answering service and to Dr. Shafran and how this information was necessary for a
proper diagnosis:
Q. Can you explain [the] progression of when a patient reports at 6:30 in the morning black spots and then black spots at 8 in the morning, 8:50 something, and then by the time that they come in, they are having a ton of floats, instead of a bunch of spots, now it’s a ton, how does the progression of this — is this what you taught us about the bacterial explosion that happens?
A. Right. And it’s like you can imagine. If there is a progression, it certainly is more concerning for something that’s much more serious and especially when we’re talking about the eye in this kind of situation where the patient is losing vision, and as we kind of talked about, the bacterial multiplication inside the eye is rapid and so when things are progressing, it is much more concerning in this kind of scenario.
(Tr. 604-605.) In sum, Dr. Huang explained that in order to make a proper diagnosis,
the doctor must understand the progression of symptoms, which requires
knowledge of Paganini’s condition over the course of the morning of December 10,
2021, including the time he called the answering service and spoke with Dr. Shafran.
Dr. Louis conceded that “[y]ou got to look at the whole picture[.]” (Tr. 396.)
Paganini told the answering service and Dr. Shafran that he was seeing “black
spots.” (Tr. 392.) Yet, Dr. Louis did not know that Paganini provided this
information to his office until after the litigation commenced. (Tr. 91, 96, 105, and
410.)
Dr. Huang testified that the information Paganini provided to the
answering service, Dr. Shafran, and Dawson would have helped Dr. Louis in
properly diagnosing Paganini with endophthalmitis, a serious eye infection that
requires prompt treatment in order to save the eye. Dr. Huang further opined that
where a patient presents with pain, redness, and vision loss following black spots,
the standard of care requires that that the patient be referred to a specialist without
delay. (Tr. 606.)
When the jury interrogatories are considered in the context of Dr.
Huang’s testimony regarding the progression of the infection and the lack of
communication about Paganini’s complaints in the early morning of December 10,
2021, they are easily reconciled with Dr. Huang’s testimony and the general verdict.
The jury’s reference to a “breakdown in communication” encompassed an implicit finding that Dr. Louis failed to obtain all the information necessary to identify the
progression of symptoms necessary for an accurate diagnosis.
The interrogatory responses reflect the jury’s conclusion that based on
the progression of Paganini’s symptoms as reported to members of Dr. Louis’s
office, the standard of care required Dr. Louis to promptly refer Paganini to a
specialist without delay in order to treat the eye infection. The jury concluded that
Dr. Louis failed to properly diagnose Paganini with the serious eye infection during
the 10:00 a.m. appointment because he lacked the critical information regarding
Paganini’s symptoms that he reported to members of Dr. Louis’s office earlier that
morning. Therefore, although the interrogatory responses did not restate any of Dr.
Huang’s theories of liability verbatim, they are consistent with his expert opinion
that Dr. Louis failed to properly diagnose Paganini’s eye infection and with the
general verdict finding him liable for medical malpractice.
B. New Trial
Appellants argue, in the alternative, that the trial court should have
granted a new trial because of the jury’s irregular responses to the special
interrogatories. They contend that the inconsistency between the jury’s answers to
interrogatory Nos. 1 and 2 and the general verdict rendered the judgment contrary
to law. They also argue that the jury’s responses to interrogatory Nos. 1 and 2 are
against the manifest weight of the evidence.
Civ.R. 59 governs new trial and post-trial motions and provides, in
relevant part, that a new trial may granted where the trial court finds: (1) Irregularity in the proceedings of the court, jury, magistrate, or prevailing party, or any order of the court or magistrate, or abuse of discretion, by which an aggrieved party was prevented from having a fair trial;
6) The judgment is not sustained by the weight of the evidence; however, only one new trial may be granted on the weight of the evidence in the same case; [or]
(7) The judgment is contrary to law[.]
The standard of review we apply to a trial court’s ruling on a Civ.R. 59
motion for a new trial depends upon the grounds for the motion. Rigo v. Liberty
Mut. Group, Inc., 2023-Ohio-1033, ¶ 25 (8th Dist.), citing Robinson v. Turoczy
Bonding Co., 2016-Ohio-7397, ¶ 23 (8th Dist.). In this case, appellants moved for a
new trial pursuant to Civ.R. 59(A)(1), (4), (6), and (7). However, on appeal they only
argue for a new trial based on the grounds stated in Civ.R. 59(A)(1), (6), and (7).
A motion for a new trial, claiming irregularities in the proceeding or
that the judgment is against the manifest weight of the evidence under Civ.R.
59(A)(1) or (6), is reviewed for an abuse of discretion. Id., citing Gateway
Consultants Group, Inc. v. Premier Physicians Ctrs., Inc., 2017-Ohio-1443, ¶ 12-13
(8th Dist.). As previously stated, an abuse of discretion occurs when a court
exercises its judgment in an unwarranted way regarding a matter over which it has
discretionary authority. Johnson, 2021-Ohio-3304, at ¶ 35. An abuse of discretion
may also be found where a trial court “applies the wrong legal standard, misapplies
the correct legal standard, or relies on clearly erroneous findings of fact.” Thomas,
2008-Ohio-1720, at ¶ 15. A motion for a new trial claiming the judgment is contrary to law
under Civ.R. 59(A)(7) is reviewed de novo. Riedel v. Akron Gen. Health Sys., 2018-
Ohio-840, ¶ 13 (8th Dist.). In a de novo review, we review the merits of the case
independently, without any deference to the trial court. Sosic v. Stephen Hovancsek
& Assocs., Inc., 2021-Ohio-2592, ¶ 21 (8th Dist.).
Appellants first argue that the inconsistency between the jury’s
answers to interrogatory Nos. 1 and 2 and the general verdict rendered the judgment
contrary to law and marred by an irregular proceeding. However, as previously
discussed, the jury’s interrogatory answers are easily reconciled with the expert
testimony of Dr. Huang and the general verdict entering judgment in favor of
Paganini. There is, therefore, no material inconsistency between the interrogatory
responses and the general verdict and thus no irregularity in the proceedings.
Appellants nevertheless argue that the jury’s answers to interrogatory
Nos. 1 and 2 are against the manifest weight of the evidence. In ruling on a motion
for a new trial on the basis of manifest weight, the trial court
“must weigh the evidence and pass upon the credibility of the witnesses, not in the substantially unlimited sense that such weight and credibility are passed on originally by the jury but in the more restricted sense of whether it appears to the trial court that manifest injustice has been done and that the verdict is against the manifest weight of the evidence.”
Eastley v. Volkman, 2012-Ohio-2179, ¶ 27, quoting Rohde v. Farmer, 23 Ohio St.2d
82 (1970), paragraph three of the syllabus. In seeking a new trial based on the manifest weight of the evidence,
appellants again assert that the jury rejected Dr. Huang’s testimony regarding three
separate alleged deviations from the standard of care and that the jury invented its
own standard of care that was not based on the expert testimony. But again, as
previously explained, the jury concluded, based on Dr. Huang’s testimony, that the
standard of care required Dr. Louis to promptly refer Paganini to a specialist without
delay in order to treat the eye infection. They also implicitly concluded that Dr.
Louis failed to properly diagnose Paganini with the serious eye infection during the
10:00 a.m. appointment because he lacked the critical information regarding
Paganini’s symptoms that he reported to members of Dr. Louis’s office earlier that
morning. Their conclusions are supported by Dr. Huang’s testimony as set forth in
our earlier discussion on appellants’ claim for JNOV.
Therefore, the first assignment of error is overruled.
C. Cap on Noneconomic Damages
In the second assignment of error, appellants argue the trial court
erred in finding that R.C. 2323.43(A)(3), which places a cap on noneconomic
damages, is unconstitutional as applied to Paganini.
A party may challenge the constitutionality of a statute by asserting
either a facial challenge or an as-applied challenge to the statute. Arbino v. Johnson
& Johnson, 2007-Ohio-6948, ¶ 26. A facial challenge asserts that there are no
conceivable circumstances in which the statute would be valid. Simpkins v. Grace
Brethren Church of Delaware, 2016-Ohio-8118, ¶ 20, citing Arbino at ¶ 26. An as- applied challenge alleges that the statute is unconstitutional when applied to a
plaintiff under a specific set of circumstances. Id., citing Yajnik v. Akron Dept. of
Health, Housing Div., 2004-Ohio-357, ¶ 14, citing Ada v. Guam Soc. of
Obstetricians & Gynecologists, 506 U.S. 1011 (1992) (Scalia, J., dissenting). A
holding that a statute is unconstitutional as applied to a particular party prevents
future application of the statute under the same set of circumstances, but it does not
render the statute wholly inoperable. Id., citing Yajnik at ¶ 14, citing Ada (Scalia, J.,
dissenting).
The trial court found R.C. 2323.43(A)(3) unconstitutional as applied
to Paganini. Appellants argue that Paganini’s challenge was not “as applied” and
that by treating it as an “as applied” challenge, the court employed the wrong
standard of review.
A party raising an as-applied constitutional challenge must prove by
clear and convincing evidence that the statute is unconstitutional when applied to
his or her set of particular facts. Id., citing Groch v. Gen. Motors Corp., 2008-Ohio-
546, ¶ 181. “To prevail on a facial constitutional challenge, the challenger must
prove the constitutional defect, using the highest standard of proof, which is also
used in criminal cases, proof beyond a reasonable doubt.” State ex rel. Ohio
Congress of Parents & Teachers v. State Bd. of Edn., 2006-Ohio-5512, ¶ 21, citing
State ex rel. Dickman v. Defenbacher, 164 Ohio St. 142 (1955), paragraph one of the
syllabus. Despite appellants’ argument to the contrary, it is clear from
Paganini’s motion to include in any judgment the full amount awarded for
noneconomic damages that he was making an “as applied” challenge to the statute.
(See plaintiff’s motion to include in any judgment the full amount awarded for
noneconomic damages, p. 4, 8, 11, and 15.) Indeed, Paganini’s argument is specific
to his unusual circumstances, namely that the statute requires him to forego 66.4%
of the damages awarded to him by the jury in order to lower medical-malpractice
insurance rates for the public’s benefit. Paganini argued in the trial court, as he does
now on appeal, that the cap on noneconomic damages imposed on one of the most
severely injured people is arbitrary and not reasonably calculated to obtain the
legislature’s objective of reducing medical-malpractice insurance premiums.
Therefore, the trial court properly concluded that Paganini’s argument is an “as
applied” challenge to the statute.
In evaluating the constitutionality of a statute, courts must remain
mindful that “statutes are presumed to be constitutional and . . . courts have a duty
to liberally construe statutes in order to save them from constitutional infirmities.”
Eppley v. Tri-Valley Local School Dist. Bd. of Edn., 2009-Ohio-1970, ¶ 12, citing
Desenco, Inc. v. Akron, 84 Ohio St.3d 535, 538 (1999).
The trial court found R.C. 2323.43(A)(3) unconstitutional as applied
to Paganini under the “due course of law” clause in the Ohio Const., art. I, § 16. This
clause states: All courts shall be open, and every person, for an injury done him in his land, goods, person, or reputation, shall have remedy by due course of law, and shall have justice administered without denial or delay.
Ohio Const., art. I, § 16. The Ohio Constitution’s “due course of law” provision is
equivalent to the Due Process Clause in the United States Constitution. Direct
Plumbing Supply Co. v. Dayton, 138 Ohio St. 540, 544 (1941).
“When reviewing a statute on due-process grounds, we apply a
rational-basis test unless the statute restricts the exercise of fundamental rights.”
Arbino at ¶ 49. It is undisputed that the statute at issue here does not restrict or
affect a fundamental right. Under the rational-basis test, we will uphold a statute
under the due-course-of-law guarantee if (1) it bears a real and substantial relation
to the public health, safety, morals, or general welfare of the public, and (2) it is not
unreasonable or arbitrary. Brandt v. Pompa, 2022-Ohio-4525, ¶ 28, quoting
Mominee v. Scherbarth, 28 Ohio St.3d 270, 274 (1986), quoting Benjamin v.
Columbus, 167 Ohio St. 103 (1957), paragraph five of the syllabus.
The issue regarding the constitutionality of R.C. 2323.43(A)(3) is an
issue of first impression. However, the Ohio Supreme Court has ruled on the
constitutionality of similar statutes and those cases are relevant to our analysis here.
For example, in Morris v. Savoy, 61 Ohio St.3d 684 (1991), the Court held that a
$200,000 cap on general damages that could be awarded for medical malpractice
was unconstitutional because it did not bear a real and substantial relation to public
health or welfare and because it was unreasonable and arbitrary. Id. at 691. The
Court explained: “‘[I]t is irrational and arbitrary to impose the cost of the intended benefit to the general public solely upon a class consisting of those most severely
injured by medical malpractice.’” Id., quoting Nervo v. Pritchard, 1985 Ohio App.
LEXIS 7986, * 8 (5th Dist. June 10, 1985).
In State ex rel. Ohio Academy of Trial Lawyers v. Sheward, 86 Ohio
St.3d 451 (1999), the Ohio Supreme Court held that Am.Sub.H.B. No. 350, of the
121st Ohio General Assembly, 146 Ohio Laws, Part II, 3867 (“H.B. 350”), was
unconstitutional “in toto.” Id. at syllabus. H.B. 350 enacted several statutory
provisions including R.C. 2323.54. R.C. 2323.54 placed a cap on “the amount of
noneconomic damages recoverable in any tort action at the greater of $ 250,000 or
three times the economic loss, to a maximum of $ 500,000; or, in the case of certain
specified types of permanent injuries, at the greater of $ 1 million or $35,000 times
the number of years remaining in the plaintiff’s expected life.” Id. at 487-488. The
court found that H.B. 350 was unconstitutional because it violated the Ohio
constitutional doctrine of separation of powers and because it violated the one-
subject provision of the Ohio Const., art II, § 15(D). Id. at syllabus. However, with
respect to the cap on noneconomic damages provided in R.C. 2323.54, the Court
further found pursuant to Morris that “R.C. 2323.54 is invalid on due process
grounds because it is unreasonable and arbitrary, irrespective of whether it bears a
real and substantial relation to public health or welfare.” Id. at 490. The Court
explained:
In addition, R.C. 2323.54 continues to impose the cost of the intended benefit to the general public solely upon a class consisting of those most severely injured by tortious conduct. Thus, like former R.C. 2307.43, R.C. 2323.54 is invalid on due process grounds because it is unreasonable and arbitrary, irrespective of whether it bears a real and substantial relation to public health or welfare. Morris, 61 Ohio St. 3d at 691, 576 N.E.2d at 771. There is simply no constitutional difference between R.C. 2323.54 and former R.C. 2307.43. By replacing former R.C. 2307.43 with R.C. 2323.54, the General Assembly has merely expanded the scope of a statute declared unconstitutional by this court in the context of medical claims to include all tort claims, medical and otherwise.
Id.
Although the Court later characterized this section of Sheward as
“dicta” because it was not relevant to the ultimate holding in the case, it continued
to apply the same language and reasoning in Arbino, 2007-Ohio-6948, ¶ 59, a case
involving a broad challenge to the $250,000 cap on noneconomic damages provided
in R.C. 2315.18(B)(2). In Arbino, the plaintiff made a facial challenge to the cap on
damages under several constitutional theories. The Court rejected the plaintiff’s
claims that the statute violated Ohio’s open courts and right-to-a-remedy guarantee,
the right to a jury trial, the separation of powers, and the single-subject rule. It also
held that the cap on damages in R.C. 2315.18 did not violate the plaintiff’s right to
due process or equal protection. In reaching these conclusions, the Court reviewed
the legislative findings made when enacting the statute and found that “R.C. 2315.18
bears a real and substantial relation to the general welfare of the public.” Id. at ¶ 55.
The Arbino Court found that R.C. 2315.18 passed the second prong of
the rational-basis test, which requires the court to determine whether the statute is
arbitrary or unreasonable. In doing so, it compared R.C. 2315.18 to the statute at
issue in Morris, stating that, in Morris, the Court found that the caps on damages in that case were arbitrary and unreasonable because “they imposed the cost of the
intended benefit to the public solely upon those most severely injured.” Id., citing
Morris, 61 Ohio St.3d at 690-691; Sheward, 86 Ohio St.3d at 490. By contrast, the
statute at issue in Arbino “alleviate[d] this concern by allowing for limitless
noneconomic damages for those suffering from catastrophic injuries.” Id. at ¶ 60.
The plaintiff in Arbino nevertheless argued that the statute was
arbitrary and unreasonable despite the exception for catastrophic injuries. Id. She
argued “it is irrational to strike a statute for imposing the costs of a public benefit on
the most severely injured, but not the ‘second-most severely injured.’” The Court
rejected this argument, stating:
At some point, though, the General Assembly must be able to make a policy decision to achieve a public good. Here, it found that the benefits of noneconomic-damages limits could be obtained without limiting the recovery of individuals whose pain and suffering is traumatic, extensive, and chronic, and by setting the limits for those not as severely injured at either $ 250,000 or $ 350,000. Even Arbino acknowledges that the vast majority of noncatastrophic tort cases do not reach that level of damages. Id. The General Assembly’s decision is tailored to maximize benefits to the public while limiting damages to litigants. The logic is neither unreasonable nor arbitrary.
(Emphasis added.) Arbino at ¶ 60.
As previously stated, the trial court found that R.C. 2323.43(A)(3) is
unconstitutional as applied to Paganini because the cap on noneconomic damages
for catastrophic injuries does not have a real and substantial relationship to the
general welfare. The trial court also found that the cap on noneconomic damages in
R.C. 2323.43(A(3) is unreasonable and arbitrary because, as in Morris, it imposes “the cost of lowering medical malpractice insurance rates on a small group of
individuals with catastrophic physical injuries stemming from medical
malpractice[.]”
R.C. 2323.43(A) creates a two-tiered system imposing limits on the
award of noneconomic damages depending on the severity of the plaintiff’s injury.
Under the first tier, a cap of $250,000 applies to certain types of injuries. R.C.
2323.43(A)(2). Under the second tier, the limit is increased to $500,000 if the
plaintiff establishes that he or she sustained a “permanent and substantial physical
deformity, loss of use of a limb, or loss of a bodily organ system” and/or a
“permanent physical functional injury that permanently prevents the injured person
from being able to independently care for self and perform life sustaining activities.”
R.C. 2323.43(A)(3). The Ohio Supreme Court has described these kinds of injuries
as “catastrophic.” Arbino, 2007-Ohio-6948, at ¶ 59.
The term “noneconomic damages” in R.C. 2323.43 refers to
nonpecuniary harm that results from an injury, death, or loss to person or property that is a subject of a civil action upon a medical, dental, optometric, or chiropractic claim, including, but not limited to, pain and suffering, loss of society, consortium, companionship, care, assistance, attention, protection, advice, guidance, counsel, instruction, training, or education, disfigurement, mental anguish, and any other intangible loss.
R.C. 2323.43(H)(3).
In enacting R.C. 2323.43, the General Assembly expressly stated that
the statute was designed to “stabiliz[e] the cost of health care delivery by limiting
the amount of compensatory damages representing noneconomic loss awards in medical malpractice actions.” R.C. 2323.43, Editor’s notes SECTION 3(A)(3). They
found, among other things, that “[t]he overall cost of health care to the consumer
has been driven up by the fact that malpractice litigation causes health care
providers to over prescribe, over treat, and over test their patients.” The reduced
risk of large noneconomic damage awards is aimed at keeping medical malpractice
insurers in Ohio and thus also keeping good doctors in Ohio. Obviously, the goal of
lowering medical-malpractice insurance rates is related to the general welfare of the
public.
However, it is not clear from the legislative findings how the cap on
noneconomic damages for catastrophic injuries will have any impact in reducing
malpractice insurance rates since there have been so few cases involving these types
of injuries. When the General Assembly enacted R.C. 2323.43, it also provided for
the ongoing study of its effects. R.C. 2323.43 was enacted in 2003 by 2001
Am.Sub.S.B. 281 (“S.B. 281”). Sections 4 and 5 of the uncodified portion of the Act
created the Ohio Medical Malpractice Commission. In 2005, the General Assembly
also enacted R.C. 3929.302, which requires the Ohio Department of Insurance to
provide the General Assembly with an annual report summarizing Ohio medical
malpractice claims.
In its 2019 report, the Ohio Department of Insurance concluded that
“[c]laims that went to trial were more likely to close with no indemnity payment,
while those that settled or went through alternative dispute resolution were more
likely to close with paid indemnity.” In the same report, the commission found that .32 percent of medical-malpractice claims result in a plaintiff’s verdict. Thus, a
plaintiff’s decision to go to trial makes payment less likely than if the plaintiff settles
the claim before trial. The 2019 report further found that there have only been 30
cases between 2005 and 2019 in which a jury returned a verdict for a plaintiff in a
medical malpractice action that was in excess of the statutory caps on damages.
And, the report does not show how many of these cases involved catastrophic
injuries. Therefore, the legislative findings fail to demonstrate a real and substantial
relationship between the capping of noneconomic damages for catastrophic injuries
and malpractice insurance rates. The legislature has failed to demonstrate how
capping noneconomic damages for a very small group of highly injured people,
which includes Paganini, will have any impact on malpractice insurance rates
beyond those provided by the cap on less severe injuries. Therefore, Paganini has
overcome the presumption of constitutionality and established, by clear and
convincing evidence, that applying the cap on noneconomic damages set forth in
R.C. 2323.43(A)(3) to him does not bear a real and substantial relationship to
medical-malpractice insurance rates.
The $500,000 cap on noneconomic damages for catastrophic injuries
is also arbitrary and unreasonable. As previously stated, the Court in Morris, 61
Ohio St.3d at 691, held “‘[i]t is irrational and arbitrary to impose the cost of the
intended benefit to the general public solely upon a class consisting of those most
severely injured by medical malpractice.’” Id. at 691, quoting Nervo v. Pritchard,
1985 Ohio App. LEXIS 7986, * 8 (5th Dist. June 10, 1985). In Metts, II v. Nationwide Childrens Hosp., 2015 Ohio Misc. LEXIS
12751 (C.P. 2018), a Franklin County common pleas court found that R.C.
2323.43(A)(3) is arbitrary and unreasonable because “it contains a hard limit like
the unconstitutional provision in Morris.” Id. at 9. To illustrate the arbitrary nature
of R.C. 2323.43(A)(3)’s cap on noneconomic damages, the court compared it to
R.C. 2315.18, the statute at issue in Arbino that does not include a limit on
noneconomic damages for catastrophic injuries. The court stated, in relevant part:
If a man’s leg were cut off by a doctor in surgery and he sought non- economic for the catastrophic injury, the damages would be limited to $500,000 under R.C. 2323.43(A)(3). Yet, if the same man were to be run over and lose his leg by the same doctor on the way home from the hospital after a successful surgery, that man could recover all non- economic damages for his catastrophic injury because R.C. 2315.18 has no additional limit. This is not reasonable or logical. The exact same injury inflicted by the same person should yield the exact same damages, but under the current statutory scheme it does not.
Id. at 10. The court went on to explain that this is what the Arbino Court was
referring to when it stated that “‘the benefits of noneconomic-damages limits could
be obtained without limiting the recovery of individuals whose pain and suffering is
traumatic, extensive, and chronic, and by setting the limits for those not as severely
injured at either $250,000 or $350,000.’” Id., quoting Arbino at 480-481. The
court further observed that R.C. 2315.18 is drafted in compliance with the holding
of the Supreme Court in Morris. Id. However, because R.C. 2323.43(A)(3) still
burdens those most severely injured by medical malpractice in order to provide
some unrealized benefit to the general public, it is arbitrary and unreasonable
according to the reasoning provided in Morris. Therefore, Paganini has shown by clear and convincing evidence that
R.C. 2323.43(A)(3)’s cap on noneconomic damages is arbitrary and unreasonable
and that applying that cap to him violates his rights under the due course of law
clause in the Ohio Constitution.
The second assignment of error is overruled.
Judgment affirmed.
It is ordered that appellee recover from appellants costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
EILEEN T. GALLAGHER, JUDGE
EILEEN A. GALLAGHER, A.J., and MARY J. BOYLE, J., CONCUR
Related
Cite This Page — Counsel Stack
2025 Ohio 275, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paganini-v-cataract-eye-ctr-of-cleveland-ohioctapp-2025.