IMPORTANT NOTICE NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED “NOT TO BE PUBLISHED.” PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN ANY OTHER CASE IN ANY COURT OF THIS STATE; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION. RENDERED: MARCH 25, 2021 NOT TO BE PUBLISHED
Supreme Court of Kentucky 2020-SC-0215-WC
PACKERS SANITATION SERVICES APPELLANT
ON APPEAL FROM THE COURT OF APPEALS V. NO. 2019-CA-1846 WORKERS’ COMPENSATION BOARD NO. WC-14-66805
JORGE MARTELL CABRERA; APPELLEES HONORABLE JOHN BARRY COLEMAN, ADMINISTRATIVE LAW JUDGE; AND WORKERS’ COMPENSATION BOARD
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Packers Sanitation Services appeals from the Court of Appeals’ opinion
affirming the Workers’ Compensation Board’s opinion affirming the
Administrative Law Judge’s (ALJ) award of permanent-partial disability benefits
to Jorge Martell Cabrera. Asserting this case differs from “the run-of-the mill”
substantial-evidence case, Packers Sanitation argues the Court of Appeals
erred in affirming the ALJ’s award because, despite other evidence of record,
surveillance-video footage of Cabrera submitted by Packers Sanitation proves
Cabrera hoodwinked the medical experts by faking his symptoms, resulting in
an arbitrary award. We find no error, and we affirm the Court of Appeals. I. FACTS
Cabrera worked for Packers Sanitation providing cleaning services at the
JB Swift meat processing plant in Louisville, Kentucky. In the course and
scope of his employment, Cabrera slipped as he was cleaning a metal conveyor
belt and both arms became caught in the works of the conveyor, resulting in
severe cuts to both arms. Treatment required emergency debridement and
surgery. Infection necessitated repeated later surgical procedures and removal
of muscle tissue. Cabrera eventually returned to work in a different capacity
and eventually was promoted to a supervisory position at a higher rate of pay.
He sought workers’ compensation benefits for both physical and psychological
injuries for which the ALJ awarded benefits.
Packers Sanitation appealed to the Board, arguing the ALJ’s findings
supporting the benefits were a sham, asserting, as it later did to the Court of
Appeals and now to us on appeal, that surveillance video clips it introduced
into the record conclusively refute Cabrera’s claims of functional impairment
by showing him going about activities of daily living using his hands and arms
without apparent difficulty. Packers Sanitation contends that if the Board had
simply watched the video clips, then it would have reached the inescapable
conclusion that the medical and psychological evidence relied upon by the ALJ
was bogus, rendering the ALJ’s award of benefits arbitrary and requiring
reversal.
2 II. ANALYSIS
A. The Board and Court of Appeals did not err in failing to reverse the ALJ’s factual findings because they were supported by substantial evidence and affirmance was not an abuse of discretion.
At the hearing before the ALJ, Packers Sanitation introduced a series of
video clips of Cabrera prepared by a private investigator hired in connection
with separate civil litigation between Cabrera and Swift. The video shows
Cabrera engaging in activities using his hands and arms. Packers Sanitation
avers the video evidence alone is conclusive proof that Cabrera exaggerated his
injuries and retains minimal functional impairment despite the conflicting
evidence from Cabrera and the medical reports of record. Because Packers
Sanitation finds the video to be conclusive, it argues that the Board could not
have reviewed the surveillance video, because if it had, the Board would have
been constrained to conclude that Cabrera was a fraud and the ALJ’s finding of
impairment arbitrary.
Appellate review in workers’ compensation proceedings is limited to
correcting the Board where it has misconstrued statutes or precedent or
committed error in assessing evidence so flagrant as to cause gross injustice.1
We will not reverse the ALJ’s decision solely because there is evidence in the
record that appears contrary to the factual findings of the ALJ.2 Of course, the
ALJ’s factual findings must be supported by substantial evidence, which
1 W. Baptist Hosp. v. Kelly, 827 S.W.2d 685, 687–88 (Ky. 1992). 2 Whittaker v. Rowland, 998 S.W.2d 479, 482 (Ky. 1999).
3 requires evidence of substance and consequence and trustworthy enough to
induce conviction in reasonable minds.3
We find, as the Court of Appeals found, that substantial evidence in this
record supports the Board’s decision to uphold the ALJ’s findings. Packers
Sanitation dismisses as preposterous the Board’s acceptance of the ALJ’s
findings of fact considering the video. The influence the videos have on the
trier of fact is a question of interpretation. As the ALJ explained, the video may
show Cabrera capable of physical activity beyond what he described in the
record, but the objective evidence of his condition, as reflected in the medical
records, indicates he is impaired and that he did not believe Cabrera to be
“malingering or faking.” Overall, the ALJ’s findings discuss the video
considering all the evidence presented, and his findings conclude that the video
did not overcome the proof of Cabrera’s impairment.
The weight given to the video is a question of fact, and it is not conclusive
as to Cabrera’s impairments, especially considering the conflicting evidence
presented by Cabrera. The ALJ concluded that the objective medical evidence
was more persuasive. And we find the order sufficiently described why the ALJ
found the video to be inconclusive and why he ultimately found Cabrera to be
impaired. We hold it was not error for the Board to affirm the order awarding
Cabrera partial-permanent disability benefits.
3 Smyzer v. B.F. Goodrich Chem. Co., 474 S.W.2d 367, 369 (Ky. 1971).
4 B. The ALJ did not err as a matter of law by relying on Dr. Ruth’s initial report.
In 2016, Cabrera underwent a psychological impairment assessment by
Dr. Douglas Ruth, who found he suffered from major depressive disorder and
post-traumatic stress disorder with an overall psychological impairment of 8%
because of his work-related injury. Later, after seeing the video footage of
Cabrera, Dr. Ruth concluded Cabrera was likely malingering. Dr. Ruth then
gave Cabrera a second assessment that was like the first and contained several
self-report measures. While Cabrera performed similarly on the self-report
measures, Dr. Ruth found the video footage indicated he was capable of more
than his self-report measures revealed. Ultimately, Dr. Ruth changed his
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IMPORTANT NOTICE NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED “NOT TO BE PUBLISHED.” PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN ANY OTHER CASE IN ANY COURT OF THIS STATE; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION. RENDERED: MARCH 25, 2021 NOT TO BE PUBLISHED
Supreme Court of Kentucky 2020-SC-0215-WC
PACKERS SANITATION SERVICES APPELLANT
ON APPEAL FROM THE COURT OF APPEALS V. NO. 2019-CA-1846 WORKERS’ COMPENSATION BOARD NO. WC-14-66805
JORGE MARTELL CABRERA; APPELLEES HONORABLE JOHN BARRY COLEMAN, ADMINISTRATIVE LAW JUDGE; AND WORKERS’ COMPENSATION BOARD
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Packers Sanitation Services appeals from the Court of Appeals’ opinion
affirming the Workers’ Compensation Board’s opinion affirming the
Administrative Law Judge’s (ALJ) award of permanent-partial disability benefits
to Jorge Martell Cabrera. Asserting this case differs from “the run-of-the mill”
substantial-evidence case, Packers Sanitation argues the Court of Appeals
erred in affirming the ALJ’s award because, despite other evidence of record,
surveillance-video footage of Cabrera submitted by Packers Sanitation proves
Cabrera hoodwinked the medical experts by faking his symptoms, resulting in
an arbitrary award. We find no error, and we affirm the Court of Appeals. I. FACTS
Cabrera worked for Packers Sanitation providing cleaning services at the
JB Swift meat processing plant in Louisville, Kentucky. In the course and
scope of his employment, Cabrera slipped as he was cleaning a metal conveyor
belt and both arms became caught in the works of the conveyor, resulting in
severe cuts to both arms. Treatment required emergency debridement and
surgery. Infection necessitated repeated later surgical procedures and removal
of muscle tissue. Cabrera eventually returned to work in a different capacity
and eventually was promoted to a supervisory position at a higher rate of pay.
He sought workers’ compensation benefits for both physical and psychological
injuries for which the ALJ awarded benefits.
Packers Sanitation appealed to the Board, arguing the ALJ’s findings
supporting the benefits were a sham, asserting, as it later did to the Court of
Appeals and now to us on appeal, that surveillance video clips it introduced
into the record conclusively refute Cabrera’s claims of functional impairment
by showing him going about activities of daily living using his hands and arms
without apparent difficulty. Packers Sanitation contends that if the Board had
simply watched the video clips, then it would have reached the inescapable
conclusion that the medical and psychological evidence relied upon by the ALJ
was bogus, rendering the ALJ’s award of benefits arbitrary and requiring
reversal.
2 II. ANALYSIS
A. The Board and Court of Appeals did not err in failing to reverse the ALJ’s factual findings because they were supported by substantial evidence and affirmance was not an abuse of discretion.
At the hearing before the ALJ, Packers Sanitation introduced a series of
video clips of Cabrera prepared by a private investigator hired in connection
with separate civil litigation between Cabrera and Swift. The video shows
Cabrera engaging in activities using his hands and arms. Packers Sanitation
avers the video evidence alone is conclusive proof that Cabrera exaggerated his
injuries and retains minimal functional impairment despite the conflicting
evidence from Cabrera and the medical reports of record. Because Packers
Sanitation finds the video to be conclusive, it argues that the Board could not
have reviewed the surveillance video, because if it had, the Board would have
been constrained to conclude that Cabrera was a fraud and the ALJ’s finding of
impairment arbitrary.
Appellate review in workers’ compensation proceedings is limited to
correcting the Board where it has misconstrued statutes or precedent or
committed error in assessing evidence so flagrant as to cause gross injustice.1
We will not reverse the ALJ’s decision solely because there is evidence in the
record that appears contrary to the factual findings of the ALJ.2 Of course, the
ALJ’s factual findings must be supported by substantial evidence, which
1 W. Baptist Hosp. v. Kelly, 827 S.W.2d 685, 687–88 (Ky. 1992). 2 Whittaker v. Rowland, 998 S.W.2d 479, 482 (Ky. 1999).
3 requires evidence of substance and consequence and trustworthy enough to
induce conviction in reasonable minds.3
We find, as the Court of Appeals found, that substantial evidence in this
record supports the Board’s decision to uphold the ALJ’s findings. Packers
Sanitation dismisses as preposterous the Board’s acceptance of the ALJ’s
findings of fact considering the video. The influence the videos have on the
trier of fact is a question of interpretation. As the ALJ explained, the video may
show Cabrera capable of physical activity beyond what he described in the
record, but the objective evidence of his condition, as reflected in the medical
records, indicates he is impaired and that he did not believe Cabrera to be
“malingering or faking.” Overall, the ALJ’s findings discuss the video
considering all the evidence presented, and his findings conclude that the video
did not overcome the proof of Cabrera’s impairment.
The weight given to the video is a question of fact, and it is not conclusive
as to Cabrera’s impairments, especially considering the conflicting evidence
presented by Cabrera. The ALJ concluded that the objective medical evidence
was more persuasive. And we find the order sufficiently described why the ALJ
found the video to be inconclusive and why he ultimately found Cabrera to be
impaired. We hold it was not error for the Board to affirm the order awarding
Cabrera partial-permanent disability benefits.
3 Smyzer v. B.F. Goodrich Chem. Co., 474 S.W.2d 367, 369 (Ky. 1971).
4 B. The ALJ did not err as a matter of law by relying on Dr. Ruth’s initial report.
In 2016, Cabrera underwent a psychological impairment assessment by
Dr. Douglas Ruth, who found he suffered from major depressive disorder and
post-traumatic stress disorder with an overall psychological impairment of 8%
because of his work-related injury. Later, after seeing the video footage of
Cabrera, Dr. Ruth concluded Cabrera was likely malingering. Dr. Ruth then
gave Cabrera a second assessment that was like the first and contained several
self-report measures. While Cabrera performed similarly on the self-report
measures, Dr. Ruth found the video footage indicated he was capable of more
than his self-report measures revealed. Ultimately, Dr. Ruth changed his
assessment of Cabrera to a 0% psychological impairment rating.
The ALJ assigned Cabrera an 8% psychological impairment rating and
relied on Dr. Ruth’s initial assessment in doing so. Packers Sanitation argues
that since Dr. Ruth changed his diagnosis after viewing the video, the initial
8% rating is erroneous and cannot support the ALJ’s findings because an
erroneous medical assessment cannot be the basis of an award.
Packers Sanitation relies on Cepero v. Fabricated Metals Corporation4 to
support its contention. In Cepero, we held that medical testimony given in
reliance on incomplete or inaccurate records cannot be used as substantial
evidence to support an ALJ’s factual findings.5 In Cepero, the ALJ’s conclusion
4 132 S.W.3d 839, 843 (Ky. 2004). 5 Id.
5 that the plaintiff’s condition was caused by a work-related injury relied on the
testimony of a doctor who had evaluated the plaintiff.6 But the plaintiff failed
to inform the doctor of the extent of his previous injury and omitted the fact
that the previous injury was severe.7 The ALJ’s findings relied upon the
doctor’s flawed assessment.8 A majority of this Court found the doctor’s
testimony could not comprise substantial evidence to support the ALJ’s
conclusion because the medical opinion was based on inaccurate and
incomplete information during the plaintiff’s medical examination.9 This Court
held when a medical assessment is based on inaccurate information, the entire
testimony must be disregarded.10
In deciding factual issues, the ALJ may accept or reject any testimony,
“regardless of whether it is from the same witness or same party’s total
proof.”11 Here, we find the facts not to be analogous to Cepero. Packers
Sanitation does not argue that Dr. Ruth had incomplete or inaccurate
information when he first assessed Cabrera and gave him an 8% psychological
impairment rating. Instead, Packers Sanitation argues because Dr. Ruth
changed his diagnosis after seeing the video of Cabrera the original assessment
was fatally flawed. Dr. Ruth’s opinion of Cabrera’s psychological impairment
6 Id. at 841. 7 Id. 841–42. 8 Id. 9 Id. at 842. 10 Id. at 843. 11 Abel Verdon Const. v. Rivera, 348 S.W.3d 749, 753–54 (Ky. 2011).
6 changed because of a second evaluation and video evidence, not because
inaccurate information during the first assessment rendered his opinion
unreliable. At the time Cabrera underwent his initial psychological
assessment, Dr. Ruth gave his medical opinion based on objective findings.
The ALJ’s order states that he was relying on Dr. Ruth’s initial diagnosis
because it was supported by the testimony of Dr. Butler who gave a similar
assessment of Cabrera’s psychological impairment. Dr. Butler found Cabrera
suffered from a 16% psychological impairment even after reviewing the video.
The ALJ also explained that he found Cabrera to be a credible witness and that
he was suffering from psychological issues. Overall, the ALJ explained why he
was not persuaded by Dr. Ruth’s revised opinion and how the evidence
presented related to the conclusion that Cabrera suffered an 8% psychological
impairment because of the work-related injury. An ALJ may disregard or find
persuasive any portion of the evidence; therefore, we find the ALJ did not err by
relying upon Dr. Ruth’s initial assessment.
III. CONCLUSION
For these reasons, we affirm the Court of Appeals’ holding.
All sitting. All concur.
7 COUNSEL FOR APPELLANT:
Timothy Joe Walker Fogle Keller Walker, PLLC
COUNSEL FOR APPELLEE, JORGE MARTELL CABRERA:
Wayne Charles Daub
CHAIRMAN, WORKERS’ COMPENSATION BOARD:
Michael Wayne Alvey
ADMINISTRATIVE LAW JUDGE:
Honorable John Barry Coleman