PACK v. SAUL

CourtDistrict Court, S.D. Indiana
DecidedOctober 24, 2019
Docket1:18-cv-04029
StatusUnknown

This text of PACK v. SAUL (PACK v. SAUL) is published on Counsel Stack Legal Research, covering District Court, S.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
PACK v. SAUL, (S.D. Ind. 2019).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF INDIANA INDIANAPOLIS DIVISION

CLARA P., ) ) Plaintiff, ) ) v. ) Case No. 1:18-cv-04029-TWP-TAB ) ANDREW M. SAUL, Commissioner of the Social ) Security Administration, ) ) Defendant. )

ENTRY ON JUDICIAL REVIEW

Plaintiff Clara P.1 requests judicial review of the final decision of the Commissioner of the Social Security Administration (the “SSA”). For the following reasons, the Court dismisses Clara P.’s Complaint with prejudice and affirms the decision of the Commissioner. I. PROCEDURAL BACKGROUND On March 9, 2016, Clara P. received a notice of a change of benefits from the SSA explaining that social security benefits paid to widows were reduced “if they also received a government pension based on their own work.” (Filing No. 9-2 at 41.) Clara P. requested reconsideration, (Filing No. 9-2 at 44-45), and the SSA confirmed their initial determination, (Filing No. 9-2 at 65). Clara P. then requested a hearing by an Administrative Law Judge. (Filing No. 9-2 at 68.) Administrative Law Judge Monica LaPolt (the “ALJ”) conducted a hearing on May 23, 2018, at which Clara P., unrepresented by counsel, a witness, her daughter, Michelle W., and a claims technical expert in the SSA’s payment center, John Kroner, appeared and testified.

1 To protect the privacy interests of claimants for Social Security benefits, consistent with the recommendation of the Court Administration and Case Management Committee of the Administrative Office of the United States Courts, the Southern District of Indiana has opted to use only the first name and last initial of non-governmental parties in its Social Security judicial review opinions. (Filing No. 9-3 at 106-74; Filing No. 9-4 at 1-28.) The ALJ issued an unfavorable decision on June 11, 2018. (Filing No. 9-1 at 13.) Clara P. requested review of the ALJ’s decision. (Filing No. 9-3 at 95.) The Appeals Council denied review on November 6, 2018. (Filing No. 9-1 at 6.) On December 21, 2018, Clara P. timely filed this civil action, asking the Court to review the final

decision of the Commissioner. (Filing No. 1.) Following the Commissioner’s filing of the transcript, (Filing No. 9), Clara P. filed a brief in support of her Complaint, (Filing No. 13), and motions to correct her brief, (Filing No. 14), and to add to her Complaint, (Filing No. 15). The Court granted her motions and requested that Clara P. file a supplemental brief in support of her case, (Filing No. 16). Clara P. filed a supplemental brief. (Filing No. 17). The Commissioner filed a brief in support of the Commissioner’s decision and requested that the Court dismiss the case pursuant to the doctrine of res judicata based on an earlier district court decision.2 (Filing No. 19.) II. FACTUAL BACKGROUND

A. Previous District Court Litigation On April 15, 2015, case number 1:15-cv-581, Clara P. filed a complaint challenging the final decision of the Commissioner, an Appeals Council decision that upheld the SSA’s determination that an overpayment had occurred with Clara P.’s social security benefits. (Filing No. 19-3 at 2.) Magistrate Judge Tim Baker (the “Magistrate Judge”) issued a Report and Recommendation recommending that Clara P.’s motion to remand be denied upon a finding that the Appeals Council’s decision was supported by substantial evidence. (Filing No. 19-3 at 10.) The Magistrate Judge laid out the operative facts and legal provisions that went into the

2 The Court will discuss the doctrine of res judicata in more depth below. But put simply, the United States Supreme Court has described the doctrine as, “A final judgment on the merits of an action precludes the parties or their privies from relitigating issues that were or could have been raised in that action.” Federated Dep’t Stores, Inc. v. Moitie, 452 U.S. 394, 398 (1981) (citing Commissioner v. Sunnen, 333 U.S. 591, 597 (1948); Cromwell v. County of Sac, 94 U.S. 351, 352-53 (1877)). determination that an overpayment had occurred, including the underlying calculation of the proper amount of benefits. Those facts included the following statements: Clara P. receives a monthly pension from work she performed for a government employer who chose to not participate in social security. (Filing No. 19-3 at 2.) She also elected to receive social security

retirement benefits based on her earnings from a non-government employer. (Filing No. 19-3 at 2.) She further elected to receive widow’s benefits3 from the SSA based on her late husband’s earnings record. (Filing No. 19-3 at 2). By application of the Windfall Elimination Provision (“WEP”), the SSA reduces social security retirement benefits paid to a government pension recipient. (Filing No. 19-3 at 5 (citing 20 C.F.R. §§ 404.212 and 404.213).) According to the dual entitlement rule4, the SSA also reduces the monthly amount of widow’s benefits by the monthly amount of retirement benefits. (Filing No. 19-3 at 5 (citing 20 C.F.R. § 404.407(a)). Additionally, according to the Government Pension Offset (“GPO”), the SSA reduces widow’s benefits paid to a government pension recipient if the government employer did not participate in social security. (Filing No. 19-3 at 5 (citing 20 C.F.R. §§ 404.408a(a)(1)(ii), 404.408(d)(1), and 404.408(d)(3)).)

The Magistrate Judge noted that the Appeals Council’s decision had found that the WEP,

3 The Court notes that the Magistrate Judge used a more generic term, “spousal benefits,” throughout his Report and Recommendation to refer to what he initially explained was either widow’s or survivor’s benefits. (Filing No. 19-3 at 2.) Clara P. took issue with the use of that term in her objections to the Report and Recommendation, correctly pointing out that there are different benefit calculations for a spouse of a living wage earner and a widow or widower who survived the wage earner. (Filing No. 9-2 at 55). Although, as District Court Judge Sarah Evans Barker explained, any ambiguity as to the term used by the Magistrate Judge was not material to the outcome of the case, being that the correct calculation was used by the SSA for the precise type of benefit that Clara P. was entitled, namely widow’s benefits. (Filing No. 9-2 at 55-56.) The ALJ also inaccurately referred to Clara P.’s benefits as “widower’s benefits,” despite the fact Clara P. is a widow of the wage earner, not a widower. (See, e.g., Filing No. 9-1 at 20.) Similarly, the Court does not find the use of that term by the ALJ to be material to the case. A Congressional publication relied upon as evidence by Clara P. also ambiguously refers to either “spousal or widower’s benefits” to describe application of a rule that pertains also to widow’s benefits. (See, e.g., Filing No. 9-1 at 20.) The Court will generally refer to Clara P.’s benefits as widow’s benefits, for the sake of clarity and accuracy, regardless of the term used in the record being cited, except when the Court is quoting the source.

4 The Magistrate Judge used the moniker, “simultaneous entitlement” to refer to this rule. The Court will refer to the rule as the ALJ did, “dual entitlement,” for the sake of clarity. (Filing No.

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Related

Cromwell v. County of Sac
94 U.S. 351 (Supreme Court, 1877)
Commissioner v. Sunnen
333 U.S. 591 (Supreme Court, 1948)
Califano v. Sanders
430 U.S. 99 (Supreme Court, 1977)
Monell v. New York City Dept. of Social Servs.
436 U.S. 658 (Supreme Court, 1978)
Montana v. United States
440 U.S. 147 (Supreme Court, 1979)
Federated Department Stores, Inc. v. Moitie
452 U.S. 394 (Supreme Court, 1981)
Matrix IV, Inc. v. American Nat. Bank & Trust Co.
649 F.3d 539 (Seventh Circuit, 2011)

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Bluebook (online)
PACK v. SAUL, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pack-v-saul-insd-2019.