P. v. Serna CA3

CourtCalifornia Court of Appeal
DecidedApril 2, 2013
DocketC070258
StatusUnpublished

This text of P. v. Serna CA3 (P. v. Serna CA3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
P. v. Serna CA3, (Cal. Ct. App. 2013).

Opinion

Filed 4/2/13 P. v. Serna CA3 NOT TO BE PUBLISHED California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (San Joaquin) ----

THE PEOPLE, C070258

Plaintiff and Respondent, (Super. Ct. No. SF116646A)

v.

RODNEY SERNA,

Defendant and Appellant.

A jury found defendant Rodney Serna guilty of violating Penal Code1 section 288, subdivision (c)(1) (section 288(c)(1)) for committing lewd acts on a 15-year-old girl.2

1 All further section references are to the Penal Code.

2 Section 288(c)(1) provides in relevant part as follows: “Any person who commits an act described in subdivision (a) with the intent described in that subdivision, and the victim is a child of 14 or 15 years, and that person is at least 10 years older than the child, is guilty of a public offense . . . .” The referenced “act” and “intent” found in subdivision (a) are as follows: “any person who willfully and lewdly commits any lewd or lascivious act, including any of the acts constituting other crimes provided for in Part 1, upon or with the body, or any part or member thereof, of a child . . . with the intent of arousing,

1 Based on five charges under section 288(c)(1), along with two additional charges not at issue here, the trial court sentenced defendant to five years in prison. On appeal, defendant contends the judgment must be reversed because “[t]he trial court erred prejudicially by failing to give a mistake of fact instruction as to [the] age of the victim.” We conclude that mistake of fact as to the age of the victim is not a defense to a section 288(c)(1) charge and, accordingly, the trial court’s refusal to give such an instruction was not error. Therefore, we affirm. FACTUAL AND PROCEDURAL BACKGROUND In February or March 2010, defendant and the victim, Bailey, began a romantic relationship. Defendant was 43 years old; Bailey was barely 15. Bailey, however, represented her age as 19 when she contacted defendant through an online Web site. In addition, Bailey told Stockton Police Officer Todd Valone that when she first met defendant, she showed him “a fake [identification card] that stated she was nineteen years old.” Bailey testified that until July 2010, she and defendant carried on a sexual relationship. Bailey also admitted that on multiple occasions defendant came to her house between midnight and 4:00 a.m. -- sometimes sneaking in through her bedroom window -- so that her father would not find out about the relationship. In the spring of 2011, defendant was charged with five counts of committing a lewd act on a child in violation of section 288(c)(1). At trial, defendant’s counsel requested a jury instruction on mistake of fact as to Bailey’s age, arguing “there is substantial, uncontradicted evidence in the record that Mr. Serna did not know Bailey’s true age when there was sexual contact” and that “[n]ot applying the [mistake of fact] defense here is a violation of this defendant’s state and federal rights to a fair trial, due

appealing to, or gratifying the lust, passions, or sexual desires of that person or the child . . . .”

2 process, and right to present a defense.” The trial court disagreed. After recounting the reasoning laid out in People v. Paz (2000) 80 Cal.App.4th 293 (Paz), the court found that “at this point, absent an express statement by the [L]egislature to the contrary, mistake of [fact] is not a defense to a charge of lewd conduct in violation of 288 (c)(1).” The court instead instructed the jury with CALCRIM No. 1112, which required the jury to find defendant guilty if he touched Bailey or had Bailey touch him with “the intent of arousing, appealing to, or gratifying the lust, passions, or sexual desires of himself or [Bailey].” The instruction informed the jury that “It [wa]s not required that [defendant] intend[ed] to break the law, hurt someone else, or gain any advantage.” In addition, the instruction told the jury “It [wa]s not a defense that [Bailey] may have consented to the act.” The jury found defendant guilty of all charged offenses, and the court sentenced him to five years in prison. Defendant timely appealed. DISCUSSION Defendant contends it was prejudicial error for the court to refuse to instruct the jury that a reasonable, good faith mistake about the victim’s age is a defense to a charge under section 288(c)(1). Furthermore, defendant argues that refusal to give the requested instruction on mistake of fact violated his federal due process rights. The People contend that refusing to give the requested instruction was not error because mistake of fact is not a defense to a section 288(c)(1) charge. We agree with the People. We review jury instructions de novo to determine “whether the jury was fully and fairly instructed on the applicable law.” (People v. Partlow (1978) 84 Cal.App.3d 540, 558.) In this case, the decision not to give a mistake of fact instruction was based on the trial court’s understanding that section 288(c)(1) does not allow for a mistake of fact defense. The proper interpretation of a statute and its application to undisputed facts is a question of law (Smith v. Rae-Venter Law Group (2002) 29 Cal.4th 345, 357) and thus also subject to de novo review (e.g., Pollak v. State Personnel Bd. (2001) 88 Cal.App.4th

3 1394, 1404). Therefore, this court is not bound by the trial court’s interpretation of section 288(c)(1) as forbidding a mistake of fact defense, but instead must make an independent judgment as to the proper statutory interpretation of section 288(c)(1). (See Union Bank of California v. Superior Court (2004) 115 Cal.App.4th 484, 488 [“The proper interpretation of statutory language is a question of law which this court reviews de novo, independent of the trial court’s ruling or reasoning”].) In this instance, statutory interpretation is necessary to resolve defendant’s claim of error because the statute itself is silent on the issue of whether “mistake of fact” is a defense. (See Waterman Convalescent Hospital, Inc. v. State Dept. of Health Services (2002) 101 Cal.App.4th 1433, 1439 [“When a statute is silent on a point, the courts resort to statutory interpretation”].) “The cardinal rule governing statutory interpretation is to ‘ascertain the legislative intent so as to effectuate the purpose of the law.’ ” (Campbell v. Arco Marine, Inc. (1996) 42 Cal.App.4th 1850, 1856.) Therefore, we will first analyze the legislative intent behind section 288(c)(1) to determine whether the Legislature intended to preclude a mistake of fact defense. Second, we will address whether our interpretation of section 288(c)(1) violates defendant’s due process rights. I Interpreting Section 288(c)(1) To aid our interpretation of section 288(c)(1), the People direct us to Paz. Directly on point, Paz provided an in-depth analysis of the history and legislative intent behind section 288(c)(1) and held that the Legislature intended to prohibit mistake of fact as a defense to a section 288(c)(1) charge. (Paz, supra, 80 Cal.App.4th at p. 301.) Defendant argues that Paz was wrongly decided and should not be followed. We disagree. We find Paz’s statutory interpretation of section 288(c)(1) to be accurate and compelling. In dealing with the history behind section 288(c)(1), Paz referenced two pivotal cases that addressed legislative intent in the context of sexual crimes against minors: People v. Hernandez (1964) 61 Cal.2d 529 and People v. Olsen (1984) 36 Cal.3d 638.

4 Understanding both of these cases is helpful in understanding the statutory interpretation laid out in Paz.

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