Owens v. The County of Monroe

CourtDistrict Court, W.D. New York
DecidedDecember 27, 2021
Docket6:21-cv-06445
StatusUnknown

This text of Owens v. The County of Monroe (Owens v. The County of Monroe) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Owens v. The County of Monroe, (W.D.N.Y. 2021).

Opinion

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK

PHILLIP H. OWENS,

Plaintiff, Case # 21-CV-6445-FPG v. DECISION AND ORDER

THE COUNTY OF MONROE,

Defendant.

INTRODUCTION This case involves a dispute between an individual, Phillip H. Owens (“Plaintiff”), and the County of Monroe (“Defendant”), alleging that Monroe County District Attorney (“DA”), employed unlawful administrative policies that caused Plaintiff to be wrongfully convicted of a crime he did not commit and to spend time in prison as a result. See ECF No. 1 (“Compl.”). Because the DA is the policymaker for the Defendant, Plaintiff asserts that Defendant is liable pursuant to 42 U.S.C. § 1983 and Monell v. City of New York, 436 U.S. 658 (1978). Compl. ¶ 7. Defendant filed a motion to dismiss Plaintiff’s claims on the grounds that Plaintiff failed to meet his pleading burden in articulating a claim for Monell liability against the Defendant. ECF No. 5. For the reasons set forth below, Defendant’s motion is GRANTED IN PART and DENIED IN PART. BACKGROUND1 On May 31, 2021, Tara Owens, Plaintiff’s estranged wife, called 911 and falsely reported that Plaintiff had fired gun shots from a convenience store at her and their three-year-old son. Compl. ¶ 18. Specifically, Tara told the police that an hour earlier, she was driving her green

1 Unless otherwise noted, the following allegations are accepted as true from Plaintiff’s Complaint. Lexus down Magnolia Street, in Rochester, New York, with her son, on her way to her mother-in- law’s house, when Plaintiff fired shots at her. Id. ¶ 19. At trial, Tara elaborated that she was driving her green Lexus from Shelter Street, down Manila Street, and then down Magnolia Street towards Genesee Street. Id. ¶ 20, 21. Then, Tara testified that she waited at an intersection. Id. ¶

22. While waiting, she heard a gunshot and turned to see Plaintiff shooting at her. Id. ¶ 23. However, Tara and her son were not present at the corner of Genesee Street and Magnolia Street on May 31, 2012 in a green Lexus, nor was Plaintiff. Id. ¶¶ 27, 28. Surveillance video from a convenience store at the location did not show the alleged shooting, however, it did show that minutes prior to the alleged shooting, Tara and two young boys were inside the store. Id. ¶¶ 29- 31. Then, the two boys exited the store and got into a blue Nissan Altima. Compl. ¶ 32. After purchasing a beverage, Tara left the store and got into the blue Nissan Altima. Id. ¶¶ 33, 34. At 3:24:16 p.m., Tara pulled out of the parking lot in the blue Nissan Altima and drove away. Id. ¶ 36. Yet, according to the prosecution, at 3:26:02 p.m., Tara arrived back at the store, driving from the opposite direction, in a green Lexus with just her son in the back seat, and a shooting occurred.

Id. ¶ 37. This is contrary to the video footage. Id. ¶¶ 38, 39. Indeed, prior to trial, Tara recanted her statements to police and advised that she could not testify against Plaintiff because she did not see him shoot at her. Id. ¶¶ 40-43. In response, prosecutor William Gargan told Tara that if she did not testify, she would be arrested for perjury and Child Protective Services would remove her children. Compl. ¶ 44. Pursuant to Defendant’s policy, no notes were taken during Tara’s meeting with Mr. Gargan, nor was the statement disclosed to Plaintiff or his attorney. Id. ¶¶ 45, 47. Furthermore, the surveillance video, which showed Tara’s initial claim to the police was false, was never disclosed to Plaintiff or his attorney in viewable format. Id. ¶ 51. Despite this lack of disclosure, Plaintiff discovered the discrepancy in Tara’s story when she testified at trial. See id. ¶¶ 53-59. On cross examination, Tara admitted that her statement to the police, as recorded, was inaccurate, but that she already corrected it. Id. ¶¶ 60-63. When she testified that she corrected it, Mr. Gargan objected as she was referring to her meeting with the

prosecutor. Id. ¶¶ 65-66. The objection was sustained. Compl. ¶ 67. During closing arguments, Mr. Gargan played the entirety of the surveillance footage for the first time. Id. ¶ 70. Plaintiff noticed that the video showed Tara inside the convenience store just before the alleged shooting, and also showed two boys exit the store and get into the blue Nissan Ultima; Tara followed. Id. ¶¶ 76-79. After the prosecution completed closing statements, Plaintiff’s attorney brought forward proof of actual innocence, including, Tara’s appearance in one of the video frames, and the identification of the Nissan Ultima as belonging to Tara’s boyfriend’s mother. Id. ¶ 86, 87. Accordingly, Plaintiff’s attorney asked the court to reopen proof so that he could cross-examine Tara regarding the video; the court denied the request. Id. ¶¶ 88, 93. Plaintiff’s attorney then unsuccessfully moved for a mistrial. Id. ¶¶ 93, 94.

The jury acquitted Plaintiff of attempted murder and reckless endangerment but convicted him of attempted assault in the first degree, criminal possession of a weapon in the second degree (two counts), and criminal possession of a weapon in the third degree. Compl. ¶ 98. He was sentenced to concurrent terms of 13 years. Id. ¶ 102. After trial, Plaintiff moved to set aside the verdict pursuant to CPL § 330.30, which was denied. Id. ¶¶ 103, 106. On appeal, the DA’s Office conceded that the woman in the video was Tara. Id. ¶ 109. The DA’s Office further conceded that Plaintiff’s conviction should be reversed but refused to file a joint CPL § 440 motion. Id. ¶ 112. In response, Plaintiff’s counsel moved to dismiss the indictment and to expedite Plaintiff’s release on December 29, 2017. Id. ¶ 113. On March 16, 2018, while the motion was still pending, the Appellate Division reversed Plaintiff’s conviction and remanded the case for a new trial.2 Compl. ¶ 114. Prior to re-trial, Tara would not cooperate or discuss the case with Mr. Gargan. Id. ¶ 119. After a material witness order was issued by the court, Tara was located and required to take the

stand at the re-trial. Id. ¶ 122. When she was called to testify, Tara refused, and ultimately, asserted her Fifth Amendment right against self-incrimination. See id. ¶¶ 124-128. Finally, Mr. Gargan admitted he could not proceed, a trial order of dismissal was issued on June 13, 2018, and Plaintiff was released from jail. Id. ¶¶ 129, 130. According to Plaintiff, Defendant maintains a policy of not taking notes when interviewing potential trial prosecution witnesses to “make sure that exculpatory or impeachment evidence . . . is not recorded . . . [and therefore] not disclosed to the defense.” Id. ¶¶ 131, 32. As a result of this policy, Mr. Gargan took no notes about Tara’s statement that she did not see Plaintiff shoot at her and did not disclose that information to Plaintiff or his counsel. Compl. ¶ 139. Due to this policy, the DA’s Office established a committee in 2020 to attempt to collect impeachment evidence. Id.

¶ 167. Since 2020, the DA’s Office has sent numerous criminal defense attorneys letters “admitting that in prior criminal prosecutions, their office withheld exculpatory and/or impeachment evidence of prosecution witnesses.” Id. ¶ 168. Plaintiff asserts that Defendant also maintains a policy of failing to discipline or sanction prosecutors who commit misconduct. Plaintiff alleges that Defendant had notice of the misconduct through the numerous decisions overturning verdicts for various improprieties, including withholding of materials. Id. ¶ 174. Furthermore, Plaintiff points to Defendant’s failure to identify any records of attorney discipline as evidence of this policy. Id. ¶ 178, 179.

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Owens v. The County of Monroe, Counsel Stack Legal Research, https://law.counselstack.com/opinion/owens-v-the-county-of-monroe-nywd-2021.