IN THE UNITED STATES DISTRICT COURT WESTERN DISTRICT OF ARKANSAS HARRISON DIVISION
KENNETH RAY OWENS PLAINTIFF
vs. Civil No. 3:24-cv-03029
FRANK BISIGNANO DEFENDANT Commissioner, Social Security Administration
REPORT AND RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE
Kenneth Ray Owens (“Plaintiff”) brings this action pursuant to § 205(g) of Title II of the Social Security Act (“The Act”), 42 U.S.C. § 405(g) (2010), seeking judicial review of a final decision of the Commissioner of the Social Security Administration (“SSA”) denying his application for Disability Insurance Benefits (:DIB”) and Supplemental Security Income (“SSI”) under Titles II and XVI of the Act. Pursuant to the provisions of 28 U.S.C. § 636(b)(1) and (3) (2009), the Honorable Timothy L. Brooks referred this case to this Court for the purpose of making a report and recommendation. In accordance with that referral, and after reviewing the arguments in this case, this Court recommends Plaintiff’s case be REVERSED AND REMANDED. 1. Background: Plaintiff filed his disability applications on December 20, 2020. (Tr. 14). Plaintiff alleged disability due to intellectual disability, deficit in adaptive and conceptual functioning, adjustment disorder, depression, anxiety, and memory changes. (Tr. 425).1 His applications were denied initially 0F and again upon reconsideration. (Tr. 14).
1 The docket numbers for this case are referenced by the designation “ECF No. __.” The transcript pages for this case are referenced by the designation “Tr.” and refer to the document filed at ECF No. 7. These references are to the page number of the transcript itself and not the ECF page number. Plaintiff requested an administrative hearing on his denied applications, and this hearing request was granted. (Tr. 327-388). A hearing was held on February 2, 2023. (Tr. 160-198). At this hearing, Plaintiff was present and represented by counsel, Laura McKinnon. Id. Plaintiff, his wife Dana Owens, and Vocational Expert, (“VE”) Kathleen Sloan testified at this hearing. Id. On April 21, 2023, after the administrative hearing, the ALJ entered a fully unfavorable decision denying Plaintiff’s disability applications. (Tr. 14-28). In this decision, the ALJ determined Plaintiff meet the insured status requirements of the Act through December 31, 2020. (Tr. 16, Finding
1). The ALJ also determined Plaintiff had not engaged in Substantial Gainful Activity (“SGA”) since November 16, 2020. (Tr. 16, Finding 2). The ALJ determined Plaintiff had the following severe impairments: complex meniscus tear of the left knee with multiple surgeries, De Quervain’s tenosynovitis with repair, severe carpal tunnel syndrome and mild cubital tunnel syndrome of the left upper extremity, dyslexia, depression, anxiety, and intellectual disorder. (Tr. 16, Finding 3). The ALJ then determined Plaintiff did not have an impairment or combination of impairments that met or medically equaled the requirements of any of the Listings of Impairments in Appendix 1 to Subpart P of Regulations No. 4 (“Listings”). (Tr. 17, Finding 4). In this decision, the ALJ evaluated Plaintiff’s subjective complaints and determined his
Residual Functional Capacity (“RFC”). (Tr. 20-26, Finding 5). First, the ALJ indicated she evaluated Plaintiff’s subjective complaints and found they were not entirely credible. Id. Second, the ALJ determined Plaintiff had the RFC to perform sedentary work except he cannot kneel, crawl, or climb ladders, ropes, and scaffolds; can occasionally crouch and climb ramps and stairs; cannot drive motor vehicles or operate foot controls; can understand, remember and carry out simple, routine, and repetitive tasks; can respond to usual work situations and routine work changes; can have incidental social contact; can follow oral instructions; must be able to sit and stand at will; and can frequently handle and finger with the left upper extremity. Id. The ALJ then evaluated Plaintiff’s Past Relevant Work (“PRW”). (Tr. 26, Finding 6). The ALJ determined Plaintiff was not capable of performing his PRW. Id. However, the ALJ found there were jobs in significant numbers in the national economy that Plaintiff could perform. (Tr. 26, Finding 10). With the help of the VE, the ALJ found Plaintiff could perform the representative occupations of (1) table worker with approximately 28,000 jobs in the nation, (2) touch up screener
with approximately 24,000 jobs in the nation, and (3) grinding machine operator with approximately 21,000 jobs in the nation. Id. Based upon this finding, the ALJ determined Plaintiff had not been disabled from November 16, 2020, through the date of this decision. (Tr. 27, Finding 11). Plaintiff sought review with the Appeals Council. (Tr. 1-6). The Appeals Council denied this request. Id. On July 8, 2024, Plaintiff filed a Complaint in this case. ECF No. 1. Both Parties have filed appeal briefs. ECF Nos. 9, 11. This matter is now ripe for consideration.
2. Applicable Law: In reviewing this case, this Court is required to determine whether the Commissioner’s findings are supported by substantial evidence on the record as a whole. See 42 U.S.C. § 405(g) (2010); Ramirez v. Barnhart, 292 F.3d 576, 583 (8th Cir. 2002). Substantial evidence is less than a preponderance of the evidence, but it is enough that a reasonable mind would find it adequate to support the Commissioner’s decision. See Johnson v. Apfel, 240 F.3d 1145, 1147 (8th Cir. 2001). As long as there is substantial evidence in the record that supports the Commissioner’s decision, the Court may not reverse it simply because substantial evidence exists in the record that would have
supported a contrary outcome or because the Court would have decided the case differently. See Haley v. Massanari, 258 F.3d 742, 747 (8th Cir. 2001). If, after reviewing the record, it is possible to draw two inconsistent positions from the evidence and one of those positions represents the findings of the ALJ, the decision of the ALJ must be affirmed. See Young v. Apfel, 221 F.3d 1065, 1068 (8th Cir. 2000). It is well-established that a claimant for Social Security disability benefits has the burden of proving his or her disability by establishing a physical or mental disability that lasted at least one year and that prevents him or her from engaging in any substantial gainful activity. See Cox v. Apfel, 160 F.3d 1203, 1206 (8th Cir. 1998); 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Act defines a “physical or mental
impairment” as “an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382(3)(c).
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IN THE UNITED STATES DISTRICT COURT WESTERN DISTRICT OF ARKANSAS HARRISON DIVISION
KENNETH RAY OWENS PLAINTIFF
vs. Civil No. 3:24-cv-03029
FRANK BISIGNANO DEFENDANT Commissioner, Social Security Administration
REPORT AND RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE
Kenneth Ray Owens (“Plaintiff”) brings this action pursuant to § 205(g) of Title II of the Social Security Act (“The Act”), 42 U.S.C. § 405(g) (2010), seeking judicial review of a final decision of the Commissioner of the Social Security Administration (“SSA”) denying his application for Disability Insurance Benefits (:DIB”) and Supplemental Security Income (“SSI”) under Titles II and XVI of the Act. Pursuant to the provisions of 28 U.S.C. § 636(b)(1) and (3) (2009), the Honorable Timothy L. Brooks referred this case to this Court for the purpose of making a report and recommendation. In accordance with that referral, and after reviewing the arguments in this case, this Court recommends Plaintiff’s case be REVERSED AND REMANDED. 1. Background: Plaintiff filed his disability applications on December 20, 2020. (Tr. 14). Plaintiff alleged disability due to intellectual disability, deficit in adaptive and conceptual functioning, adjustment disorder, depression, anxiety, and memory changes. (Tr. 425).1 His applications were denied initially 0F and again upon reconsideration. (Tr. 14).
1 The docket numbers for this case are referenced by the designation “ECF No. __.” The transcript pages for this case are referenced by the designation “Tr.” and refer to the document filed at ECF No. 7. These references are to the page number of the transcript itself and not the ECF page number. Plaintiff requested an administrative hearing on his denied applications, and this hearing request was granted. (Tr. 327-388). A hearing was held on February 2, 2023. (Tr. 160-198). At this hearing, Plaintiff was present and represented by counsel, Laura McKinnon. Id. Plaintiff, his wife Dana Owens, and Vocational Expert, (“VE”) Kathleen Sloan testified at this hearing. Id. On April 21, 2023, after the administrative hearing, the ALJ entered a fully unfavorable decision denying Plaintiff’s disability applications. (Tr. 14-28). In this decision, the ALJ determined Plaintiff meet the insured status requirements of the Act through December 31, 2020. (Tr. 16, Finding
1). The ALJ also determined Plaintiff had not engaged in Substantial Gainful Activity (“SGA”) since November 16, 2020. (Tr. 16, Finding 2). The ALJ determined Plaintiff had the following severe impairments: complex meniscus tear of the left knee with multiple surgeries, De Quervain’s tenosynovitis with repair, severe carpal tunnel syndrome and mild cubital tunnel syndrome of the left upper extremity, dyslexia, depression, anxiety, and intellectual disorder. (Tr. 16, Finding 3). The ALJ then determined Plaintiff did not have an impairment or combination of impairments that met or medically equaled the requirements of any of the Listings of Impairments in Appendix 1 to Subpart P of Regulations No. 4 (“Listings”). (Tr. 17, Finding 4). In this decision, the ALJ evaluated Plaintiff’s subjective complaints and determined his
Residual Functional Capacity (“RFC”). (Tr. 20-26, Finding 5). First, the ALJ indicated she evaluated Plaintiff’s subjective complaints and found they were not entirely credible. Id. Second, the ALJ determined Plaintiff had the RFC to perform sedentary work except he cannot kneel, crawl, or climb ladders, ropes, and scaffolds; can occasionally crouch and climb ramps and stairs; cannot drive motor vehicles or operate foot controls; can understand, remember and carry out simple, routine, and repetitive tasks; can respond to usual work situations and routine work changes; can have incidental social contact; can follow oral instructions; must be able to sit and stand at will; and can frequently handle and finger with the left upper extremity. Id. The ALJ then evaluated Plaintiff’s Past Relevant Work (“PRW”). (Tr. 26, Finding 6). The ALJ determined Plaintiff was not capable of performing his PRW. Id. However, the ALJ found there were jobs in significant numbers in the national economy that Plaintiff could perform. (Tr. 26, Finding 10). With the help of the VE, the ALJ found Plaintiff could perform the representative occupations of (1) table worker with approximately 28,000 jobs in the nation, (2) touch up screener
with approximately 24,000 jobs in the nation, and (3) grinding machine operator with approximately 21,000 jobs in the nation. Id. Based upon this finding, the ALJ determined Plaintiff had not been disabled from November 16, 2020, through the date of this decision. (Tr. 27, Finding 11). Plaintiff sought review with the Appeals Council. (Tr. 1-6). The Appeals Council denied this request. Id. On July 8, 2024, Plaintiff filed a Complaint in this case. ECF No. 1. Both Parties have filed appeal briefs. ECF Nos. 9, 11. This matter is now ripe for consideration.
2. Applicable Law: In reviewing this case, this Court is required to determine whether the Commissioner’s findings are supported by substantial evidence on the record as a whole. See 42 U.S.C. § 405(g) (2010); Ramirez v. Barnhart, 292 F.3d 576, 583 (8th Cir. 2002). Substantial evidence is less than a preponderance of the evidence, but it is enough that a reasonable mind would find it adequate to support the Commissioner’s decision. See Johnson v. Apfel, 240 F.3d 1145, 1147 (8th Cir. 2001). As long as there is substantial evidence in the record that supports the Commissioner’s decision, the Court may not reverse it simply because substantial evidence exists in the record that would have
supported a contrary outcome or because the Court would have decided the case differently. See Haley v. Massanari, 258 F.3d 742, 747 (8th Cir. 2001). If, after reviewing the record, it is possible to draw two inconsistent positions from the evidence and one of those positions represents the findings of the ALJ, the decision of the ALJ must be affirmed. See Young v. Apfel, 221 F.3d 1065, 1068 (8th Cir. 2000). It is well-established that a claimant for Social Security disability benefits has the burden of proving his or her disability by establishing a physical or mental disability that lasted at least one year and that prevents him or her from engaging in any substantial gainful activity. See Cox v. Apfel, 160 F.3d 1203, 1206 (8th Cir. 1998); 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Act defines a “physical or mental
impairment” as “an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382(3)(c). A plaintiff must show that his or her disability, not simply his or her impairment, has lasted for at least twelve consecutive months. See 42 U.S.C. § 423(d)(1)(A). To determine whether the adult claimant suffers from a disability, the Commissioner uses the familiar five-step sequential evaluation. He determines: (1) whether the claimant is presently engaged in a “substantial gainful activity”; (2) whether the claimant has a severe impairment that significantly
limits the claimant’s physical or mental ability to perform basic work activities; (3) whether the claimant has an impairment that meets or equals a presumptively disabling impairment listed in the regulations (if so, the claimant is disabled without regard to age, education, and work experience); (4) whether the claimant has the Residual Functional Capacity (RFC) to perform his or her past relevant work; and (5) if the claimant cannot perform the past work, the burden shifts to the Commissioner to prove that there are other jobs in the national economy that the claimant can perform. See Cox, 160 F.3d at 1206; 20 C.F.R. §§ 404.1520(a)-(f). The fact finder only considers the plaintiff’s age, education, and work experience in light of his or her RFC if the final stage of this analysis is reached. See 20 C.F.R. §§ 404.1520, 416.920 (2003). 3. Discussion: In his appeal brief, Plaintiff claims the ALJ’s disability determination is not supported by substantial evidence in the record. ECF No. 9 at 8-22. Specifically, Plaintiff raises the following arguments for reversal: (1) the ALJ erred with the determination of the onset date, (2) the ALJ erred by failing to fully and fairly develop the record (3) the ALJ’s assessment of his vison impairment at
Step Two was reversible error, (4) the ALJ erred in evaluating Listing 12.05, (5) the ALJ erred in the evaluation of his subjective complaints of pain, and (6) the ALJ’s RFC assessment is not supported by substantial evidence in the record. Because the Court finds the ALJ erred in finding his vision impairment was non-severe, the Court finds this case must be reversed and remanded. A claimant suffers from a severe impairment if that impairment is more than slight and if that impairment affects the claimant’s ability to do his or her basic work activities. See Householder v. Bowen, 861 F.2d 191, 192 n.1 (8th Cir. 1988). The Supreme Court has also held that a claimant does not suffer from a severe impairment where the claimant only suffers from “slight abnormalities that
do not significantly limit any ‘basic work activity.’” See Bowen v. Yuckert, 482 U.S. 137, 155 (1987) (O’Connor, S., concurring) (emphasis added); see also Brown v. Bowen, 827 F.2d 311, 311-12 (8th Cir. 1987) (adopting Justice O’Connor’s language from Bowen v. Yuckert). See also Kirby v. Astrue, 500 F.3d 705, 707-09 (8th Cir. 2007). Furthermore, the standard for determining whether a claimant suffers from a severe impairment is a low standard. See Nicola v. Astrue, 480 F.3d 885, 887 (8th Cir. 2007) (reversing the decision of the ALJ and holding that a diagnosis of borderline intellectual functioning should have been considered severe because that diagnosis was supported by sufficient medical evidence). If the
ALJ errs by finding a severe impairment is not severe, the ALJ’s disability determination must be reversed and remanded. See Nicola, 480 F.3d at 887. In this case, Plaintiff alleged being disabled due to, among other things, a visual impairment. The medical record shows Plaintiff was diagnosed, treated, and received medication for various vison impairments. (Tr. 233, 713-725, 1240-1247). Plaintiff also testified about the effects this condition on his ability to work. (Tr. 179-180). As recognized above, the standard for determining whether an impairment is severe is a low
standard. Based upon the record, Plaintiff has presented sufficient evidence demonstrating his vision impairments meets the standard of a severe impairment. Thus, this case must be reversed and remanded for further consideration of this issue and a determination as to whether any of Plaintiff’s other impairments meet this low standard. 4. Conclusion: Based on the foregoing, the undersigned finds that the decision of the ALJ, denying benefits to Plaintiff, is not supported by substantial evidence and recommends it be REVERSED AND REMANDED.
The Parties have fourteen (14) days from receipt of this Report and Recommendation in which to file written objections pursuant to 28 U.S.C. § 636(b)(1). The failure to file timely objections may result in waiver of the right to appeal questions of fact. The Parties are reminded that objections must be both timely and specific to trigger de novo review by the district court. See Thompson v. Nix, 897 F.2d 356, 357 (8th Cir. 1990). ENTERED this 22nd day of May 2025.
/s/ Barry A. Bryant
HON. BARRY A. BRYANT UNITED STATES MAGISTRATE JUDGE