Otis v. Rio Grande

18 F. Cas. 904, 1 Woods 593

This text of 18 F. Cas. 904 (Otis v. Rio Grande) is published on Counsel Stack Legal Research, covering U.S. Circuit Court for the District of Southern Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Otis v. Rio Grande, 18 F. Cas. 904, 1 Woods 593 (circtsdal 1870).

Opinion

WOODS, Circuit Judge.

The motion is resisted on the ground that there is no evidence to be found either on the term docket of the district court, or upon its minutes, that an appeal was taken. The want of such entry seems to be admitted. Proctors for libellant state professionally, that on the day the decree was rendered in the district court, they gave notice of appeal, and that the judge allowed it.

The libellant Otis makes affidavit that he was present in court when the judge decided the cause; that he asked for an appeal in a few minutes after the decision was made; that the court granted the same, and at the same time, on request of counsel, the amount of the bond to be given by libellant was fixed by the court, and a bond was given by him, which was accepted by the clerk.

There is among the files, submitted to the court on this motion, the following paper:

“Otis et'af. vs. The Rio Grande — District Court of the United States for the Southern District of Alabama: Sir — The libellants Otis and other parties, who did work on the Rio Grande, intend to appeal from the final decree of the court in this cause to the circuit court. Dargan & Taylor, Proctors.”
“To N. W. Trimble, Esq., Clerk: On Monday next the libellants will enter into the proper stipulation at the court room. Dar-gan & Taylor, Proctors.
“May 14, 1868."

This paper was filed in the district court, and bears the file mark of the clerk, of May 14, 1868.

On May 14, 1868, Otis, the libellant, filed his bond with the clerk of the district court, with security in the sum of $1,000, and the same was approved by the clerk.

This bond recited that an appeal was prayed of the court, and granted.

It further appears that the term of the court at which the decree appealed from was rendered did not close until May 18.

On this showing I cannot doubt that in fact an appeal was taken during the term from the decree of the district court, in this ease.

So that the question is fairly presented, whether an entry on the minutes of the court, showing that an appeal was demanded, is essential to the perfecting of the appeal.

The law regulating appeals to the circuit from the district court, in cases of admiralty and maritime jurisdiction, simply provides that an appeal shall be allowed in all cases when the matter in dispute shall, exclusive of costs, exceed the sum of fifty dollars. No form of notice of appeal is prescribed; no time is limited except that the appeal shall be taken to the next term of the circuit court. The law does not prescribe who shall fix the penalty of the bond, or who shall approve the sureties.

All these matters seem to be left by congress to be prescribed by the rules of the court. This has never been done in the district court of this district, so far as I have been able to learn. The whole matter, as is, or was the case in the district court for the eastern district of Massachusetts, is left to custom and practice.

In the case of Norton v. Rich [Case No. 10,352], the district court, on the hearing, decreed wages to the libellant, and no ap[905]*905peal was taken in court, and the court adjourned without day. Three days afterward, the respondent claimed an appeal in the clerk’s office, but the district judge refused to allow it, upon the ground that the party was bound to make his appeal before the final adjournment of the court sine die, or within such other period as the court should, upon his application, prescribe. A petition was thereupon addressed to the circuit court in behalf of respondent for relief. On this application Mr. Justice Story says: “The act of congress has provided no mode as to appeal from the decrees of the dis-triet to the circuit courts, confining the appeal only to the next circuit court. In this district,” he continues, “no regulations as to appeals have ever been made by the district court The uniform course from the earliest period has been to make the appeal in open court apud acta, before the adjournment of the court. This course of practice is equivalent to a rule of the court, and must be considered as directory to all parties whenever further time to consider of an appeal has been* asked for, it has been readily acceded to by an adjournment of the court for that purpose.”

The effect of this is that when no rule is prescribed, the practice and custom of the court as to notice of appeal, the giving and approval of the bond makes the rule by which the parties must be governed.

In this case, so far as I can learn, the usual practice in the district court has been followed. Notice of appeal was given in open court, and a bond executed in a sum and with sureties approved by the clerk.

But the difficulty recurs that no notice of appeal was entered upon the docket or minutes of the court. Is this necessary?

The law regulating appeals in cases of admiralty and maritime jurisdiction from district to circuit courts, uses precisely the same language as the law regulating appeals from the circuit to the supreme court of the United States. These provisions of law are in the same section of the same statute, namely, section 2 of the act of March 3, 1803 (2 Stat 244). The language in both cases is, “an appeal shall be allowed.” In both cases the appeal is allowed as a matter of course. There is no discretion lodged w’ith the court. It is the law and not the court that allows the appeal. So that all that is necessary is that notice of the puriwse to appeal be given. A motion which would imply a discretion in the court to grant or overrule would be improper. If the granting of the appeal lay In the discretion of the court, and if a motion made and decided in term time were a necessary step in taking an appeal, then I should hold that the record must show the facts. But when no discretion is lodged with the court, and only notice is required, I am of opinion that it is not necessary that It should be proved by the record.

I have said that the statute uses the same language respecting appeals from the circuit to the supreme court as is used in reference to appeals in admiralty from the district to the circuit court. On a motion to dismiss an appeal from the circuit court for the Eastern district of Virginia to the supreme court of the United States in Hudgins v. Kemp, 18 How. [59 U. S.] 537, Taney, C. J., held that it was not necessary to inquire whether the enti.y made in the order book is to be regarded as a part of the record or merely a memorandum to preserve the history of the ease by entering the appeal in the book where it is usually found and would be naturally looked for by the party interested. In either view, this entry was not necessary to give validity to the appeal. In making the appeal the party exercised a legal right. It was made in open court, and the clerk had official knowledge of the fact. And it would have been his duty even if no written memorandum of it had been made to certify it to this court, when the security was approved by the judge and the appeal allowed; and his certificate of the fact is all ‘that is required in the appellate tribunal. He does not certify it as from a coj>y of the record. The appeal is made orally, and the entry usually made on the minutes or in the order book is to preserve the evidence of the act, and is not necessary to give it validity.

Judge Taney proceeds: “The act of congress does not require an appeal to

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Bluebook (online)
18 F. Cas. 904, 1 Woods 593, Counsel Stack Legal Research, https://law.counselstack.com/opinion/otis-v-rio-grande-circtsdal-1870.