Oswalt v. United States

41 F. App'x 471
CourtCourt of Appeals for the Federal Circuit
DecidedJuly 12, 2002
DocketNo. 01-5037
StatusPublished
Cited by8 cases

This text of 41 F. App'x 471 (Oswalt v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Oswalt v. United States, 41 F. App'x 471 (Fed. Cir. 2002).

Opinion

PER CURIAM.

A. Dean Oswalt, Reinie Oswalt, Craig Oswalt, Michelle Oswalt, Kirk Oswalt, and Stacie Oswalt (the “Oswalts”) seek review of the order of the United States Court of Federal Claims granting the United States’ motion to dismiss certain of their [472]*472claims for lack of jurisdiction,1 and staying proceedings as to the remainder. Oswalt v. United States, No. 97-738C, slip op. (Ct.Cl. Oct. 17, 2000). We affirm the judgment of dismissal on other grounds, and remand the Oswalts’ remaining claims.

A party seeking the exercise of jurisdiction under the Tucker Act has the burden of establishing that such jurisdiction exists. Trauma Serv. Group v. United States, 104 F.3d 1321, 1324 (Fed.Cir.1997). A well-pleaded allegation in the complaint is generally sufficient to overcome challenges to subject matter jurisdiction. Id. (citing Do-Well Mach. Shop, Inc. v. United States, 870 F.2d 637, 639-40 (Fed.Cir.1989) (“Jurisdiction, therefore, is not defeated ... by the possibility that the averments might fail to state a cause of action on which petitioners could recover.”)); see also Total Med. Mgmt. v. United States, 104 F.3d 1314, 1319 (Fed.Cir.1997).

However, either a party under RCFC 12(b)(1), or the court on its own motion, may move beyond the complaint to seek a determination of disputed jurisdictional facts. See Hamlet v. United States, 873 F.2d 1414, 1415-16 (Fed.Cir.1989) (considering RUSCC 12(b)(1), predecessor to RCFC 12(b)(1), and similar to Fed. R.Civ.P. 12(b)(1)). In such a circumstance, the court may seek the presentation of affidavits or other evidence, and may order additional discovery and a hearing on jurisdictional issues. See 5A Charles A. Wright & Arthur R. Miller, Federal Practice and Procedure § 1350, at 237 (2d ed.1990).

Where the resolution of the jurisdictional issue is intertwined with the merits of the case, the decision on jurisdiction should “await a determination of the merits either by the court on a summary judgment motion or by the fact finder at trial.” Id. at 235-38. Thus, in Gulf Oil Corp. v. Copp Paving Co., 419 U.S. 186, 203 n. 19, 95 S.Ct. 392, 42 L.Ed.2d 378 (1974), the Supreme Court stated that if there was “an identity between the ‘jurisdictional’ issues and certain issues on the merits,” then “under Land v. Dollar, 330 U.S. 731, 67 S.Ct. 1009, 91 L.Ed. 1209 (1947), [there would be] no objection to reserving the jurisdictional issues until a hearing on the merits ... [or] to the use, in appropriate cases, of summary judgment procedure to determine whether there is a genuine issue of material fact ... ”. See also Pringle v. United States, 208 F.3d 1220, 1223 (10th Cir.2000) (holding that, because the jurisdictional issues were intertwined with the merits, the district court should have decided the case on summary judgment rather than on a factually-based 12(b)(1) motion to dismiss). We also have recognized this principle. See Spruill v. Merit Sys. Prot. Bd., 978 F.2d 679, 688-89 & n. 12 (Fed.Cir.1992); cf. Lewis v. United States, 70 F.3d 597, 603 (Fed.Cir.1995) (holding that Court of Federal Claims should have treated the dismissal of complaint as a dismissal on the merits rather than on jurisdictional grounds).

We therefore hold that the Court of Federal Claims erred in dismissing the Oswalts’ claims for lack of jurisdiction rather than on their merits. Jurisdiction in the Court of Federal Claims is supplied by the Tucker Act, which limits jurisdiction to “any claim against the United States founded ... upon any express or implied contract with the United States ...” 28 U.S.C. § 1491(a)(1) (1994). In their Amended Complaint, the Oswalts alleged express contracts with the United [473]*473States based on the “Applications for Water Rights” and their leases. The Oswalts further alleged an implied contract with the United States, that “[b]y virtue of having paid and or made satisfactory arrangements for payment of irrigation assessments, the plaintiffs were entitled to the delivery of their proportionate share of irrigation water provided by the WIP.” Because plaintiffs alleged contracts with the United States, and resolution of the jurisdictional issue of privity of contract under the Tucker Act is intertwined with the merits of the Oswalts’ express and implied breach of contract claims, the Court of Federal Claims should have converted the government’s motion to dismiss for lack of jurisdiction either to a motion under RCFC 12(b)(4) for failure to state a claim, or to a summary judgment matter pursuant to RCFC 56.

Even though the Court of Federal Claims did not follow this path, the court nevertheless provided the parties with a full opportunity to present all pertinent materials outside the pleadings regarding the issue of privity, and the parties created a complete record on the issue. We therefore may now proceed to the question as if on summary judgment. See, e.g., United States v. Sager, 743 F.2d 1261, 1265-66 (8th Cir.1984).

To establish a valid contract (express or implied), the Oswalts must show a mutual intent to contract including an offer, an acceptance, and consideration. Trauma Serv. Group, 104 F.3d at 1325; City of El Centro v. United States, 922 F.2d 816, 820 (Fed.Cir.1990). An implied-in-fact agreement must be “ ‘founded upon a meeting of the minds, which, although not embodied in an express contract, is inferred, as a fact, from conduct of the parties showing, in light of the surrounding circumstances, their tacit understanding.’ ” Trauma Serv. Group, 104 F.3d at 1326. A contract with the United States also requires that the government representative who entered or ratified the agreement had actual authority to bind the United States. Id. at 1325; City of El Centro, 922 F.2d at 820. It is the Oswalts’ burden to show that the government representative who entered or ratified the agreement had the requisite contracting authority. City of El Centro, 922 F.2d at 820-21.

The Oswalts argue on appeal that their payment or agreement to pay water assessments constituted an express or an implied contract with the United States for the delivery of irrigation water. As evidence, they offered an affidavit from Craig Oswalt stating that (1) in June 1994, he and his father met with A.C.

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41 F. App'x 471, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oswalt-v-united-states-cafc-2002.