Ortiz v. Engelbrecht

61 F.R.D. 381, 1973 U.S. Dist. LEXIS 10685
CourtDistrict Court, D. New Jersey
DecidedDecember 12, 1973
DocketCiv. No. 695-71
StatusPublished
Cited by9 cases

This text of 61 F.R.D. 381 (Ortiz v. Engelbrecht) is published on Counsel Stack Legal Research, covering District Court, D. New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ortiz v. Engelbrecht, 61 F.R.D. 381, 1973 U.S. Dist. LEXIS 10685 (D.N.J. 1973).

Opinion

[385]*385ON REHEARING OF MOTION FOR CLASS ACTION CERTIFICATION AND FOR CONVENING THREE- ' JUDGE COURT

BIUNNO, District Judge.

SUMMARY

Tenant was served in state court action for summary dispossession based on non-payment of rent, by posting process (summon and complaint) on the door of the premises. Default judgment was entered and a warrant of possession issued. Tenant was informed of this by mail and was asked to surrender possession by a short date. Tenant then sued landlord and court officer in federal court, claiming the statute which authorized posted service was unconstitutional as lacking due process, seeking injunction against its enforcement and declaratory judgment. Class action status was sought as well as convening of a three-judge district court. At initial hearing before a single district judge, it appeared that landlord had abandoned the state proceeding, and the complaint was dismissed. On appeal, this disposition was reversed and the case was remanded. 474 F.2d 977 (3d Cir. 1973).

On second hearing by district judge, it was ruled that:

1. Tenant had meanwhile moved out and whereabouts were unknown, rendering case moot as to her.

2. Issues raised were of sufficient public importance to retain and decide the case despite mootness of tenant’s case.

3. Tenant’s disappearance precluded her serving as a representative party who would fairly and adequately protect the interests of the class.

4. The constitutional question is insubstantial in view of the very strict requirements of state law before extraordinary service is approved, and in view of the provisional and non-binding nature of the proceeding, all as reflected not only in the challenged statute but also in the rules of court and reported decisions on reopening of default judgments, on res judicata and estoppel by judgment, and on right to relitigate issue of possession anew with recovery of triple damages.

5. A declaratory judgment always provides a remedy in constitutional issue eases by giving a definite answer to previously uncertain questions, regardless of result.

6. When threshold questions of insubstantiality of constitutional issue and appropriateness of injunction are not met, convening of three-judge court is not justified.

7. Failure to satisfy requirements for three-judge court does not always justify dismissal of action when jurisdiction appears under 28 U.S.C. sec. 1343, at least for declaratory judgment relief, whether demanded or not, under F.R.Civ.P. 54(c).

8. Anonymous statistical data supposedly studying tenant dispossess actions in a single county court for a limited period are not sufficient to raise a substantial question when the figures defy independent analysis and contain no information related to the constitutional issue raised.

9. State courts should be afforded opportunity to construe local statutes and court rules, and to clarify court rules if need be when state courts have power to adopt rules superseding statutes.

10. Motions for class action certification and for convening three-judge court denied. Case retained, despite mootness, for declaratory judgment itself.

OPINION OF THE COURT

Plaintiff sues to challenge the constitutionality of the New Jersey statute authorizing service of process, in a landlord and tenant summary dispossess proceeding, by posting the papers on the door of the occupied premises.

[386]*386Tenant had been named as defendant in a proceeding by landlord grounded on non-payment of rent. Service was by posting on the door. On the trial date, tenant did not appear and judgment for possession was entered by default.

A warrant for possession issued, and a court officer wrote tenant that he had the warrant and set a short date for surrender of possession. Tenant says this was the first information received that a suit had been filed.

Tenant did not apply to the County District Court to reopen the default judgment so that a defense on the merits might be made. Instead, tenant filed this suit in the U. S. District Court claiming that the posting provision is unconstitutional.

Suit here was claimed to be as a class action, with the single tenant as the representative of the class. A preliminary and final injunction was also sought, as well as declaratory relief.

The initial hearing was before Judge Garth. At that hearing it appeared that the landlord had decided to abandon further processing of the summary dispossess proceeding, and in view of this, Judge Garth concluded that there was no basis for an injunction, and ordered the suit dismissed.

An appeal was taken. The clerk’s file discloses that no transcript of the hearing before Judge Garth had been ordered and furnished, with the result that the Court of Appeals was provided with an inadequate record. On the basis of what was before it, the Court of Appeals reversed and remanded for further exploration and findings. 474 F.2d 977 (3d. Cir. 1973) A further hearing was held, and this opinion follows it.

At that hearing, it was disclosed to the court that the tenant has since vacated the premises and that her whereabouts are unknown to her attorney. The fact that she has vacated the premises renders the issue moot as to tenant; but the importance of the question justifies the exercise of the court’s discretion to consider it despite the fact that it is moot.

The disappearance of the tenant and the termination of contact with her attorney obviously requires the court to conclude that tenant cannot be expected to serve the function of a representative party that will fairly and adequately protect the interests of the class under Fed.R.Civ.P. 23(a)(4). Like Sandburg’s “Fog”, tenant came into court on little cat feet, sat looking over district and circuit, and then moved on.

Two major difficulties of another nature are also presented. One is that tenant made no attempt to submit evidence in this action to establish what had transpired in the county district court. The second is that it was represented to the court that the challenged statute had never been construed by the New Jersey courts.

The first difficulty is insuperable. The judicial function is to adjudicate disputes; it is not investigatory in nature, nor does the court have any investigative staff. It is the obligation of parties who assert the existence of a dispute to gather and present the evidence from which the facts may be ascertained. They are provided with ample procedures for this purpose, not the least of which are those found in the rules dealing with discovery.

In respect to the admissibility of evidence, Fed.R.Civ.P. 43(a) provides a generous avenue for proof. It requires the court to receive evidence admissible under either federal or state law, the guide being that the statute or rule which favors the reception of the evidence governs. It also directs that the evidence be presented by the most convenient method prescribed.

N.J.

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Cite This Page — Counsel Stack

Bluebook (online)
61 F.R.D. 381, 1973 U.S. Dist. LEXIS 10685, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ortiz-v-engelbrecht-njd-1973.