O'Reilly v. Grumet

284 A.D. 440, 131 N.Y.S.2d 521, 1954 N.Y. App. Div. LEXIS 3422
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 21, 1954
StatusPublished
Cited by9 cases

This text of 284 A.D. 440 (O'Reilly v. Grumet) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'Reilly v. Grumet, 284 A.D. 440, 131 N.Y.S.2d 521, 1954 N.Y. App. Div. LEXIS 3422 (N.Y. Ct. App. 1954).

Opinions

Botein, J.

Petitioners, who are captains in the fire department of the City of New York, appeal from an order denying their application under article 78 of the Civil Practice Act for an order to review and annul the determination of the fire commissioner designating them to perform the duties of battalion chiefs and to restrain the respondent commissioner from continuing to designate them for such out-of-grade functions and duties.

All of the petitioners are presently captains who have passed the competitive civil service examination for the next higher position of battalion chief. They are on the appropriate eligible list for appointment to the latter position. Petitioners complain that instead of filling vacancies from the eligible lists in the normal, prescribed procedure, respondent in recent years has regularly followed the practice of ordering them and other captains to perform the duties of battalion chiefs, without paying them the salaries carried by the higher positions. For example,"it is conceded that petitioner O’Reilly was promoted to [442]*442the rank of captain on January 1, 1949, and that ever since he has continuously served full time as an acting battalion chief by “ temporary appointment The other petitioners have served more than 50°¡o of their working time in stated years as a result of similar temporary designations.

On the record before us it is impossible to determine just how many so-called ‘ permanent ’ ’ vacancies for battalion chief exist, but such a finding is not essential to a determination of this matter. It is clear that there are some vacancies, on a permanent basis, in those positions. Respondent contends that there are no vacancies for battalion chief because the budget director has issued no budget certificates authorizing respondent to appoint eligibles to that position. It is undisputed that the budget director has approved a quota of 202 battalion chiefs and that the present number of employees holding permanent appointments in that grade is 198, leaving 4 permanent vacancies on the basis of the city’s own personnel structure; but the budget director has issued no budget certificates which would enable the commissioner to fill even these four vacancies. Petitioners, by an elaborate formula estimating the number of battalion chiefs regularly deployed to fill vacancies in the still higher position of deputy chief, and by using other factors, estimate that 47 more battalion chiefs are “ required ”.

However, the personnel requirements of the fire department of themselves cannot enlist the protective arm of civil service. Generally speaking, the civil service does not create positions, but prescribes standards and safeguards for the persons who will fill the positions (Matter of Ross v. LaGuardia, 287 N. Y. 28). The concern of the civil service program is that “ Appointments and promotions in the civil service * * * shall be made according to merit and fitness ”. (N. Y. Const., art. V, § 6.) Whether a department is undermanned or overmanned is a matter of internal management and falls within an area into which courts are loath to intrude without specific mandate (Matter of Walsh v. LaGuardia, 269 N. Y. 437, 442). We therefore do not entertain the issue tendered by petitioners of whether the fire department employs too few or too many battalion chiefs than are necessary to perform their duties adequately. We only consider whether they are employed in conformity with civil service laws and regulations.

For the same basic reasons we must reject the excuse advanced by respondent that he has made and continues to make fruitless requests to the budget director for increased personnel. Of [443]*443course respondent cannot make appointments until funds are available to pay salaries; and the requisite funds are released only through the issuance of budget certificates by the budget director. This refusal of the budget director to issue such certificates means that there are no vacancies in the position of battalion chief to which respondent can appoint petitioners permanently from the civil service eligible list. But this impasse cannot be availed of by respondent to fill the positions on a permanent basis without benefit of civil service — even though it is not questioned that respondent is animated by the highest motives and that this procedure is not a ruse to circumvent the civil service restrictions. Such a turn, in less conscientious and responsible hands, could deteriorate into a device fraught with great danger.

Disagreement between a department head and a budget director as to personnel requirements is quite common in government circles. The department head, intent on a record of performance, seeks to augment his staff; and the budget director, equally intent on limiting expenditures, seeks to hold the department head down. This can be healthy interplay; but if it results in giving a department head a free hand in shifting employees out of grade at his own unrestrained discretion it threatens the health of the competitive civil service system. Mr. Justice Cohn’s remarks in Matter of Berger v. Walsh (266 App. Div. 592, 594) are particularly pertinent here: “To permit a department head to ignore the Constitution and statutory provisions because of a belief, though honestly entertained, that the best interests of the community require him to do so, cannot be justified in law.”

So the issue does not hinge on the personnel requirements of the fire department nor the inability of respondent to fill the positions from eligible lists. The issue is whether those captains who have been indisputably designated to fill the positions of battalion chief on a practically permanent basis were so designated in accordance with the civil service requirements.

The commissioner relies on the following Regulations for the Uniformed Force of the Fire Department of the City of New York for his authority to make the disputed appointments.

Section 2.1.5: “ In the absence of officers of any unit or command, members of the next lower rank may be temporarily designated by the Chief of the Department as acting officers to perform the duties in the higher rank.”

[444]*444Section 3.1.14: “ He [the fire commissioner] shall designate members of any rank to perform temporarily the duties required of members of the next higher rank, specifying when necessary the duties to be performed by such members.”

The plight of a hapless captain directed to perform full-time duties as a battalion chief at a captain’s pay becomes evident from a reading of the following regulation: “ 35.3.1. Any member found guilty, after trial, of violating any regulation, command, order or instruction governing the uniformed force, or any law, may be reprimanded, fined by the withholding of pay, be dismissed from the department, or have the sentence suspended, as the Fire Commissioner may determine.”

The fire commissioner may promulgate such rules and regulations as are reasonably necessary for the efficient conduct of his department (Matter of Calfapietra v. Walsh, 183 Misc. 6, affd. 269 App. Div. 734, affd. 294 N. Y. 867; People ex rel. Rogers v. Tinney, 184 App. Div. 748). But such authorization and the rules and regulations made thereunder are limited by the requirements of the applicable constitutional and statutory provisions.

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Bluebook (online)
284 A.D. 440, 131 N.Y.S.2d 521, 1954 N.Y. App. Div. LEXIS 3422, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oreilly-v-grumet-nyappdiv-1954.