Orange Environment, Inc. v. County of Orange

145 F.R.D. 320, 1992 U.S. Dist. LEXIS 18472, 1992 WL 359941
CourtDistrict Court, S.D. New York
DecidedOctober 20, 1992
DocketNo. 91 Civ. 8688 (GLG)
StatusPublished
Cited by2 cases

This text of 145 F.R.D. 320 (Orange Environment, Inc. v. County of Orange) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Orange Environment, Inc. v. County of Orange, 145 F.R.D. 320, 1992 U.S. Dist. LEXIS 18472, 1992 WL 359941 (S.D.N.Y. 1992).

Opinion

MEMORANDUM DECISION

GOETTEL, District Judge.

I. FACTUAL BACKGROUND

In October 1991, plaintiff Orange Environment, Inc. (“OEI”), a non-profit group interested in local environmental issues in Orange County, gave defendant County of Orange and the Environmental Protection Agency (“EPA”) a pre-suit notice of intent to sue pursuant to 33 U.S.C. § 1365(b) of Clean Water Act (“CWA”). OEI alleged that the County was dumping material into federal waters and wetlands without a permit during its construction of an expansion to its Goshen landfill.

EPA conducted a site visit in December 1991, two weeks before plaintiff filed its complaint. At oral argument, plaintiffs contend that Mr. Del Vicario was one of the EPA employees to visit the landfill during the agency’s investigation. In January 1992, the County hired a wetlands consultant. In February, EPA notified the County that it was investigating possible unpermitted wetlands filling at the landfill expansion.

Shortly thereafter, the County and the EPA began negotiating a Consent Order. Discussions were held in New York regarding the forthcoming order at which the EPA was represented by Mr. Del Vicario. The County signed a Consent Order in July 1992. The following day plaintiff filed a motion for a preliminary injunction in this court. Decision on that motion was reserved pending an evidentiary hearing at which time the preliminary injunction motion will be consolidated with a decision on a permanent injunction.

[322]*322As part of plaintiffs’ pre-trial discovery, a deposition subpoena dated September 3, 1992 was served by the attorney for OEI on Mr. Del Vicario of the EPA in his official capacity as Chief of the Marine and Wetlands Protection Branch of EPA Region II. Discussions ensued between the attorney for OEI and the EPA but no agreement was reached concerning Mr. Del Vicario’s testimony. As a result, the EPA moved to quash the subpoena.

EPA regulations authorize EPA officials to testify only where “compliance with the request would clearly be in interests of EPA.” 40 C.F.R. § 2.402. The stated purpose of this regulation is:

to ensure that employees’ official time is used only for official purposes, to maintain the impartiality of EPA among private litigants, to ensure that public funds are not used for private purposes and to establish procedures for approving testimony or production of documents when clearly in the interests of EPA.

40 C.F.R. § 2.401(c).

In rejecting plaintiff’s request that Mr. Del Vicario testify, the Regional Counsel, in a letter dated September 22, 1992, concluded that his testimony “would not ‘clearly be in the interests of EPA.’ ” Declaration of Claude Millman, Exhibit F. In his letter dated September 22, 1992, the Regional Counsel cited the cumulative effect of providing witnesses for private suits in which the EPA was not a party “would be very serious.” The EPA’s letter went on to say that plaintiff was free to submit a written request for documents in accordance with the Freedom of Information Act pursuant to subparts A and B of 40 C.F.R. Part 2.

II. DISCUSSION

The primary issue raised concerns the authority of the district court to review EPA’s decision to withhold testimony of an EPA official. The government’s position on this motion is relatively straightforward. In their view, the Supreme Court in United States ex rel. Touhy v. Ragen, 340 U.S. 462, 71 S.Ct. 416, 95 L.Ed. 417 (1951), held that the judiciary may not compel a subordinate official to testify when the agency superior has declined to authorize the testimony.

To be precise, the Court in Touhy held that a Justice Department official could not be held in contempt of court for refusing to produce documents in his possession in response to a subpoena duces tecum when that refusal was pursuant to a department rule issued by the Attorney General. The Court ruled that the department order was valid and the subordinate’s refusal was therefore proper. Id. at 468, 71 S.Ct. at 419. In short, a superior government official “can validly withdraw from his subordinates the power to release department documents.” Id. at 467, 71 S.Ct. at 419.

The Court’s holding did not sweep so broadly as to allow agencies to refuse, carte blanche, to submit evidence to a court. Indeed, the Court’s decision, like the underlying case it found controlling, Boske v. Commissioner, 177 U.S. 459, 20 S.Ct. 701, 44 L.Ed. 846, was a “very narrow ruling.” Id. at 472, 20 S.Ct. at 421 (Frankfurter, J. concurring). As Justice Frankfurter cautioned, “whether, when and how the Attorney General himself can be granted an immunity from the duty to disclose information contained in documents within his possession that are relevant to a judicial proceeding are matters not here for adjudication.” Id. Touhy’s holding “cannot afford a basis for a future suggestion that the Attorney General can forbid every subordinate who is capable of being served by process from producing relevant documents and later contest a requirement upon him to produce on the ground that procedurally he cannot be reached.” Id. However, this is not the present case.

The government argues that this case falls squarely within Touhy’s, reach because, like Touhy, plaintiff seeks to compel discovery from a subordinate agency official without the presence of the superior official before the court. Touhy left open the possibility of bringing the superior official before the court to compel production of government documents. Its holding did not shield that superior from the legal process. However, the EPA stresses that the [323]*323court should not review the decision by the Regional Counsel who is not currently before the court. In their view, the court’s determination is confined to the issue of whether Mr. Del Vicario can be held in contempt for declining to testify.

As the EPA correctly points out, plaintiff in its subpoena seeks several different types of information. First, OEI seeks to compel production of the EPA’s information on the landfill’s condition at the point in time when the County was first informed of its environmental problems. Plaintiff also wishes to discover the facts underlying EPA’s conclusions the restoration of the wetlands underneath the landfill was infeasible and restoration of other sites offered equivalent environmental benefits.

Secondly, plaintiff seeks to compel Mr. Del Vicario to testify concerning EPA’s negotiations with Dr. Huffman, the County environmental expert, which led up to the signing of the Consent Order. It is plaintiff’s contention that the County made representations to the EPA which differ from its position in this litigation.

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Bluebook (online)
145 F.R.D. 320, 1992 U.S. Dist. LEXIS 18472, 1992 WL 359941, Counsel Stack Legal Research, https://law.counselstack.com/opinion/orange-environment-inc-v-county-of-orange-nysd-1992.