Opinion of the Justices to the Governor

371 N.E.2d 422, 373 Mass. 915, 90 A.L.R. 3d 1333, 1977 Mass. LEXIS 1217
Massachusetts Supreme Judicial Court·Decided November 28, 1977·Published·Cited by 13 cases

Opinion

[916]*916To His Excellency, the Governor of the Commonwealth:

The Justices of the Supreme Judicial Court respectfully submit their answers to the questions set forth in the request of the Governor, dated November 6, 1977, for our opinion concerning a bill, Senate No. 1482, now pending before him.

The bill, of which a copy was forwarded with the Governor’s request, is entitled “An Act authorizing counsel to be present at grand jury proceedings,” and reads in its entirety as follows: “Chapter 277 of the General Laws is hereby amended by inserting after section 14 the following section: —Section 14A. Any person shall have the right to consult with counsel and to have counsel present at every step of any criminal proceeding at which such person is present, including the presentation of evidence, questioning, or examination before the grand jury; provided, however, that such counsel in a proceeding before a grand jury shall make no objections or arguments or otherwise address the grand jury or the district attorney. No witness may refuse to appear for reason of unavailablity of counsel for that witness.”

The Governor inquires:

“1. Would the enactment of S. 1482, authorizing the presence of counsel for a witness before grand jury proceedings, violate Article 12 of the Declaration of Rights of the Constitution of the Commonwealth?”

[917]*917Stating, in the preamble to his request, that “the appointment of counsel for indigent witnesses before grand jury proceedings is not expressly mandated and does not appear to be intended by said bill,” the Governor inquires further:

“2. Would the enactment of S. 1482 invidiously discriminate against indigent grand jury witnesses without counsel, thereby denying such persons the equal protection of the law guaranteed by Articles 1, 10 and 12 of the Declaration of Rights of the Massachusetts Constitution and the Fourteenth Amendment to the United States Constitution?

“3. If the answer to question 2 is in the negative, would statements before a grand jury, or the fruits of such statements, made by an indigent witness without counsel be constitutionally admissible against such person in subsequent criminal proceedings?”

We invited the submission of briefs from any official or unofficial source, and express our thanks for those submitted.1 The briefs, besides discussing the legal issues, have touched on questions of policy and feasibility raised by the proposed legislation, including the question of cost and, with respect to the grand jury, of possible impairment of its investigatory function. Although discussion of these questions is natural in argumentative briefs, we emphasize that it is not part of our task to answer them and that it would be improper for us to attempt to do so. Our task is rather the different and narrow one of dealing with the precise legal questions put and only so far as these are within our advisory jurisdiction under Part II, c. 3, art. 2, of our Constitution.

1. The first question asks whether so much of the bill as authorizes the presence of counsel for a witness at [918]*918grand jury proceedings would violate art. 12 of the Massachusetts Declaration of Rights. The reference is to the words “the law of the land” appearing in art. 12, which were held in the case of Jones v. Robbins, 8 Gray 329, 347 (1857), to embody a requirement of indictment by a grand jury as a condition of the prosecution of an individual for an “infamous” crime.

The only constitutional vice that suggests itself here is that the presence of counsel might conceivably compromise the “secrecy” of grand jury proceedings, which has been regarded as an important attribute of the institution. In considering this issue, we do well to recall, as Chief Justice Shaw indicated in the Jones case (id. at 340), and as the court has since maintained, that the Constitution does not freeze beyond legislative change the details of grand jury proceedings as known in the Eighteenth Century, but rather preserves the essence of the institution as it functions in a contemporary setting. See Commonwealth v. Jordan, 207 Mass. 259 (1911). Cf. Opinions of the Justices, 360 Mass. 877, 885 (1971) (trial jury of six). Thus grand jury procedures have been altered in various respects over the years without offense to art. 12. See Commonwealth v. Favulli, 352 Mass. 95 (1967); Commonwealth v. Jordan, supra; Commonwealth v. Hill, 11 Cush. 137 (1853); Commonwealth v. Parker, 2 Pick. 550, 553 (1824). And so, with respect to secrecy, it is only the fundamental behind it that can make any claim to constitutional protection.

Grand jury proceedings originally were public. This made it easy for the crown to exert pressure on the jurors. Ultimately the English grand jury won the right to examine witnesses and deliberate privately, without the presence or participation of the royal justices or prosecutors. See 8 J. Wigmore, Evidence § 2360 (McNaughton rev. 1961). The tradition of secrecy or privacy continues in this Commonwealth in the qualified sense that the grand jury is guarded within reasonable limits from extraneous influences that might distort their investigatory or accusatory functions. This relative isolation also has collateral [919]*919benefits in tending to protect witnesses against intimidation, Commonwealth v. Mead, 12 Gray 167, 170 (1858), and to save individuals from notoriety unless probable cause is found against them and an indictment is returned and disclosed. See Commonwealth v. Harris, 231 Mass. 584, 586 (1919) 2

In a somewhat ironical turn of history, the presence and assistance of prosecuting attorneys in the grand jury room during the examination of witnesses is not only considered today to be unobjectionable, Commonwealth v. Kozlow-sky, 238 Mass. 379, 388 (1921), but is provided for by statute (G. L. c. 277, § 9), with the understanding, however, that these attorneys are not to appear in overbearing or intimidating numbers or seek unduly to impose their preferences on the jury. See Commonwealth v. Beneficial Fin. Co., 360 Mass. 188, 209 (1971), cert, denied sub nom. Farrell v. Massachusetts, 407 U.S. 910, and sub nom. Beneficial Fin. Co. v. Massachusetts, 407 U.S. 914 (1972); Commonwealth v. Schnackenberg, 356 Mass. 65, 68-69 (1969); Commonwealth v. Favulli, supra at 106-107. A stenographer, interpreter, guard for a witness in custody, or like auxiliary is admitted out of necessity. See Lebo-witch, petitioner, 235 Mass. 357 (1920). Except as just noted, a witness has only the jurors as an audience while testifying; others, including previous and subsequent witnesses, are excluded: thus a police officer who may have investigated the matter, and may himself serve as a witness, will not attend anyone else’s testimony. See Commonwealth v. Schnackenberg, supra at 69; Commonwealth v. Harris, supra. Of course, members of the press are not in attendance.

As to the testimony given, the jurors are sworn by their statutory oath, G. L. c. 277, § 5, not to divulge it, nor may they discuss their deliberations or votes, but there is some relaxation of the enforced silence after an indictment has come down. See

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Opinion of the Justices to the Governor, 371 N.E.2d 422, 373 Mass. 915, 90 A.L.R. 3d 1333, 1977 Mass. LEXIS 1217 (Mass. 1977).

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