O'NEILL v. Coughlan

511 F.3d 638, 2008 U.S. App. LEXIS 327, 2008 WL 80553
Court of Appeals for the Sixth Circuit·Decided January 9, 2008·No. 07-3206·Published·Cited by 112 cases

Opinions

GUY, J., delivered the opinion of the court, in which GILMAN, J., joined. MOORE, J. (pp. 644-47), delivered a separate dissenting opinion.

OPINION

RALPH B. GUY, JR., Circuit Judge.

Defendant Jonathan E. Coughlan, Disciplinary Counsel for the Supreme Court of Ohio, appeals from the district court’s grant of summary judgment to plaintiff William O’Neill in this action seeking to enjoin enforcement of three canons of the Ohio Code of Judicial Conduct. O’Neill, a judge of the Ohio Court of Appeals at the time, was accused of violating these canons while campaigning for election to the Ohio Supreme Court in 2004. The district court concluded that enforcement of these canons would impermissibly restrict O’Neill’s free speech rights as guaranteed by the First Amendment. We vacate the judgment entered in favor of O’Neill because the district court should have abstained from deciding the merits of the case under the authority of Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971).

I.

William O’Neill was a candidate seeking election to the Ohio Supreme Court in 2004. His campaign theme was “Money and Judges Don’t Mix.” To that end, he supported judicial campaign finance reform and refused any donation over $10. In addition to the “Money and Judges Don’t Mix” slogan, O’Neill’s campaign website included the following statement: “The time has come to end the public’s suspicion that political contributions influence court decisions. The election of Judge O’Neill is the best step toward sending the message: ‘This Court is Not For Sale!’ ”

In July of 2004, James Trakas, Chairman of the Cuyahoga County Republican Party, filed a grievance with the Office of the Disciplinary Counsel. The grievance alleged that O’Neill’s campaign literature [640] (1) failed to disclose the court for which he was a judge, in violation of Ohio Code of Judicial Conduct Canon 7(D)(2) (prohibiting a candidate from “[using] the term ‘judge’ when a judge is a candidate for another judicial office and does not indicate the court on which the judge currently serves”); (2) wrongfully identified his political party affiliation, in violation of Canon 7(B)(3)(b) (“After the day of the primary election, a judicial candidate shall not identify himself or herself in advertising as a member of or affiliated with a political party”); and (3) wrongfully attacked the credibility of the Ohio judiciary. As to this last allegation, the grievance alleged that O’Neill’s campaign statements “viciously malign the fair, unbiased and impartial judiciary” without specifying any canon that O’Neill violated. O’Neill and the district court, however, inferred that O’Neill was accused of violating Canon 7(B)(1), which requires judges and judicial candidates to “maintain the dignity appropriate to judicial office.”

Following standard procedure, the Office of the Disciplinary Counsel sent O’Neill a letter advising him of Trakas’s grievance. That letter stated, in part:

Please be advised that the enclosed grievance has been filed against you by James Trakas. Pursuant to Gov. Bar R. V, as referenced in Gov. Jud. R. II, the Disciplinary Counsel is required to investigate any matter filed with him or that comes to his attention. Accordingly, this office must obtain a response to such grievances, regardless of the form or ultimate sufficiency thereof. In accordance with Gov. Bar R. V, this investigation will be confidential.
Please provide your written response on or before August 4, 2004. A copy of your reply will be sent to the grievant unless you request in writing that it not be so furnished....

Without responding to this letter, O’Neill commenced this action in federal court alleging that the canons were unconstitutional under the First and Fourteenth Amendments.

O’Neill filed motions seeking a temporary restraining order and preliminary injunction to prevent Coughlan from enforcing the canons against him. Cough-lan argued in response that the ease was hot ripe for review and that Coughlan was not the proper defendant. After a prompt hearing, the district court rejected the “ripeness” argument, issued a temporary restraining order, and requested additional briefing on the question of whether a preliminary injunction should be issued as well. Co.ughlan’s response included both opposition to the preliminary injunction and a motion to dismiss the complaint. In his brief, Coughlan reiterated his arguments that O’Neill’s suit was not ripe because there had been no disciplinary action, and that he was the wrong defendant. He also argued that the injunction should not issue because O’Neill’s claims were not likely to succeed on the merits.

On September 14, 2004, the district court granted plaintiffs motion for a preliminary injunction and deferred ruling on defendant’s motion to dismiss. Coughlan did not move for reconsideration or file an appeal; but, ten days later, filed a “motion to clarify” whether the injunction applied only to O’Neill or to any person in the State of Ohio. In a “supplemental motion to dismiss” filed October 6, 2004, Coughlan argued for the first time that the district court should abstain from exercising its jurisdiction under Younger. The district court apparently never ruled on defendant’s motion to dismiss.

On March 10, 2006, more than a year later, Coughlan moved to dissolve the preliminary injunction on the grounds of [641] Younger abstention. In denying the motion, the district court found that although abstention would apply, Coughlan had waived Ohio’s Younger abstention argument by choosing to address the merits of O’Neill’s constitutional claim without raising the issue of abstention. O’Neill v. Coughlan, 436 F.Supp.2d 905, 908 (N.D.Ohio 2006). In deciding the cross-motions for summary judgment that followed, the district court again found defendant had waived the argument for Younger abstention, granted O’Neill’s motion for summary judgment, converted the preliminary injunction to a permanent injunction, and entered judgment accordingly. O’Neill v. Coughlan, No. 04-CV-1612, 2007 WL 218717 (N.D.Ohio Jan. 26, 2007). The judgment declared that Canons 7(B)(3)(b) and 7(D)(2) are facially unconstitutional, and that Canon 7(B)(1) is unconstitutional as applied to O’Neill. This appeal followed.1

II.

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O'NEILL v. Coughlan, 511 F.3d 638, 2008 U.S. App. LEXIS 327, 2008 WL 80553 (6th Cir. 2008).

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