O'Neill v. City of Philadelphia

32 F.3d 785, 1994 WL 407231
CourtCourt of Appeals for the Third Circuit
DecidedAugust 5, 1994
Docket93-1378
StatusUnknown
Cited by2 cases

This text of 32 F.3d 785 (O'Neill v. City of Philadelphia) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'Neill v. City of Philadelphia, 32 F.3d 785, 1994 WL 407231 (3d Cir. 1994).

Opinions

OPINION OF THE COURT

GARTH, Circuit Judge:

This appeal requires us to determine whether the federal courts must entertain a constitutional challenge to the City of Philadelphia’s parking ticket procedures — procedures that resulted in the imposition of a $45 fine against plaintiff-appellee John O’Neill, which remains unpaid, and a $173 fine against plaintiff-appellee Samuel Goodman, which was paid. We hold that the district court should have exercised its discretion to abstain, rather than to decide the constitutionality of Philadelphia’s ticketing procedures. Thus, we will vacate the district court’s judgment and remand with instructions that the district court dismiss the plaintiffs’ complaint.

I

John O’Neill (“O’Neill”) and Samuel Goodman (“Goodman”) brought suit in federal district court against the City of Philadelphia, the Philadelphia Parking Authority, the Office of the Director of Finance, and the Bureau of Administrative Office of Adjudication (collectively, the “City”), alleging that the City’s reorganization of its system for adjudicating parking tickets violated their constitutional rights, and the constitutional rights of similarly situated plaintiffs. On March 29, 1993, the district court granted summary judgment in favor of the plaintiffs on their due process claim, vacating the City’s $45 fine against O’Neill, and entering judgment in the amount of $173 in favor of Goodman. O’Neill v. City of Philadelphia, 817 F.Supp. 558 (E.D.Pa.1993).

Athough the district court declined the City’s invitation to abstain from exercising jurisdiction over this action, id. at 562 n. 8, and despite the City’s failure to protest the district court’s abstention determination on appeal, we asked the parties to submit supplemental briefs addressing the question of whether the district court properly should have abstained from entertaining the plaintiffs’ claims under the abstention doctrine announced by the Supreme Court in Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), and its progeny.1

[787]*787We conclude that the district court abused its discretion in refusing to abstain under Younger and in reaching the merits of O’Neill and Goodman’s due process claim.

II

A.

Prior to June 1,1989, the “Traffic Court of Philadelphia” had original jurisdiction to adjudicate parking violations committed in the City of Philadelphia. 42 Pa.Cons.Stat.Ann. §§ 1302 and 1321. Appeals from the traffic court’s decisions were heard by the Pennsylvania Court of Common Pleas.

In 1989, the Philadelphia City Council reorganized the City’s system for adjudicating parking tickets by enacting an ordinance which authorized the Office of the Director of Finance to assume control over the regulation and disposition of parking violations in the City of Philadelphia. 12 Phila. City Code § 12-2802(1). Under the new framework, a parking ticket is affixed to the vehicle, id. § 12-2804(3), and the owner of the ticketed vehicle is sent a notice by first class mail. Id. § 12-2805(1). The person to whom the ticket is issued has fifteen days to answer it, either admitting the violation by payment of the fines, costs, and fees, admitting with explanation, or denying liability and requesting a hearing. Id. § 12-2806(1). A failure to answer or to pay the fine will result in a Bureau of Administrative Adjudication (“BAA”)2 hearing examiner’s entering an order by default sustaining the charges, fixing the appropriate fine, and assessing appropriate costs and fees. Id. § 12-2807(3).

When the violation is contested, and a hearing is requested, a BAA hearing examiner holds a hearing and determines whether the charges have been established. Id. § 12-2807. Once the hearing examiner has entered his decision, the violator has thirty days to file an appeal to the BAA Parking Appeals Panel. Id. § 12-2808. The BAA’s decision, or a default by the ticket holder, creates a debt owed to the City. Id. § 12-2808(5). The decision of the Parking Appeals Panel can be appealed to the Pennsylvania Court of Common Pleas, and through the state judicial system. 2 Pa.Cons.Stat. Ann. § 752.3

The effect of the 1989 reorganization was to change the nature of parking violations from summary offenses, which were criminal in nature, to civil violations. In practice, a defendant before the traffic court was entitled to three rights not available at a BAA hearing: (1) a disposition could not be made without the personal appearance of the defendant, (2) the defendant’s guilt had to be proved beyond a reasonable doubt, and (3) the two-year statute of limitations for summary offenses was in effect.4

Finally, the new ordinance created a period of dual jurisdiction during which a person who had received a parking ticket, citation, or traffic court summons between October 2, 1987 and May 31, 1989, could choose to proceed either in traffic court or before the BAA. 12 Phila. City Code § 12-2807(8).

[788]*788B.

O’Neill and Goodman had received parking tickets both before and after the effective date of the 1989 ordinance.5 Neither paid their fines. Neither responded to the summons and periodic payment-notices which were sent to them. In particular, neither answered “Violation Warning Notice[s]” sent in November 1989 by the Office of the Director of Finance explaining that they could elect to appear before the traffic court or the BAA for the purpose of contesting their outstanding tickets. Nor did they respond to “Order[s] of Default” informing them that their failure to pay the fines could result in the City’s taking further legal action which might have an adverse effect on their property rights.6

On March 4, 1991, Goodman requested a hearing before the BAA to contest a ticket he had received on February 4,1991. The hearing examiner held such a hearing on March 18, 1991, at which it assumed jurisdiction over the February 4 ticket, and nine additional tickets for which Goodman was responsible. Five of the tickets dated from before June 1, 1989. Five dated from after June 1, 1989.

Goodman objected that the BAA lacked jurisdiction to determine his liability on the pre-June 1, 1989 tickets, and that, in any event, he had the right to raise the statute of limitations as a defense in the BAA proceeding. The hearing examiner overruled Goodman’s objections and assessed total fines of $173.00 for the pre-June 1, 1989 tickets, and $74.10 for the post-June 1, 1989 tickets. Goodman paid his fines.7

In April 1991, O’Neill attempted to list for disposition with the traffic court three pre-June 1, 1989 parking tickets. The traffic court informed him that it no longer heard parking violation cases. O’Neill then requested a hearing with the BAA at which he raised the same objections as Goodman. On August 30, 1991, the BAA hearing examiner rejected O’Neill’s objections but reduced his liability for the outstanding parking tickets to $45.00. O’Neill has not paid his fine.

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Bluebook (online)
32 F.3d 785, 1994 WL 407231, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oneill-v-city-of-philadelphia-ca3-1994.