1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 OMAR SHARRIEFF GAY, 7 Case No. 16-cv-05998-JCS Plaintiff, 8 v. ORDER GRANTING IN PART AND 9 DENYING IN PART MOTION TO AMY PARSONS, et al., EXCLUDE DEFENDANTS’ EXPERT 10 DR. CRAIG LAREAU Defendants. 11 Re: Dkt. No. 185
12 13 I. INTRODUCTION 14 Defendants have proffered Dr. Craig Lareau as an expert in this case. Presently before the 15 Court is Plaintiff’s Motion to Exclude Defendants’ Expert Dr. Craig Lareau (“Motion”). A 16 hearing on the Motion was held on June 10, 2026. For the reasons set forth below, the Motion is 17 GRANTED in part and DENIED in part.1 18 II. BACKGROUND 19 Plaintiff filed the complaint in this case on October 17, 2016, when he was a prisoner at 20 California State Prison, Solano (CSP – SOL).2 He brought the case under 42 U.S.C. § 1983 21 alleging that in September 2015, while he was incarcerated at the Correctional Training Facility in 22 Soledad, Board of Parole Hearings (“BPH”) psychologists Amy Parsons and Gregory S. Goldstein 23 interviewed him for a psychological diagnostic evaluation in preparation for a subsequent parole 24 suitability hearing and on account of his being African-American and Muslim, assessed him as 25 high risk for future violence in their 2015 Comprehensive Risk Assessment (“2015 CRA Report” 26
27 1 The parties have consented to the jurisdiction of a United States magistrate judge pursuant to 28 1 or “Report”). 2 The Court summarized the 2015 CRA Report in its May 4, 2018 summary judgment order 3 (“May 4, 2018 Order”) as follows: 4 The September 2015 risk assessment report prepared by Defendant Goldstein and reviewed by Defendant Parsons before 5 plaintiff’s subsequent parole suitability hearing included a section entitled “Assessment of Risk for Violence.” Compl. Ex. B (ECF No. 6 1-2) at 11. In that portion of the report, defendants wrote that “Mr. Gay presents with several factors in the historical domain which have 7 been associated with future risk for violence.” Id. They noted that plaintiff had a history of violent crime and other antisocial behavior 8 that began at a young age, and increased in severity until he was convicted in 1989 of the attempted murder of a police officer. 9 According to defendants, “Mr. Gay’s history of violence and other antisocial behavior are highly relevant risk factors for future 10 violence.” Id. at 11-12. Plaintiff’s antisocial behavior included the following: 11 Substance Abuse: The report notes that the records indicate that 12 plaintiff’s substance abuse history involved the use of alcohol, marijuana and PCP. Plaintiff also was engaged in the selling narcotics 13 and “associated violence related to that lifestyle.” Id. at 12. As a result, “Mr. Gay’s history of substance use and his involvement in 14 selling narcotics is a relevant factor in his risk for future violence.” Id. 15 Negative Relationships and Violent Attitude: During his interview 16 with defendants, plaintiff “noted that his father was involved in organized crime and acknowledged that his father extorted money 17 from businesses in their area.” Id. He also explained that his father “instilled early in him that he should not accept the police’s authority, 18 the government, or the rule of law.” Id. At a young age, plaintiff sought out negative peers, became a gang member, pursued a criminal 19 lifestyle and engaged in ongoing violence. Plaintiff also made a targeted attack on a police officer with the intent to commit murder. 20 As a result, defendants concluded that plaintiff’s “history of negative relationships and violent attitude, each present as highly significant 21 factors in his risk for future violence.” Id.
22 History of Employment Problems: The report also noted that plaintiff did not have a consistent work history as an adult in the community. 23 Plaintiff “chose to forgo legitimate employment and instead engaged in gang warfare and criminal behavior for financial gain.” Id. 24 And during his incarceration, plaintiff’s work history had not been 25 especially strong. In 2013, plaintiff received “Counseling Chronos” for “failure to report to work and not performing his assigned task,” 26 and in 2012, he was written up by correctional staff who suspected he was faking an injury in order to avoid his work assignment. Id. 27 According to defendants, plaintiff’s “choice to forgo legitimate future violence.” Id. 1 Defendants’ report also recounted that plaintiff, who attributed his 2 behavior as a young adult to his father’s teachings, was now a devout Muslim, “and has accepted Islamic law as his moral compass, guiding 3 his beliefs and actions.” Id. at 14. But according to defendants, plaintiff did not “appear to have insight as to why he wholly embraced 4 his father’s value system, Islamic law, or any other system he chooses to embrace in the future.” Id. They added that plaintiff’s “total 5 commitment to whatever cause he sees fit in the future, and his lack of insight as to why he totally commits himself to that cause as he did 6 on the day he committed the life crime, is a highly significant factor in Mr. Gay’s future risk for violence.” Id. 7 In the final section of the report, defendants concluded that “based 8 upon an analysis of the presence and relevance of empirically supported risk factors, case formulation of risk, and consideration of 9 the inmate’s anticipated risk management needs if granted parole supervision (i.e., intervention, monitoring), Mr. Gay represents a 10 High risk for violence.” Id. at 16 (emphasis in original). They noted that plaintiff had not programmed well during his incarceration and 11 added the following observation:
12 Overall, Mr. Gay has not spent a great deal of time while incarcerated attending self-help programming and his level of 13 understanding of his antisocial personality characteristics which predispose him to violence is lacking. Furthermore, Mr. 14 Gay’s continued oppositional attitude toward authority does not appear to be well contained and continues to be a highly 15 relevant factor in his risk for future violence at this time. Lastly, Mr. Gay has not communicated an understanding of 16 his total commitment to a particular belief system such as that of his father, his Islamic faith, or any other system he may 17 adopt in the future. And this lack of understanding makes his susceptibility to possible negative influences unpredictable. 18 Id. 19 20 May 4, 2018 Order at 2-3 (emphasis in original). 21 In the May 4, 2018 Order, the Court found that “[u]nder the facts presented in the 22 September 2015 risk assessment report, no reasonable jury could find that defendants’ decision 23 that plaintiff posed a high risk for violence was motivated by plaintiff’s status as an African- 24 American Muslim. Id. at 6 (citation omitted). On the other hand, based on Plaintiff’s allegations 25 relating to the interview that led to the issuance of the 2015 CRA, the Court found that a 26 reasonable jury could “find by a preponderance of the evidence that defendants’ decision that he 27 posed a high risk for violence was motivated at least in part by his status as an African-American 1 follows: 2 In his sworn and verified complaint, plaintiff alleges that during the psychological diagnostic evaluation with defendants he “explained in 3 detail his earliest childhood benefits, introduction, and positive experiences and beliefs from his father’s Black Nationalistic and 4 Pseudo Islamic belief system.” Compl. ¶ 16.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 OMAR SHARRIEFF GAY, 7 Case No. 16-cv-05998-JCS Plaintiff, 8 v. ORDER GRANTING IN PART AND 9 DENYING IN PART MOTION TO AMY PARSONS, et al., EXCLUDE DEFENDANTS’ EXPERT 10 DR. CRAIG LAREAU Defendants. 11 Re: Dkt. No. 185
12 13 I. INTRODUCTION 14 Defendants have proffered Dr. Craig Lareau as an expert in this case. Presently before the 15 Court is Plaintiff’s Motion to Exclude Defendants’ Expert Dr. Craig Lareau (“Motion”). A 16 hearing on the Motion was held on June 10, 2026. For the reasons set forth below, the Motion is 17 GRANTED in part and DENIED in part.1 18 II. BACKGROUND 19 Plaintiff filed the complaint in this case on October 17, 2016, when he was a prisoner at 20 California State Prison, Solano (CSP – SOL).2 He brought the case under 42 U.S.C. § 1983 21 alleging that in September 2015, while he was incarcerated at the Correctional Training Facility in 22 Soledad, Board of Parole Hearings (“BPH”) psychologists Amy Parsons and Gregory S. Goldstein 23 interviewed him for a psychological diagnostic evaluation in preparation for a subsequent parole 24 suitability hearing and on account of his being African-American and Muslim, assessed him as 25 high risk for future violence in their 2015 Comprehensive Risk Assessment (“2015 CRA Report” 26
27 1 The parties have consented to the jurisdiction of a United States magistrate judge pursuant to 28 1 or “Report”). 2 The Court summarized the 2015 CRA Report in its May 4, 2018 summary judgment order 3 (“May 4, 2018 Order”) as follows: 4 The September 2015 risk assessment report prepared by Defendant Goldstein and reviewed by Defendant Parsons before 5 plaintiff’s subsequent parole suitability hearing included a section entitled “Assessment of Risk for Violence.” Compl. Ex. B (ECF No. 6 1-2) at 11. In that portion of the report, defendants wrote that “Mr. Gay presents with several factors in the historical domain which have 7 been associated with future risk for violence.” Id. They noted that plaintiff had a history of violent crime and other antisocial behavior 8 that began at a young age, and increased in severity until he was convicted in 1989 of the attempted murder of a police officer. 9 According to defendants, “Mr. Gay’s history of violence and other antisocial behavior are highly relevant risk factors for future 10 violence.” Id. at 11-12. Plaintiff’s antisocial behavior included the following: 11 Substance Abuse: The report notes that the records indicate that 12 plaintiff’s substance abuse history involved the use of alcohol, marijuana and PCP. Plaintiff also was engaged in the selling narcotics 13 and “associated violence related to that lifestyle.” Id. at 12. As a result, “Mr. Gay’s history of substance use and his involvement in 14 selling narcotics is a relevant factor in his risk for future violence.” Id. 15 Negative Relationships and Violent Attitude: During his interview 16 with defendants, plaintiff “noted that his father was involved in organized crime and acknowledged that his father extorted money 17 from businesses in their area.” Id. He also explained that his father “instilled early in him that he should not accept the police’s authority, 18 the government, or the rule of law.” Id. At a young age, plaintiff sought out negative peers, became a gang member, pursued a criminal 19 lifestyle and engaged in ongoing violence. Plaintiff also made a targeted attack on a police officer with the intent to commit murder. 20 As a result, defendants concluded that plaintiff’s “history of negative relationships and violent attitude, each present as highly significant 21 factors in his risk for future violence.” Id.
22 History of Employment Problems: The report also noted that plaintiff did not have a consistent work history as an adult in the community. 23 Plaintiff “chose to forgo legitimate employment and instead engaged in gang warfare and criminal behavior for financial gain.” Id. 24 And during his incarceration, plaintiff’s work history had not been 25 especially strong. In 2013, plaintiff received “Counseling Chronos” for “failure to report to work and not performing his assigned task,” 26 and in 2012, he was written up by correctional staff who suspected he was faking an injury in order to avoid his work assignment. Id. 27 According to defendants, plaintiff’s “choice to forgo legitimate future violence.” Id. 1 Defendants’ report also recounted that plaintiff, who attributed his 2 behavior as a young adult to his father’s teachings, was now a devout Muslim, “and has accepted Islamic law as his moral compass, guiding 3 his beliefs and actions.” Id. at 14. But according to defendants, plaintiff did not “appear to have insight as to why he wholly embraced 4 his father’s value system, Islamic law, or any other system he chooses to embrace in the future.” Id. They added that plaintiff’s “total 5 commitment to whatever cause he sees fit in the future, and his lack of insight as to why he totally commits himself to that cause as he did 6 on the day he committed the life crime, is a highly significant factor in Mr. Gay’s future risk for violence.” Id. 7 In the final section of the report, defendants concluded that “based 8 upon an analysis of the presence and relevance of empirically supported risk factors, case formulation of risk, and consideration of 9 the inmate’s anticipated risk management needs if granted parole supervision (i.e., intervention, monitoring), Mr. Gay represents a 10 High risk for violence.” Id. at 16 (emphasis in original). They noted that plaintiff had not programmed well during his incarceration and 11 added the following observation:
12 Overall, Mr. Gay has not spent a great deal of time while incarcerated attending self-help programming and his level of 13 understanding of his antisocial personality characteristics which predispose him to violence is lacking. Furthermore, Mr. 14 Gay’s continued oppositional attitude toward authority does not appear to be well contained and continues to be a highly 15 relevant factor in his risk for future violence at this time. Lastly, Mr. Gay has not communicated an understanding of 16 his total commitment to a particular belief system such as that of his father, his Islamic faith, or any other system he may 17 adopt in the future. And this lack of understanding makes his susceptibility to possible negative influences unpredictable. 18 Id. 19 20 May 4, 2018 Order at 2-3 (emphasis in original). 21 In the May 4, 2018 Order, the Court found that “[u]nder the facts presented in the 22 September 2015 risk assessment report, no reasonable jury could find that defendants’ decision 23 that plaintiff posed a high risk for violence was motivated by plaintiff’s status as an African- 24 American Muslim. Id. at 6 (citation omitted). On the other hand, based on Plaintiff’s allegations 25 relating to the interview that led to the issuance of the 2015 CRA, the Court found that a 26 reasonable jury could “find by a preponderance of the evidence that defendants’ decision that he 27 posed a high risk for violence was motivated at least in part by his status as an African-American 1 follows: 2 In his sworn and verified complaint, plaintiff alleges that during the psychological diagnostic evaluation with defendants he “explained in 3 detail his earliest childhood benefits, introduction, and positive experiences and beliefs from his father’s Black Nationalistic and 4 Pseudo Islamic belief system.” Compl. ¶ 16.
5 Plaintiff actually elaborated to Defendants, when asked, how Plaintiff’s father was a member of a pro-Black Nationalist 6 organization having Pseudo-Islamic beliefs and practiced the social and economic upliftment [sic] of African Americans 7 through ‘Black free enterprise, the establishment of Black- owned, Black-operated businesses in the African American 8 communities to the full exclusion of the Jewish business monopoly in the African American communities at that time 9 in the nineteen fifties and nineteen sixties.
10 Id. ¶ 80. But defendants responded angrily to his description of his community members by referring to them as a “bunch of gorillas and 11 thugs in suits and bow ties.” Id. ¶ 81. And in their risk assessment report, they stated that plaintiff had “noted that his father was 12 involved in organized crime, and acknowledged that his father extorted money from businesses in their area. Mr. Gay also explained 13 that his father instilled early in him that he should not accept the police’s authority, the government, or the rule of law.” Id. Ex. B at 2. 14 Plaintiff refutes this by alleging that “at no time did Plaintiff report or acknowledge to said Defendants that Plaintiff’s father ‘was involved 15 in organized crime and extortion.’” Id. ¶ 82. Defendants “prejudicially changed lawful economic ‘free enterprise’ by Black 16 people into ‘organized crime’ and ‘extortion’ and ‘Black Muslims’ into being ‘organized criminals.’” Id. ¶ 83. 17 Plaintiff further alleges that defendants asked him “racially 18 charged anti-Islamic” questions and called him “racially charged anti- Islamic” names. Id. ¶ 17. At one point during the evaluation, 19 Defendant Parsons looked directly at plaintiff and said, “‘talk about radical Black Islamic terrorist.’” Id. ¶¶ 20, 21. At another point during 20 the evaluation, Defendant Goldstein said, “‘with everything going on in the world, at home with Moslems, we don’t know if you are just 21 another radical Islamic terrorist.” Id. ¶ 14. Goldstein added, “‘Parsons and I are just trying to understand in your own words a little about 22 your history as a Moslem, who are you today? What particular ideology do you follow? Malcolm X? Luis Farrakhan? Osama Bin 23 Laden? Who are you today?’” Id. ¶ 15. And when plaintiff noted that he had “self-esteem not conceit” in response to a question about 24 whether he thought highly of himself, id. ¶ 23, Goldstein asked, “‘is that the sort of teachings you learned from those criminals and Black 25 Nationals growing up as a child?” id. ¶ 24. Plaintiff objected to the characterization of Black Nationalists as criminals, but Goldstein 26 continued, “‘I bet they taught you a lot of that militant garbage and nonsense like Black Power, Black Pride, smashing up Jewish liquor 27 stores, huh?” Id. ¶ 27. 1 Id. at 5-7. The Court therefore denied Defendants’ request for summary judgment on Plaintiff’s 2 equal protection claim, which is the only claim that remains in the case. Id. at 9 (granting 3 summary judgment on retaliation claim but denying summary judgment on the equal protection 4 claim and qualified immunity on that claim); see also May 5, 2025 Order Regarding Defendants’ 5 Motion for Summary Judgment, dkt. no. 138 (granting summary judgment in favor of Defendants 6 on Plaintiff’s claims for injunctive and declaratory relief and denying summary judgment as to 7 equal protection claim for damages). 8 On March 19, 2024, Defendants disclosed Dr. Craig Lareau as their expert witness and 9 submitted his expert report. Dkt. no. 133-1 (Farley Decl.) ¶ 2 & Ex. 1 (“Report”). According to his 10 CV, Dr. Lareau is a Senior Psychologist-Supervisor at the California Board of Parole Hearings, 11 Forensic Assessment Division. Id. at CV, p. 2. Dr. Lareau provides two opinions: (1) “In a 12 review of the CRA at issue, there is no evidence of racial discrimination or religious 13 discrimination” (the “First Opinion”); and (2) “[u]pon review of the information that was available 14 to Dr. Goldstein at the time of the 2015 CRA, . . . Dr. Goldstein’s overall conclusion of high risk 15 was reasonable” (the “Second Opinion”). Id., Ex. 1 (Report) at p. 2. 16 Dr. Lareau explained that he offered the Second Opinion because while there was “no 17 overt racial and/or religious discrimination” in the 2015 CRA Report, “it is not possible to know 18 whether any person holds beliefs about others that are not overtly shared.” Id. at 4. As to 19 Plaintiff’s allegations that Defendants made discriminatory statements to him during the interview, 20 reflecting racial and religious animus, Dr. Lareau opined that it was “more likely that Mr. Gay 21 may not have been accurate in his description of events[,]” given that Dr. Goldstein’s supervisor 22 (co-defendant Amy Parsons) was also participating in the interview and Dr. Goldstein “would 23 have been disciplined for such conduct.” Id. 24 As to the Second Opinion, Dr. Lareau relied on an “extensive review” of the 2015 CRA 25 Report to determine whether its conclusion that Plaintiff was “high risk” was reasonable. Id. at 26 7-8. Dr. Lareau did not have access to the interview notes; rather, “the source of information 27 about what was said in the interview [was] the text of the CRA itself.” Id. Dr. Lareau opines Fortunately, this particular CRA was supervised in person by Dr. 1 Goldstein’s supervisor, Dr. Parsons, and was reviewed no more than 20 days after the interview; this serves as a source of corroboration 2 for the content of the interview, as Dr. Parsons had the responsibility of addressing any misinformation she would have recalled from the 3 recent interview. 4 Id. at 8. 5 In the Motion, Plaintiff asks the Court to exclude Dr. Lareau’s testimony and opinions on 6 the basis that they are inadmissible. He makes four primary arguments. First, he contends Dr. 7 Lareau’s opinions improperly invade the role of the jury and will not assist the trier of fact 8 because: 1) as to the First Opinion, “the jury is as well-equipped as Dr. Lareau to identify direct 9 discrimination and indirect discrimination” and “[a]n average juror can review the text of the 2015 10 CRA and determine whether it contains statements linking race or religion to violence[;]” and 2) 11 as to the Second Opinion, Dr. Lareau “merely repeats the factual assertions made in the CRA and 12 concludes that it was reasonable to find Mr. Gay a high risk[,]” a determination that is “well 13 within the jury’s competence.” Motion at 1, 4-5. As to both opinions, Plaintiff contends Dr. 14 Lareau offers no specialized knowledge or expert insight. Id. 15 Second, Plaintiff argues that the First Opinion should be excluded because Dr. Lareau is 16 not an expert on discrimination. Id. at 5-6. According to Plaintiff, Dr. Lareau admitted in his 17 deposition that he has “no specialized knowledge pertaining to discrimination.” Id. In particular, 18 Plaintiff points to deposition testimony offered by Dr. Lareau that “he has never been retained as 19 an expert in a racial or religious discrimination case,” id. at 6 (citing Lareau Dep. at 18:10-12); 20 that he “took law courses on discrimination and taught post doc fellows about bias but ‘wouldn’t 21 call it necessarily . . . training in racial discrimination[,]’” id. (citing Lareau Dep. at 27:9-21) and 22 that “[w]hile his professional responsibilities include supervising Comprehensive Risk 23 Assessments (CRAs) for clinical soundness, he is not trained or experienced in identifying 24 discrimination.” Id. (citing Lareau Dep. 18:1-12; 27:9-21).3 25 3 The deposition excerpts cited by Plaintiff are attached as Exhibit 2 to the Declaration of 26 Alexandra S. Farley in Support of Plaintiff’s Motion to Exclude Defendants’ Expert Dr. Craig Lareau and Strike Dr. Craig Lareau’s Declaration, dkt. no. 133 (“Farley Decl.”). In 27 addition, two pages that are missing from the excerpts attached to the Farley Declaration are 1 Third, Plaintiff argues that Dr. Lareau’s methodology is not sound for either opinion. Id. 2 at 6-8. With respect to the First Opinion, Plaintiff points to Dr. Lareau’s testimony that he 3 reviewed the 2015 CRA for evidence of “direct” and “indirect discrimination” but according to 4 Plaintiff, his methodology as to both was unsound. Id. at 6. In particular, as to direct 5 discrimination, Dr. Lareau testified that he “scann[ed] the Report for any explicit statement linking 6 Mr. Gay’s race or religion to the potential for violence” but Dr. Lareau “fail[ed] to even identify 7 which specific words he was looking for in his read of the Report that would have qualified as 8 evidence of direct discrimination.” Id. (citing Lareau Dep. at 63:19-64:9). Dr. Lareau’s 9 methodology was “even less rigorous” as to indirect discrimination, Plaintiff asserts, applying a 10 “you-know-it-when-you see-it” approach that he likened to identification of obscenity. Id. (citing 11 Lareau Dep. at 27:9-21, 64:10-13). Plaintiff contends “[t]his subjective standard—untethered to 12 any recognized principles, testing criteria, or replicable process—is precisely the kind of ipse dixit 13 reasoning that Daubert prohibits.” Id. (citing GPNE Corp. v. Apple, Inc., No. 12-CV-02885- 14 LHK, 2014 WL 1494247, at *5 (N.D. Cal. Apr. 16, 2014); Pecover v. Elec. Arts Inc., No. C 08- 15 2820 VRW, 2010 WL 8742757, at *7 (N.D. Cal. Dec. 21, 2010)). 16 Similarly, Plaintiff contends Dr. Lareau’s methodology falls short as to the Second 17 Opinion because “[r]ather than evaluating whether Dr. Goldstein followed appropriate procedures 18 in preparing the CRA, Dr. Lareau focused solely on whether the conclusions seemed reasonable.” 19 Id. at 7. To assess the reasonableness of Dr. Goldstein’s conclusions in the CRA, Plaintiff 20 contends, Dr. Lareau should have followed the procedures set forth in the California Parole 21 Hearing Process Handbook (“Handbook”), which “specifies that an individual preparing a CRA 22 should review a prisoner’s ‘prison record and criminal history,’ as well as interview the prisoner if 23 possible.” Id. (citing Handbook, available at https://www.cdcr.ca.gov/bph/wpcontent/ 24 uploads/sites/161/2025/03/CA-Parole-Hearing-Process-Handbook-For-Publication-03- 25 08-24-2.pdf, § 2.15). Plaintiff points out that Dr. Lareau did not interview Plaintiff and asserts 26 that Dr. Lareau “admitted that his conclusions assumed ‘the factual information in Doctor 27 1 Goldstein’s report was accurate.’ which he admitted was a ‘major caveat’ to his conclusions.” Id. 2 (citing Lareau Dep. at 34:25-35:2, Snow Supp. Decl., Ex. A). 3 Fourth, Plaintiff contends Dr. Lareau improperly attacks Plaintiff’s character, motive and 4 credibility in his report. Id. at 8 (citing Lareau Report at 4). In particular, Dr. Lareau states in his 5 report: It is acknowledged that there is a dispute about the content of the 6 questions asked in the interview. Drs. Goldstein and Parsons assert that no inappropriate questions were asked of Mr. Gay. Mr. Gay has 7 asserted in his complaint that the interview was rife with discriminatory animus and content. Although it is possible that Dr. 8 Goldstein could have risked his career to personally attack Mr. Gay with overt racial and religious discrimination during the interview (as 9 he would have been disciplined for such conduct, especially with his supervisor in the room), it may be more likely that Mr. Gay may have 10 not been accurate in his description of events. 11 Farley Decl., Ex. 1 (Lareau Report) at p. 4. Plaintiff asserts that it is “well-established that an 12 expert may not opine on a witness’s credibility.” Motion at 8 (citing Est. of Casillas v. City of 13 Fresno, No. 1:16-CV-1042 AWI-SAB, 2019 WL 586747, at *7 (E.D. Cal. Feb. 13, 2019)). 14 Because Dr. Lareau’s opinions concerning Plaintiff’s credibility have the potential to mislead the 15 jury, Plaintiff asserts, those opinions should be excluded. Id. at 9. 16 III. ANALYSIS 17 A. Legal Standards Under Rule 702 and Daubert 18 Under Rule 702 of the Federal Rules of Evidence, “before admitting expert testimony, ‘the 19 district court must perform a “gatekeeping role” [to] ensur[e] that the testimony is both “relevant” 20 and “reliable.” ’ ” United States v. Valencia-Lopez, 971 F.3d 891, 897–98 (9th Cir. 2020) (quoting 21 United States v. Ruvalcaba-Garcia, 923 F.3d 1183, 1188 (9th Cir. 2019) (citing Daubert v. 22 Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 597 (1993))). “This gatekeeping obligation 23 ‘applies to all (not just scientific) expert testimony.’” Id. (quoting United States v. Hermanek, 289 24 F.3d 1076, 1093 (9th Cir. 2002) (citing Kumho Tire Co. v. Carmichael, 526 U.S. 137, 147 (1999)). 25 Rule 702 provides that a witness may offer expert testimony if the following requirements 26 are met:
27 (a) the expert’s scientific, technical, or other specialized knowledge 1 (b) the testimony is based on sufficient facts or data;
2 (c) the testimony is the product of reliable principles and methods; and 3 (d) the expert has reliably applied the principles and methods to the 4 facts of the case. 5 Fed. R. Evid. 702. 6 In Daubert v. Merrell Dow Pharms., Inc., the Supreme Court “discussed several reliability 7 factors, including testing, peer review and publication, known or potential rate of error, and 8 general acceptance in the relevant scientific community.” Valencia-Lopez, 971 F.3d at 898 (citing 9 Daubert, 509 U.S. at 592–94). The reliability inquiry is flexible, however, and gives the district 10 court “ ‘broad latitude to determine’ what factors in Daubert, if any, are relevant to the reliability 11 determination.” Id. (quoting Estate of Barabin v. AstenJohnson, Inc., 740 F.3d 457, 463 (9th Cir. 12 2014) (en banc) (quoting Kumho Tire, 526 U.S. at 150)). But this broad latitude does not permit 13 the court to “abdicate completely its responsibility” to ensure that expert testimony is reliable. Id. 14 (quoting Elsayed Mukhtar v. Cal. State Univ., Hayward, 299 F.3d 1053, 1064 (9th Cir. 2002), 15 overruled on other grounds by Barabin, 740 F.3d 457). The Ninth Circuit has recognized that 16 where the reliability of an expert’s opinions is based on experience rather than science, the 17 reliability determination under Daubert “may be harder to apply[,]” but “any such difficulty 18 cannot simply lead to a ‘that goes to weight, not admissibility’ default[.]” 19 B. Admissibility of First Opinion 20 The Court finds that Dr. Lareau’s First Opinion – that there is no evidence of 21 discrimination in the 2015 CRA Report-- is inadmissible under Rule 702 and Daubert for several 22 reasons. 23 First and foremost, the question of whether the 2015 CRA Report contains content that is 24 directly or indirectly discriminatory is well within the understanding of the jury. Ward v. 25 Westland Plastics, Inc., 651 F.2d 1266, 1271 (9th Cir. 1980), (“the question whether gender was 26 the basis of differential treatment is not so technical as to require the aid of an expert to enlighten 27 the jury or court.”), disapproved on other grounds, Texas Dep't of Cmty. Affs. v. Burdine, 450 U.S. 1 (C.D. Cal. Nov. 13, 2006) (“The Court agrees with the propositions that no expert testimony is 2 neede[d] when the subject matter is within the common knowledge of the fact finder, United 3 States v. Christophe, 833 F.2d 1297, 1299 (9th Cir.1987), and that experts are generally not 4 allowed to testify as to whether particular conduct is discriminatory.”). Defendants’ attempt to 5 distinguish these cases on the basis that “Dr. Lareau is opining about the content of the report 6 prepared by Defendants, not the conduct of Plaintiff or Defendants[,]” Opposition at 2, is 7 unavailing because the 2015 CRA Report finding Plaintiff to be high-risk is, indeed, the 8 discriminatory conduct by Defendants upon which Plaintiff’s equal protection claim is based. 9 Furthermore, Dr. Lareau does not dispute that he is not an expert on the subject of 10 discrimination. And while Defendants point to Dr. Lareau’s “expertise with regard to preparing 11 risk assessments for inmates eligible for parole,” Opposition at 1-3, they do not explain how this 12 experience translates into expertise that will help the jury to understand the facts relevant to 13 whether the 2015 CRA Report is discriminatory that are beyond the understanding of the average 14 lay person. See Strandquist v. Washington State Dep't of Soc. & Health Servs., No. 3:23-CV- 15 05071-TMC, 2024 WL 4625337, at *6 (W.D. Wash. Oct. 30, 2024), reconsideration denied, No. 16 3:23-CV-05071-TMC, 2024 WL 4979859 (W.D. Wash. Dec. 4, 2024) (finding that expert 17 testimony did not satisfy Daubert where proponent did not “show a methodological nexus 18 between [proffered expert’s] experiences and conclusions”). Similarly, although Defendants 19 assert that Dr. Lareau’s “analysis went far beyond Plaintiff’s claimed ‘you know it when you see it 20 methodology[,]’” that is exactly the methodology that Dr. Lareau described in his deposition with 21 respect to whether the 2015 CRA Report was discriminatory. See Farley Decl., Ex. 2 (Lareau 22 Dep.) at 27: 18-21. Consequently, the Court finds that the First Opinion is inadmissible. 23 C. Admissibility of Second Opinion 24 Defendants offer the Second Opinion – that the conclusions of the 2015 CRA Report were 25 reasonable – to counter Plaintiff’s allegation that the high-risk finding was motivated by 26 discriminatory animus. The Court finds that this opinion is admissible under Rule 702 and 27 Daubert. 1 reasonableness of the conclusions reached in the 2015 CRA Report, Dr. Lareau would have 2 needed to have conducted his own independent review of the records that are required to be 3 reviewed, as set forth in the Handbook, in order to complete a CRA assessment. He further cites 4 deposition testimony he contends establishes that Dr. Lareau did not do so. In particular, he points 5 to Dr. Lareau’s testimony that he “assumed that everything written in the CRA by Goldstein in 6 2015 was accurate.” See Snow Supp. Decl., Ex. A (Lareau Dep.) at 35: 11-14 (emphasis added). 7 The Court has reviewed the cited deposition testimony, however, and concludes that Dr. 8 Lareau testified that he reviewed the same underlying evidence as Dr. Goldstein did. See id. at 34- 9 35. In particular, Dr. Lareau stated: “I also reviewed the information that was available to Doctor 10 Goldstein at the time he completed his report in 2015. And using that information performed my 11 own assessment . . . [to determine if I] would . . . have . . . if performing the evaluation with 12 similar information come to a similar conclusion.” Id. While it is true that Dr. Lareau also 13 testified that he assumed the underlying information available to Dr. Goldstein was “accurate,” 14 Plaintiff has not pointed to anything in the Handbook that suggests that Dr. Goldstein – and by 15 extension, Dr. Lareau – acted improperly in assuming that the prison records they both reviewed 16 to perform the evaluation were accurate. There also is no dispute that Dr. Lareau assumed that the 17 Report contained an accurate description of what occurred during the interview and did not 18 conduct his own interview of Plaintiff. However, so long as the jury is properly instructed that Dr. 19 Lareau’s opinions are based on that assumption – and that the jury must decide what actually 20 occurred in the interview—the Court finds that Dr. Lareau’s opinions are sufficiently reliable to 21 meet the requirements of Daubert and Rule 702. 22 D. Credibility Opinions 23 “An expert witness is not permitted to testify specifically to a witness’ credibility or to 24 testify in such a manner as to improperly buttress a witness’ credibility.” United States v. Candoli, 25 870 F.2d 496, 506 (9th Cir. 1989). Dr. Lareau’s opinion that Plaintiff “may have not been 26 accurate in his description of” what occurred during his interview with Dr. Goldstein and Ms. 27 Parsons falls squarely under that rule, no matter whether he states outright that Plaintiff lied or 1 supervisor (Ms. Parsons) in the interview may cast doubt on Plaintiff's version of what occurred, 2 || no expert testimony is required for the jury to understand that issue. Therefore, the Court finds 3 that Dr. Lareau’s credibility opinions are improper and inadmissible. 4 || Iv. CONCLUSION 5 For the reasons stated above, the Motion is GRANTED in part and DENIED in part. Dr. 6 || Lareau is precluded from offering the First Opinion at trial or offering the credibility opinions 7 || discussed above. He may offer the Second Opinion so long as the jury is properly instructed as to 8 || the assumption upon which that opinion is based. 9 IT IS SO ORDERED. 10 1] Dated: June 23, 2026 2 CZ JQSEPH C. SPERO 13 nited States Magistrate Judge
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