O'Guinn v. McDaniel

Court of Appeals for the Ninth Circuit·Decided September 5, 2007·No. 06-15972·Published

Opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

ROY ALAN O’GUINN,  Plaintiff-Appellant, v.

No. 06-15972

LOVELOCK CORRECTIONAL CENTER;

D.C. No.

NEVADA DEPARTMEN OF CORRECTIONS; NEVADA  CV-05-00007- DEPARTMENT OF CORRECTIONS ECR/VPC MEDICAL DIRECTOR; STATE OF OPINION NEVADA; JACKIE CRAWFORD; E. K. MCDANIEL, Defendants-Appellees.

Appeal from the United States District Court for the District of Nevada Edward C. Reed, Jr., District Judge, Presiding

Argued and Submitted

May 16, 2007—San Francisco, California

Filed September 5, 2007

Before: Cynthia Holcomb Hall, Diarmuid F. O’Scannlain, and Sandra S. Ikuta, Circuit Judges.

Opinion by Judge Ikuta

11531

O’GUINN v. LOVELOCK CORRECTIONAL CENTER 11535

COUNSEL

Brett W. Johnson, Rhonda Needham, Anne Bishop, Snell & Wilmer L.L.P., Phoenix, Arizona for the appellant.

Catherine Cortez Masto, Nevada Attorney General; Melanie A. Potter, Deputy Attorney General, Carson City, Nevada for the appellees.

OPINION

IKUTA, Circuit Judge:

Roy Allen O’Guinn is a Nevada state prisoner who has sued prison officials claiming they denied him accommodation and treatment for his mental illness. The district court dismissed the suit pursuant to the Prison Litigation Reform Act (“PLRA”), as amended, 42 U.S.C. § 1997e et seq., for O’Guinn’s failure to exhaust administrative remedies prior to filing suit. O’Guinn appealed. We have jurisdiction under 28 U.S.C. § 1291.

To resolve this appeal, we must decide whether the PLRA requires prisoners to exhaust available administrative reme-

11536 O’GUINN v. LOVELOCK CORRECTIONAL CENTER dies before bringing claims under the Americans With Disabilities Act (“ADA”) and the Rehabilitation Act. We hold that it does and therefore affirm the district court.

I

O’Guinn is a prisoner at Lovelock Correctional Center, a Nevada Department of Corrections (“NDOC”) prison. He has a history of mental illness, brain damage, and organic personality disorder, which in the past have required medical treatment .

On November 9, 2004, O’Guinn filed a complaint with the Department of Justice (“DOJ”) alleging ADA and Rehabilitation Act violations based on the prison’s alleged failure to provide adequate treatment for his mental disability. The complaint was filed on a form entitled “Title II of the Americans with Disabilities Act/Section 504 of the Rehabilitation Act of 1973 Complaint Form.” The DOJ sought and received authorization from O’Guinn to investigate these complaints. It is unclear from the record whether the DOJ took any further action.

After filing his complaint with the DOJ, O’Guinn filed a pro se complaint in federal district court against the Nevada Department of Corrections and several other defendants (collectively “Defendants”) on January 4, 2005. He used a pre- printed form, captioned “Civil Rights Complaint Pursuant to 42 U.S.C. § 1983.” He identified his single cause of action under count one as “Americans with Disabilities Act, 42 USC § 12101 et seq., and Rehabilitation Act 29 USC § 794 et seq.” The complaint does not include a cause of action under § 1983. Under the jurisdiction paragraph he again identified these statutes and added “Not a civil rights action except as may be covered in the above statutes.”

O’Guinn filed an amended complaint on January 13, 2005, again on NDOC’s pre-printed § 1983 complaint form. Instead

O’GUINN v. LOVELOCK CORRECTIONAL CENTER 11537 of leaving the default jurisdictional statement under § 1983, O’Guinn wrote “Different: Rehab Act Title 29 U.S.C. § 794 et seq., and Americans with Disabilities Act, Title 42 U.S.C. § 12101, et. seq.” As with the original complaint, O’Guinn listed only causes of action under the ADA and Rehabilitation Act. The district court sua sponte dismissed the amended complaint with leave to amend pursuant to 28 U.S.C. § 1915A, holding that O’Guinn had failed to plead his causes of action sufficiently.

On January 31, 2005, O’Guinn filed a second amended complaint, which is the operative complaint in this appeal. The second amended complaint, like the two prior complaints, used the form § 1983 complaint. As with the first two complaints , O’Guinn invoked federal jurisdiction based on the ADA and Rehabilitation Act, instead of on § 1983. He did not mention § 1983. The second amended complaint alleged that O’Guinn was denied participation in services, benefits, and programs solely on the basis of his disability and that he had been denied accommodations for his disability in violation of these statutes. O’Guinn attached his DOJ ADA/Rehabilitation Act complaint form to the second amended complaint. He also indicated that he had not exhausted the NDOC’s grievance procedures, stating: “Grievance not applicable to ADA/ Rehab Act and is not required under these acts.”

Defendants moved to dismiss the second amended complaint on several grounds, including O’Guinn’s failure to exhaust his administrative remedies. In response, O’Guinn argued that exhaustion was not required because prisoners bringing suit under the ADA do not have to exhaust prison remedies, and the NDOC’s own administrative grievance process , Administrative Regulation 740, prohibits grievances pertaining to federal law. He also argued that if there were a federal exhaustion requirement, he met it by filing his complaint with the DOJ.

In her recommendation to the district court on November 14, 2005, the magistrate judge determined that O’Guinn had 11538 O’GUINN v. LOVELOCK CORRECTIONAL CENTER filed his suit under § 1983 and had failed to exhaust administrative remedies before filing suit, as required by the PLRA. On March 27, 2006, the magistrate judge also determined, after an evidentiary hearing on the issue, that O’Guinn had failed to file NDOC grievances related to mental health treatment .

The district court adopted the magistrate’s recommendation on March 28, 2006. The district court noted O’Guinn’s argument that he exhausted his mental health treatment claims after he filed his lawsuit, but held that O’Guinn was required to file a new action to reflect this exhaustion. Accordingly, the district court dismissed O’Guinn’s suit without prejudice. O’Guinn filed a timely notice of appeal.

II

Dismissals based on a prisoner’s failure to exhaust remedies are reviewed de novo; factual findings are reviewed for clear error. See Wyatt v. Terhune, 315 F.3d 1108, 1117 (9th Cir. 2003). In ruling on a dismissal motion, a “court may look beyond the pleadings and decide disputed issues of fact. If the district court concludes that the prisoner has not exhausted nonjudicial remedies, the proper remedy is dismissal of the claim without prejudice.” Id. at 1120 (internal citation omitted ). We may affirm on any ground present in the record. See Sherman v. Harbin (In re Harbin), 486 F.3d 510, 520 (9th Cir. 2007).

III

O’Guinn’s key argument is that the PLRA does not require exhaustion of claims arising under the ADA or Rehabilitation Act.1 O’Guinn claims that the district court erred in character-

1 O’Guinn also argues that the district court should have allowed him to amend his complaint to reflect that he exhausted his administrative remedies after filing his second amended complaint. We squarely rejected this argument in McKinney v. Carey, 311 F.3d 1198 (9th Cir. 2002) (per curiam).

O’GUINN v. LOVELOCK CORRECTIONAL CENTER 11539 izing his second amended complaint as bringing § 1983 claims, rather than ADA and Rehabilitation Act claims, and then compounded this error by dismissing his claims for failure to exhaust administrative remedies. As explained below, we agree that O’Guinn pleaded claims under the ADA and Rehabilitation Act rather than under § 1983, but conclude that the PLRA requires administrative exhaustion of ADA and Rehabilitation Act claims.

A

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