Office of Lawyer Regulation v. Suzanne M. Smith

2013 WI 98, 841 N.W.2d 278, 351 Wis. 2d 368, 2013 WL 6500430, 2013 Wisc. LEXIS 479
CourtWisconsin Supreme Court
DecidedDecember 12, 2013
Docket2011AP002946-D
StatusPublished
Cited by1 cases

This text of 2013 WI 98 (Office of Lawyer Regulation v. Suzanne M. Smith) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Lawyer Regulation v. Suzanne M. Smith, 2013 WI 98, 841 N.W.2d 278, 351 Wis. 2d 368, 2013 WL 6500430, 2013 Wisc. LEXIS 479 (Wis. 2013).

Opinion

PER CURIAM.

¶ 1. Attorney Suzanne M. Smith appeals the report of Hannah C. Dugan, referee, recommending discipline of a six-month license suspension, the imposition of costs, and restitution to the State Public Defender's Office (SPD) in the amount of $112. The referee found that Attorney Smith committed 20 of the 22 charged counts of misconduct. Nine of these counts were the subject of a stipulation entered into by the parties and accepted by the referee shortly before the disciplinary hearing in this matter.

¶ 2. We adopt both the stipulated and the non-stipulated findings of fact and conclusions of law set forth in the referee's report. We conclude that the referee's reasoning with respect to discipline and restitution is persuasive. Accordingly, this court concludes that a six-month suspension of Attorney Smith's license to practice law in Wisconsin is an appropriate sanction for her violations. We further agree with the referee that Attorney Smith shall bear the costs of this disciplinary proceeding, which are $13,959.26 as of July 9, 2013, and shall reimburse the State Public Defender's Office in the amount of $112.

¶ 3. Attorney Smith was licensed to practice law in Wisconsin in 1995 and practices in Burlington. In 2009 Attorney Smith was publicly reprimanded for *374 misconduct in three separate matters. The misconduct generally consisted of failing to act with reasonable diligence and promptness in representing a client, failing to communicate appropriately with a client, failing to abide by a client's decisions concerning the objectives of representation, and failing to provide competent representation. Public Reprimand of Suzanne M. Smith, No. 2009-17.

¶ 4. On December 22, 2011, the OLR filed a complaint against Attorney Smith. The complaint, as later amended in May 2012, consisted of some 182 separately numbered paragraphs describing 22 counts of misconduct in connection with Attorney Smith's work on four matters. The complaint sought a six-month suspension of Attorney Smith's law license, as well as $112 in restitution to the SPD.

¶ 5. Attorney Smith filed answers to the complaint and the amended complaint in which she denied committing misconduct and requested the dismissal of the disciplinary action.

¶ 6. Shortly before the scheduled hearing, Attorney Smith entered into a partial stipulation in which she pled no contest to nine of the 22 charged counts of misconduct. The referee accepted the stipulation.

¶ 7. Following a two-day disciplinary hearing, the referee determined that the OLR had proven misconduct in 11 of the remaining 13 non-stipulated counts. The OLR does not appeal the dismissal of the two counts on which the referee found no misconduct; thus, these counts are not discussed herein.

¶ 8. The referee's report spans 45 single-spaced pages. The referee concluded that the record supported a total of 20 counts of misconduct. We do not repeat all *375 of the factual findings and legal conclusions made by the referee, and instead provide the following summary of the referee's report.

Mr. and Mrs. C. Matter (Counts 1 through 3)

¶ 9. Three counts of professional misconduct involve Attorney Smith's representation of Mrs. C. in a divorce action between Mr. and Mrs. C. As part of the divorce proceedings, on November 2, 2009, Mr. C. gave Attorney Smith a check for $309.84 made payable to Attorney Smith's trust account. Also on November 2, 2009, Attorney Smith received a federal tax refund check in the amount of $1,490.16 payable jointly to Mr. and Mrs. C. and endorsed by Mr. C. Attorney Smith was to deposit the funds from both checks into her trust account and pay a portion of Mr. and Mrs. C.'s 2008 real estate taxes from that account. However, the checks remained in Attorney Smith's desk drawer for several weeks; Attorney Smith did not deposit the $309.84 check into her trust account until December 31, 2009, and did not deposit the $1,490.16 check until January 19, 2010.

¶ 10. By April 2010 Attorney Smith still had not paid the designated trust account funds against Mr. and Mrs. C.'s 2008 real estate taxes. On April 20, 2010, Mr. C.'s attorney wrote to Attorney Smith to point out that the taxes remained unpaid. Attorney Smith did not respond.

¶ 11. Attorney Smith did not apply the funds toward Mr. and Mrs. C.'s 2008 real estate taxes until May 28, 2010. The delay in paying the taxes caused the county to assess $120 in additional interest and penalties against Mr. and Mrs. C.

*376 ¶ 12. Based on these facts, the referee determined that the following misconduct occurred:

• By failing to promptly deposit in her trust account the check from Mr. C. and the federal tax refund check payable jointly to Mr. and Mrs. C., Attorney Smith violated SCR 20:1.15(b)(1). 1
• By failing to promptly apply the funds at issue toward the 2008 property taxes owed by Mr. and Mrs. C., Attorney Smith violated SCR 20:1.15(d)(1). 2
• By ignoring the inquiry from Mr. C.'s attorney as to the status of the trust account funds and by failing to render any written accounting of the trust property when she distributed the funds to the county treasurer, Attorney Smith violated SCR 20:1.15(d)(2). 3

*377 T.H. Matter (Counts 4, 5, 6, and 8) 4

¶ 13. In August 2008 T.H. retained Attorney Smith to represent her in a post-adjudication matter in a paternity case. During the course of this representation, Attorney Smith did not timely respond to T.H.'s multiple requests for a bill. Attorney Smith also did not timely comply with the circuit court's instruction to prepare a final order reflecting the parties' eventual stipulation on all issues. T.H. informed Attorney Smith that due to Attorney Smith's delay in preparing a final order, T.H. was unable to prove her daughter's father's violations of certain terms of the custodial arrangement for her daughter. T.H. also asked Attorney Smith to send her a copy of the parties' signed stipulation; Attorney Smith never did so. When Attorney Smith eventually prepared a final bill for her work on T.H.'s case, the bill included an entry for attending and traveling to and from a circuit court hearing that Attorney Smith did not attend.

¶ 14. Based on these facts, the referee determined that the following misconduct occurred:

• By failing to timely prepare a final order implementing a stipulation of the parties, Attorney Smith violated SCR 20:1.3. 5
• By failing to timely provide her client with a copy of the stipulation signed by the parties as her client requested, Attorney Smith violated SCR 20:1.4(a)(4). 6
*378

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Office of Lawyer Regulation v. Raymond M. Clark
2016 WI 36 (Wisconsin Supreme Court, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
2013 WI 98, 841 N.W.2d 278, 351 Wis. 2d 368, 2013 WL 6500430, 2013 Wisc. LEXIS 479, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-lawyer-regulation-v-suzanne-m-smith-wis-2013.