Office of Lawyer Regulation v. Ernesto Chavez

2015 WI 39, 862 N.W.2d 142, 361 Wis. 2d 636, 2015 Wisc. LEXIS 168
CourtWisconsin Supreme Court
DecidedApril 17, 2015
Docket2014AP000569-D
StatusPublished
Cited by1 cases

This text of 2015 WI 39 (Office of Lawyer Regulation v. Ernesto Chavez) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Lawyer Regulation v. Ernesto Chavez, 2015 WI 39, 862 N.W.2d 142, 361 Wis. 2d 636, 2015 Wisc. LEXIS 168 (Wis. 2015).

Opinion

*640 PER CURIAM.

¶ 1. On November 25, 2014, the Honorable William Eich, the referee in this matter, issued a report recommending that Attorney Ernesto Chavez be declared in default and that his license to practice law in Wisconsin be suspended for a period of one year for 41 counts of professional misconduct. The referee also recommended that Attorney Chavez pay restitution to one client and to the Wisconsin Lawyers' Fund for Client Protection (Fund), which made payments to three other clients. The referee further recommended that Attorney Chavez be required to pay the full costs of this proceeding, which are $677.58 as of December 15, 2014.

*641 ¶ 2. We declare Attorney Chavez to be in default. We agree with the referee that Attorney Chavez's professional misconduct warrants a one-year license suspension. We also agree that Attorney Chavez should be ordered to make restitution and pay the full costs of this proceeding.

¶ 3. Attorney Chavez was admitted to practice law in Wisconsin in 2000. The address he has on file with the State Bar of Wisconsin is Madison, Wisconsin; however, it is the belief of the Office of Lawyer Regulation (OLR) that Attorney Chavez resides in the state of Washington.

¶ 4. In 2008, Attorney Chavez received a private reprimand in a civil rights case, in which he failed to keep his clients informed of the status or merits of their case and failed to respond to numerous requests for information. Private Reprimand No. 2008-34. On April 23, 2012, this court temporarily suspended Attorney Chavez's law license pursuant to SCR 22.03(4) for failure to cooperate in various OLR investigations concerning his conduct. In addition, his license is administratively suspended for failure to pay State Bar dues and failure to complete continuing legal education (CLE) requirements.

¶ 5. On March 13, 2014, the OLR filed a complaint against Attorney Chavez alleging 41 counts of misconduct with respect to his handling of nine client matters. Attorney Chavez was personally served with the complaint on April 18, 2014. He failed to file an answer. The OLR filed a motion for default judgment on June 24, 2014. Attorney Chavez was notified at both his home address and his last known professional address of a telephone hearing on the motion scheduled for October 6, 2014. Attorney Chavez failed to appear in any manner at the hearing. On November *642 13, 2014, the referee issued an order recommending that Attorney Chavez be found in default. As noted above, the formal referee's report followed on November 25, 2014.

¶ 6. The allegations in the OLR's complaint, which are discussed in detail in the referee's report, will not be extensively recited or repeated here. We will briefly summarize the incidents giving rise to the misconduct.

Representation of S.C. (Counts One through Four)

¶ 7. In April of 2009, S.C. and her husband hired Attorney Chavez to represent them in two appellate cases. S.C. paid Attorney Chavez $1,500. No written fee agreement was signed. Attorney Chavez placed the $1,500 advanced fee in a non-trust account. S.C. terminated Attorney Chavez's representation in November 2009. Attorney Chavez never returned S.C.'s files.

¶ 8. In April of 2010, Attorney Chavez executed a one-year diversion agreement with the OLR concerning a grievance S.C. had filed. In July of 2011, the OLR informed Attorney Chavez that he had breached the diversion agreement and that the OLR would continue investigating S.C.'s grievance.

¶ 9. The OLR's complaint alleged, and the referee found, that Attorney Chavez committed the following counts of misconduct with respect to his representation of S.C.:

[COUNT ONE] By failing to provide a written fee agreement to [S.C.] when she paid an advanced fee of $1,500 for his representation, Chavez violated SCR 20:1.5(b)(l) and (2). 1
*643 [COUNT TWO] Upon receipt of $1,500, specifically in anticipation of providing legal representation to [S.C.], by failing to deposit those funds into his trust account, instead admittedly depositing the funds into his general account, and with no evidence that he intended to utilize the alternative fee placement measures permitted under SCR 20:1.15(b)(4m), Chavez violated SCR 20:1.15(b)(4). 2
[COUNT THREE] By failing to return [S.C.'s] files to her, Chavez violated SCR 20:1.16(d). 3
*644 [COUNT FOUR] By failing to respond to OLR, Chavez violated SCR 22.03(2) and (6), 4 enforceable via SCR 20:8.4(h). 5

Representation of G.N. and G.S. (Counts Five through Ten)

¶ 10. In January of 2010, G.N. paid Attorney Chavez $5,000 to represent her brother, G.S., in post-conviction proceedings. Attorney Chavez deposited the money into his business account. Attorney Chavez made various false statements to G.N. and to G.S.'s wife, including that he had ordered transcripts, that he had contacted a social worker at G.S.'s prison to schedule a visit, and that he had drafted a brief.

*645 ¶ 11. In April of 2011, G.N. wrote to Attorney Chavez asking him to refund the $5,000. Attorney Chavez told G.N. that he would send her the brief but would refund the money if she did not approve of the brief. Attorney Chavez never sent G.N. a brief, nor did he refund any money. In September of 2012, the Fund paid $5,000 to G.N. as reimbursement for her legal fees.

¶ 12. The OLR's complaint alleged, and the referee found, that Attorney Chavez committed the following counts of misconduct with respect to his representation of G.N. and G.S.:

[COUNT FIVE] By failing to order any transcripts or take any post-conviction action on [G.S.'s] behalf, Chavez violated SCR 20:1.3. 6
[COUNT SIX] Having accepted $5,000 from [G.N.] to pursue post-conviction proceedings, and in the absence of any evidence of having prepared any motions or documents on behalf of [G.S.], Chavez violated SCR 20:1.5(a). 7
[COUNT SEVEN] By failing to return any of [G.N.'s] money, after admitting she was entitled to at least a partial refund, Chavez violated SCR 20:1.16(d).
*646

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Bluebook (online)
2015 WI 39, 862 N.W.2d 142, 361 Wis. 2d 636, 2015 Wisc. LEXIS 168, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-lawyer-regulation-v-ernesto-chavez-wis-2015.