Office of Disciplinary Counsel v. Silver

73 Pa. D. & C.4th 559, 2005 Pa. LEXIS 3308
CourtSupreme Court of Pennsylvania
DecidedJanuary 7, 2005
DocketDisciplinary Board Docket no. 56 D.B., 178 D.B. 2003
StatusPublished

This text of 73 Pa. D. & C.4th 559 (Office of Disciplinary Counsel v. Silver) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Disciplinary Counsel v. Silver, 73 Pa. D. & C.4th 559, 2005 Pa. LEXIS 3308 (Pa. 2005).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

GEPHART, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

On April 29, 2003, a petition for discipline at no. 56 D.B. 2003 was filed by Office of Disciplinary Counsel against respondent, Gary Scott Silver. The petition charged respondent with commingling non-fiduciary funds with funds in his law firm’s trust account, failing to hold client funds inviolate, failing to maintain complete records of client and third-party funds for a period of five years after termination of representation, and fail[561]*561ing to promptly deliver to his client the funds he was entitled to receive.

On November 20,2003, a petition for discipline at no. 178 D.B. 2003 was filed against respondent charging him with sending an ex parte communication to a court of common pleas judge, and failing to comply with three orders issued by the same judge.

Respondent filed an answer to petition for discipline at no. 178 D.B. 2003 on December 11, 2003. By Disciplinary Board order of January 29, 2004, the petitions for discipline were consolidated for hearing before Hearing Committee 1.19.

A disciplinary hearing was held on May 5, 2004, before Hearing Committee 1.19 comprised of Chair John Edward Quinn, Esquire and Members Edward C. Toole Jr., Esquire, and Steven M. Steingard, Esquire. Respondent was represented by Samuel C. Stretton, Esquire. At the hearing, Disciplinary Counsel withdrew charges in petition 56 D.B. 2003 relating to alleged violations by respondent ofR.P.C. 1.4(a) and 1.5(c). Subsequently, in its brief to the Hearing Committee, Disciplinary Counsel concluded that respondent did not violate R.P.C. 8.4(c).

Following the submission of briefs by the parties, the Hearing Committee filed a report on October 13, 2004, finding that respondent committed violations of the Rules of Professional Conduct and recommending that respondent receive a public censure with 12 months of probation.

This matter was adjudicated by the Disciplinary Board at the meeting of November 17, 2004.

[562]*562II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, whose principal office is located at Suite 1400,200 North Third Street, Harrisburg, Pennsylvania, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of said rules.

(2) Respondent, Gary Scott Silver, was bom in 1961 and was admitted to practice law in the Commonwealth of Pennsylvania in 1991. His office is located at 2000 Market Street, Suite 2925, Philadelphia, PA 19103.

(3) Respondent is subject to the disciplinary jurisdiction of the Disciplinary Board of the Supreme Court of Pennsylvania.

(4) Respondent has a prior record of discipline consisting of two informal admonitions administered in 2001, and a private reprimand administered in 2002.

(5) At all times relevant, the former law firm of Silver & DiVergilis had a trust account titled “Silver Di Vergilis & Marrone attorney trust account” maintained at CoreStates Bank. Respondent was the attorney bearing the primary responsibility for handling the trust account for the firm.

(6) Respondent made the following deposits of cash or checks into the trust account:

[563]*563(a) On October 13, 1998, respondent deposited three checks issued by the City of Philadelphia in the amounts of $400, $400 and $500, made payable to James DiVergilis;

(b) On October 7,1998, respondent deposited a check for $2,471.30 made payable to him for work he performed for Michael Forbes, Esquire;

(c) On December 8, 1998, respondent deposited a check for $2,748.35 made payable to him for additional work he performed for Mr. Forbes;

(d) On December 18,1998, respondent deposited $700 in cash;

(e) On January 12,1999, respondent deposited a check for $404.29 issued by the Department of the Treasury, State of New Jersey, and made payable to: James J. DiVergilis, Esq.

(7) On September 1, 1998, respondent deposited $23,918.56 into the trust account, $22,432.56 of which was entrusted to him on behalf of Nicholas Fiolo Sr., Nicholas Fiolo Jr., and Michael Fiolo.

(8) On September 29, 1998, respondent issued three checks each in the amount of $7,477.52, made payable respectively to Nicholas Fiolo Sr., Nicholas Fiolo Jr., and Michael Fiolo.

(9) The checks respondent issued to Nicholas Fiolo Jr. and Michael Fiolo were negotiated in early October 1998.

(10) On December 29, 1998, Nicholas Fiolo Sr., presented the check for deposit and the deposit was returned because of insufficient funds.

[564]*564(11) On December 29, 1998, First Union sent a dishonored check notice for the check to the Lawyers Fund for Client Security, which advised that an overdraft had occurred in the trust account.

(12) By letter to respondent dated January 12, 1999, Kathryn J. Pifer, the executive director of the fund:

(a) Enclosed a copy of the dishonored check notice;

(b) requested from respondent, within seven business days of receipt of the letter, a written documented explanation as to why the overdraft had occurred;

(c) stated that in the event the overdraft was caused solely by bank error, respondent was required to submit a written acknowledgment from the bank specifying the nature of the error;

(d) requested, in the event the overdraft was not caused solely by bank error, that his response show the number, date, amount, payee, client name, maker of each check and a copy of the client ledger sheet for each client matter;

(e) requested a copy of his monthly trust account bank statements for the last three months;

(f) requested, in the event that funds had been deposited or transferred to cover the overdraft, that he provide a copy of the dated deposit slip, credit memo or bank statement, together with a full description of the funds comprising that deposit;

(g) stated that if funds had not been deposited or transferred to cover the overdraft, an explanation would be necessary; and

[565]*565(h) informed respondent that if he failed to timely respond to her letter or his explanation was determined by the fund to be unsatisfactory, the matter would be referred to the Disciplinary Board.

(13) Respondent received this letter.

(14) On January 21, 1999, respondent telephoned the fund and advised that the fund would receive his response no later than January 29, 1999.

(15) By certified letter dated February 3,1999, received by respondent on February 5, 1999, Ms.

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Office of Disciplinary Counsel v. Grigsby
425 A.2d 730 (Supreme Court of Pennsylvania, 1981)

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