Office of Disciplinary Counsel v. Buffington

79 Pa. D. & C.4th 213
CourtSupreme Court of Pennsylvania
DecidedJune 22, 2005
DocketDisciplinary Board Docket no. 45 D.B. 2004
StatusPublished

This text of 79 Pa. D. & C.4th 213 (Office of Disciplinary Counsel v. Buffington) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Disciplinary Counsel v. Buffington, 79 Pa. D. & C.4th 213 (Pa. 2005).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

GENTILE, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

On March 23, 2004, Office of Disciplinary Counsel filed a petition for discipline against John V. Buffington, respondent. The petition charged respondent with multiple violations of the Rules of Professional Conduct for the unauthorized practice of law. Respondent filed an answer to petition on April 30, 2004.

A disciplinary hearing was held on September 21, 2004, before Hearing Committee 1.07 comprised of Chair Earl M. Forte, Esquire, and Members Lawrence A. Cabanel, Esquire and Patricia Furlong, Esquire. Respondent appeared pro se.

The committee filed a report on February 25, 2005, finding that respondent engaged in ethical misconduct and recommending that he be suspended for a period of six months.

Petitioner filed a brief on exceptions on March 14, 2005.

[215]*215This matter was adjudicated by the Disciplinary Board at the meeting of May 18, 2005.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, Office of Disciplinary Counsel, whose principal office is situated at Suite 1400,200 North Third Street, Harrisburg, Pennsylvania 17101, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and duty to investigate all matters involving alleged misconduct of any attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of said rules.

(2) Respondent, John V. Buffington, was bom in 1947 and was admitted to practice law in the Commonwealth in 1979. He resides at 4730 Oakland St., Philadelphia PA 19124. He is subject to the disciplinary jurisdiction of the Disciplinary Board of the Supreme Court.

(3) Respondent has no prior history of discipline.

(4) In 1996 respondent applied to sit as an arbitrator in the Philadelphia Court of Common Pleas, pursuant to the Philadelphia Local Rules of Civil Procedure, by filling out and signing an application for initial certification as arbitration panelist, which included the following language:

“I hereby certify that I have been admitted to the bar of the court for one year, have tried at least one case in any forum in Pennsylvania, am currently engaged in the [216]*216active practice of law, and maintain my principal office in Philadelphia.

“If my status is changed in regard to any of the above, I will immediately contact the Court of Common Pleas, Arbitration Center, and ask that my name be removed from the certified list of arbitrators.”

(5) By order of the Supreme Court of Pennsylvania dated July 22,1999, respondent was transferred to inactive status effective August 21,1999, for failure to comply with the Pennsylvania Rules for Continuing Legal Education (CLE) requirements.

(6) By certified letter dated July 22, 1999, signed for by respondent on July 24,1999, Elaine M. Bixler, secretary of the board, forwarded to respondent a copy of that order, a notice from the CLE Board, copies of Pa.R.D.E. 217 and applicable Disciplinary Board Rules, forms for notice to clients and others, and statement of compliance.

(7) Respondent failed to file with the board a statement of compliance with Pa.R.D.E. 217.

(8) Respondent continued to practice law after his transfer to inactive status, including representation of clients, as follows:

(a) Louis Rodolico: correspondence concerning City of Philadelphia tax matter, 2001; real estate closing, 2003.

(b) Stacia Friedman: preparation and videotaping of execution of power of attorney for Celia Friedman, 2001; preparation and videotaping of execution of will for Celia Friedman, 2003; advice in related matter, 2002-2003; and

[217]*217(c) Stephen E. Heyer: appearance in Chester County Domestic Relations Court, 2003; advice concerning IRS matter, 2003.

(9) Respondent failed to notify the Arbitration Center in Philadelphia County of his transfer to inactive status and consequent inability to serve as an arbitrator.

(10) Respondent continued to serve as an arbitrator several times a year after his transfer to inactive status and continuing through October 2003.

(11) Respondent continued to list himself as an attorney in telephone directories for each year that he was on inactive status, including the Verizon White Pages and the Philadelphia Legal Directory, continuing through the 2004 publication. His name was contained in a link on his wife’s website, although that link was not extant at the time respondent was placed on inactive status.

(12) Although respondent took no affirmative steps to remove his listing from the Verizon White Pages, he did not take any action to renew or begin any form of advertising subsequent to his inactive status.

(13) In June 2002, respondent sent to the Disciplinary Board his PA Attorney’s Annual Fee F orm for 2002-2003 and his check in the amount of $175 for the fee.

(14) By letter dated June 28, 2002, Suzanne E. Price, Attorney Registrar, returned the check to respondent, notified him that the CLE Board had not certified his compliance with the CLE Board Rules and Regulations, and notified respondent that “[practicing law while on [218]*218inactive status violated the Rules of Professional Conduct.”

(15) Respondent currently remains on inactive status. He is engaged in the business of managing real estate and has no present plans to return to the practice of law.

(16) Respondent explained his actions in the three legal matters listed above as follows:

(a) He acted as an attomey-in-fact at a real estate closing for the purchaser, Louis Rodolico, a long-term friend who was out of town and unable to attend the closing. Respondent brought a power-of-attomey to the closing and signed closing documents.

(b) He represented Stephen Heyer, his tenant and former divorce client, in a contempt proceeding for back support after Mr. Heyer came to him the day before the scheduled hearing in a “panic” and claimed financial difficulties.

(c) Stacia Friedman asked for respondent’s assistance in the preparation of a power of attorney in connection with prior estate work he had performed for her. Ms. Freidman continued to seek respondent’s advice concerning her mother based on respondent’s experience caring for his mother-in-law who suffered from Alzheimer’s disease.

(17) Respondent did not advise these three clients that he was unable to perform legal work for them due to his inactive status.

III. CONCLUSIONS OF LAW

By his conduct as set forth above, respondent violated the following Rules of Professional Conduct:

[219]*219(1) R.P.C.

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