Office of Disciplinary Counsel v. Anonymous

69 Pa. D. & C.4th 211
CourtSupreme Court of Pennsylvania
DecidedFebruary 3, 2004
DocketDisciplinary Board Docket no. 77 D.B. 2001
StatusPublished

This text of 69 Pa. D. & C.4th 211 (Office of Disciplinary Counsel v. Anonymous) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Disciplinary Counsel v. Anonymous, 69 Pa. D. & C.4th 211 (Pa. 2004).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

BROWN, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

On May 29, 2001, petitioner, Office of Disciplinary Counsel, filed a petition for discipline against respondent, [ ]. The petition charged respondent with violations of the Rules of Disciplinary Enforcement and Rules of Professional Conduct as a result of his failure to comply with a condition attached to an informal admonition.

A disciplinary hearing was held on January 16, 2002, with continued hearings held on June 19,2002 and September 24, 2002, before Hearing Committee [ ] comprised of Chair [ ], Esquire, Member [ ], Esquire, and [213]*213Alternate Member [ ], Esquire. Respondent was represented by [ ], Esquire at the hearings.

The Hearing Committee filed a report on July 28, 2003, and recommended that respondent be suspended for a period of six months, with the suspension stayed in its entirety, and that he be placed on two years of probation.

This matter was adjudicated by the Disciplinary Board at the meeting of August 26, 2003.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, whose principal office is located at Suite 1400, 200 North Third Street, Harrisburg, PA 17101, is invested, pursuant to the Rules of Disciplinary Enforcement, with the power and duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) Respondent was born in 1949 and was admitted to practice law in Pennsylvania in 1982. His registration address is [ ]. He is subject to the jurisdiction of the Disciplinary Board of the Supreme Court of Pennsylvania.

(3) In accordance with Rules 208(a)(2) and (3), Pa.R.D.E., it was determined that respondent should receive an informal admonition with an attached condition as a result of misconduct involving a client.

[214]*214(4) By letter dated February 13,2001, respondent was directed to appear before Chief Disciplinary Counsel on March 12, 2001, to receive the informal admonition.

(5) The condition of providing the complainant with both an accounting of his time and a refund of any unearned fee was to be satisfied prior to the administration of the informal admonition.

(6) Chief Disciplinary Counsel’s notice further informed respondent that, pursuant to Rule 208(a)(6), Pa.R.D.E., respondent had 20 days to demand, as a right, that a formal proceeding be initiated against him and that in the event of such demand, respondent need not appear for the administration of the informal admonition.

(7) On February 16, 2001, Chief Disciplinary Counsel’s letter was personally served on respondent.

(8) Respondent did not demand formal proceedings and is conclusively deemed to have violated the Rules of Professional Conduct set forth in the February 13,2001 letter from Chief Disciplinary Counsel.

(9) On March 12,2001, the day set for the administration of the informal admonition, respondent appeared as he was previously directed.

(10) Because respondent had not complied with the condition attached to the informal admonition, respondent requested, and Chief Disciplinary Counsel agreed, to postpone the informal admonition for 30 days.

(11) By letter dated March 12, 2001, respondent was directed by Chief Disciplinary Counsel to provide proof of his compliance with the condition within 30 days of the date of the letter.

[215]*215(12) The letter of March 12,2001, was sent by regular mail to respondent’s attorney registration address and was not returned.

(13) By letter dated April 17, 2001, Chief Disciplinary Counsel informed respondent that, as he had not yet complied with the condition, respondent was being given an additional 20 days from the date of the letter to comply, and if there was no compliance, formal charges would be commenced.

(14) The letter of April 17, 2001, was sent by regular mail and was not returned.

(15) Respondent did not respond to Chief Disciplinary Counsel’s April 17, 2001 letter.

(16) Respondent did not refund any money to his client nor did respondent account for his time during the representation so as to justify retention of the funds as payment.

(17) Respondent’s client made a claim to the Lawyer’s Fund for Client Security. The fund adjudicated the claim and reimbursed the client $3,000, which was the full amount owed.

(18) Respondent subsequently reimbursed the Pennsylvania Lawyer’s Fund for Client Security. No additional monies are owed.

(19) Respondent admitted that he ignored his duties to his client, the court and the profession by failing to fulfill the conditions attached to the informal admonition.

(20) Respondent does not have a good recollection of his reasons for failing to respond to Chief Disciplinary [216]*216Counsel’s letter and failing to fulfill the conditions, other than he put the notices aside and simply did not remember.

(21) Respondent began treating with Dr. [A], aboard-certified psychiatrist, in September 2001. He was feeling depressed and was unable to cope with those feelings.

(22) Respondent is currently being treated for depressive illness by Dr. [A].

(23) Respondent’s treatment consists of the anti-depressant medication Zoloft, with supporting psychotherapy sessions on a monthly basis.

(24) Respondent had been feeling depressed starting late in 2000. He experienced sadness, emotional distance from his family, lack of pleasure, and suicidal ideation.

(25) Respondent was evaluated by [B] M.D., a board-certified psychiatrist, who by deposition proffered an opinion to the Hearing Committee.

(26) Dr. [B] opined that respondent developed symptoms of a major depressive disorder late in the year 2000.

(27) Dr. [B] further opined that respondent’s depressive state was a significant contributing factor to his misconduct in 2001.

(28) Dr. [B] did admit on cross-examination that the degree of respondent’s non-responsiveness to disciplinary proceedings was extreme. He stated that, in his opinion, while depression is associated with a lack of motivation or interest, the extent of respondent’s reluctance to participate in a serious set of charges and hearings was extreme.

[217]*217(29) Dr. [B] further admitted on cross-examination that he was unaware of respondent’s prior disciplinary history, most notably the failure to appear at a private reprimand, which resulted in a public censure in 1990.

(30) Dr. [B] opined that respondent needs to continue with his treatment program and that he would benefit from having someone monitor his ongoing treatment, but his overall prognosis is positive.

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Related

Office of Disciplinary Counsel v. Braun
553 A.2d 894 (Supreme Court of Pennsylvania, 1989)
State v. Hendrickson
533 A.2d 894 (Connecticut Appellate Court, 1987)

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69 Pa. D. & C.4th 211, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-disciplinary-counsel-v-anonymous-pa-2004.