of Arguello

2019 COA 20
CourtColorado Court of Appeals
DecidedFebruary 7, 2019
Docket18CA0548, Interest
StatusPublished

This text of 2019 COA 20 (of Arguello) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
of Arguello, 2019 COA 20 (Colo. Ct. App. 2019).

Opinion

The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.

SUMMARY February 7, 2019

2019COA20

No. 18CA0548, Interest of Arguello — Probate — Persons Under Disability — Guardianship of Incapacitated Person — Judicial Appointment of Guardian

In this adult guardianship case, a division of the court of

appeals holds, as a matter of first impression, that all prospective

guardians must undergo the statutory vetting process set forth in

sections 15-14-304 and 15-14-305, C.R.S. 2018, before

appointment may occur. The division concludes that the trial court

erred in sua sponte appointing a guardian who did not go through

this process. The division further concludes that the trial court did

not abuse its discretion in rejecting a proposed guardian based on a

potential conflict of interest between the proposed guardian and her

employer and, therefore, does not address whether the proposed guardian has a statutory conflict of interest precluding her

appointment under section 15-14-310(4) and (5), C.R.S. 2018. The

division affirms in part, reverses in part, and remands for further

proceedings under sections 15-14-304 and -305.

The dissent concludes that section 15-14-310(4) and (5)

provides the only basis for denying guardianship based on a conflict

of interest. It would vacate the trial court’s order and remand for

the trial court to either identify reasons, other than a conflict of

interest, that disqualify the proposed guardian or appoint the

proposed guardian as guardian. COLORADO COURT OF APPEALS 2019COA20

Court of Appeals No. 18CA0548 Pueblo County District Court No. 16PR215 Honorable Allison P. Ernst, Judge

In re the Interest of Louis “Barney” Arguello, protected person, and the Arc of Pueblo,

Respondents-Appellees,

v.

Fe Ana Baslick and Colorado Bluesky Enterprises, Inc.,

Petitioners-Appellants.

ORDER AFFIRMED IN PART, REVERSED IN PART, AND CASE REMANDED WITH DIRECTIONS

Division III Opinion by JUDGE FREYRE Román, J., concurs Webb, J., concurs in part and dissents in part

Announced February 7, 2019

Linda L. McMillan, BuxmanKwitek, P.C., Pueblo, Colorado, for Petitioners- Appellants

Melinda Badgley, Guardian Ad Litem

William J. Ballas, Pueblo, Colorado, for Respondents-Appellees ¶1 This is an adult guardianship appointment case where a

prospective guardian, Fe Ana Balsick, and her employer, Colorado

Bluesky Enterprises, Inc., appeal the district court’s order sua

sponte appointing the Arc of Pueblo (ARC) as the permanent

guardian for Louis “Barney” Arguello, the incapacitated person. We

are asked to answer a novel question: Must the district court

appoint a court visitor and follow the statutory vetting procedures

outlined in sections 15-14-304 and -305, C.R.S. 2018, before it can

appoint a guardian for an incapacitated person? We answer that

question “yes.” We hold that the court is required to appoint a

visitor for every petition for guardianship filed and that all

prospective guardians must undergo the statutorily mandated

process outlined in sections 15-14-304 and -305 before the court

can appoint a guardian. Because the ARC was not subjected to this

statutory vetting process, we reverse the court’s order and remand

for further proceedings.

I. Background

¶2 Mr. Arguello, an adult resident of Pueblo, suffers from

dementia, developmental disability, and mental health illness. He

has spent most of his life with his parents in Denver. He moved to

1 Pueblo sixteen years ago with his sister, Lynn Quintana, after his

mother died.

¶3 Mr. Arguello receives services from Pueblo Community

Resources (PCR), where Nora McAuliff supervises his care. He lives

in a host home with a caregiver he has known for many years. In

2016, the court appointed Ms. Balsick to be an emergency guardian

when medical decisions needed to be made and family was

unavailable. 1 Soon thereafter, several persons petitioned the court

to be appointed permanent guardian.

¶4 Petitioner McAuliff initially nominated Ms. Balsick as sole

guardian and later nominated Mr. Arguello’s older sister, Adele

Uballe, who lives in Pueblo, to be co-guardian with Ms. Balsick.

Ms. Quintana and her daughter, Tammy Gonzalez, also petitioned

the court to be Mr. Arguello’s co-guardians. They both live in

Denver and planned to move Mr. Arguello to Denver if appointed.

¶5 The court appointed court visitor Julie Thompson-Polk to

prepare a visitor’s report concerning all prospective guardians, and

it set the matter for a hearing. Ms. Thompson-Polk prepared three

——————————————————————— 1 Ms. Quintana and her husband moved back to Denver in 2016.

2 reports. The first report investigated and considered the

appointment of Ms. Balsick as sole guardian. It did not recommend

Ms. Balsick’s appointment because of her employment with Bluesky

and the existence of a potential conflict of interest under section 15-

13-310(4), C.R.S. 2018 (precluding a long-term care provider from

also serving as a guardian). A first amended report also

investigated and considered the appointment of Ms. Quintana and

Ms. Gonzalez as co-guardians. The amended report expressed

concerns about Mr. Arguello living with Ms. Quintana and Ms.

Gonzalez and being moved to Denver. A second amended report

investigated and considered the proposed co-guardianship of Ms.

Balsick and Ms. Uballe and repeated the potential conflict concerns

about Bluesky and Ms. Balsick.

¶6 After several hearings, the court found that Ms. Quintana and

Ms. Gonzalez were not suited to be co-guardians because a move to

Denver would not be in Mr. Arguello’s best interests. As well, the

court found that Ms. Uballe would not be a suitable guardian due

to her physical limitations, her advanced age, and her distant

relationship with Mr. Arguello. Finally, the court found that Ms.

Balsick would not be a suitable guardian because she was

3 employed by Bluesky, which also served as Mr. Arguello’s long-term

care provider, as defined in section 15-13-310(4), C.R.S. 2018, of

the Colorado Uniform Guardianship and Protective Proceedings Act

(CUGPPA). The court concluded that a conflict of interest precluded

Ms. Balsik’s appointment because she could potentially be required

to choose between Mr. Arguello’s best interests and those of her

employer, Bluesky.

¶7 Finding no suitable guardian from among the petitioners, the

court sua sponte appointed ARC, for good cause, because (1) ARC

does not provide long-term care or case management services for

individuals and, thus, would have no conflict of interest; and (2) the

court was aware that ARC serves as guardian for many other

individuals with developmental disabilities in Pueblo County.

¶8 Bluesky and Ms. Balsick moved for reconsideration,

contending that (1) the court erred in finding that Bluesky was a

long-term care provider as defined by the statute and (2) ARC was

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Bluebook (online)
2019 COA 20, Counsel Stack Legal Research, https://law.counselstack.com/opinion/of-arguello-coloctapp-2019.