O'Connor v. Smith

49 Ill. Ct. Cl. 153, 1996 Ill. Ct. Cl. LEXIS 44
CourtCourt of Claims of Illinois
DecidedMarch 8, 1996
DocketNo. 94-CC-3084
StatusPublished
Cited by3 cases

This text of 49 Ill. Ct. Cl. 153 (O'Connor v. Smith) is published on Counsel Stack Legal Research, covering Court of Claims of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'Connor v. Smith, 49 Ill. Ct. Cl. 153, 1996 Ill. Ct. Cl. LEXIS 44 (Ill. Super. Ct. 1996).

Opinions

OPINION

Epstein, J.

This is a libel action by one State official against another. This intergovernmental libel claim is before us on the Respondents’ misdesignated section 2 — 615 motion to dismiss which asserts, alternatively, the defenses of absolute privilege and qualified privilege of public officials for intergovernmental communications within the scope of their official duties. Without objection by, nor prejudice to, the Claimant, Respondents’ motion is treated as a section 2 — 619 motion. For this purpose the well pleaded facts alleged in the complaint must be taken as true.1

Also before us is the question of this Court’s subject matter jurisdiction over the count I claim against Respondent Smith, individually, who is there sued personally and not in his official capacity. This issue was raised by the Court sua sponte and was supplementarily briefed.

The Allegations of the Complaint

Claimant O’Connor is the chief of the Illinois State Water Survey (Water Survey), which is situated on the University of Illinois’ Urbana campus, but is actually a division of the Illinois Department of .Energy and Natural Resources (DENR) and not part of the University, a fact not universally known on campus. Claimant brought this libel claim against an associate chancellor of the University individually (count I) and, under respondeat superior, against the University (count II). Respondent Joseph H. Smith (Smith) is the university’s Associate Chancellor and Director of Affirmative Action and is the alleged tortfeasor.

The complaint alleges that Claimant was libeled by a letter that Smith wrote and published to two other officials: (1) DENR Director John S. Moore, Claimant’s superior in the State government hierarchy, to whom Smith’s letter was addressed, and (2) Chancellor Morton Weir; Smith’s superior in the university hierarchy, to whom the letter was copied.2

The subject of Smith’s letter was a series of complaints against Chief O’Connor that were purportedly made by (or on behalf of) Water Survey employees and that alleged various discriminatory acts by O’Connor. The complaints had been mistakenly submitted to Associate Chancellor Smith, although he and the University have no jurisdiction to investigate or act upon employment matters at the Water Survey. The letter’s ostensive purpose was to forward the discrimination complaints to the DENR director, who has jurisdiction over O’Connor, and to urge action. Smith’s letter urged “prompt action to resolve this troublesome situation.”

The complaint alleges malice by Associate Chancellor Smith and, more or less, that his letter endorsed the substance of the discrimination complaints. The complaint specifically alleges the following excerpts from Smith’s letter to be “false, defamatoiy and libelous” (par. 3) and that he published them with reckless disregard as to whether they were true or false” (par. 5):

“Suffice it to say, that there is a pattern of behavior which on its face is discriminatory against staff members of foreign background and, in this instance, are also people of color.
6 0 0
Harassment and intimidation are the means by which staff members have had their well-being threatened and compromised by Chief O’Connor, according to those directly affected as well as those associated with him.”

O’Connor alleges that Smith’s letter resulted in his placement on a lengthy administrative leave and loss of various employment benefits.

The Parties’ Contentions

Respondents assert absolute immunity, as a matter of common law, based on Respondent Smith’s status as a public official, for communications made by him within the scope of his official duties, relying on Blair v. Walker (1976), 64 Ill. 2d 1, 349 N.E.2d 385 and its progeny; Respondents claim that the letter was a proper intergovernmental communication reasonably related to Smiths duties. Respondents alternatively argue that if absolute privilege does not apply, then qualified (conditional) privilege applies here, based on the elements set forth in Edwards by Phillips v. University of Chicago Hospitals and Clinics (1985), 137 Ill. App. 3d 485, 484 N.E.2d 1100, and requires dismissal of O’Connors libel action.

The Claimant disputes the applicability of absolute immunity to Associate Chancellor Smith, contending primarily that he is too far down the chain of command to be covered by the Illinois doctrine of absolute immunity for executive officials which, Claimant urges, is limited to chief executive officers and their equivalents, relying also on Blair v. Walker; supra, and later opinions. Claimant alternatively argues that if absolute immunity applies, Smith’s publications of. his letter were outside his official duties and thus unprotected by the privilege. Claimant also disputes the applicability of qualified immunity, and finally argues that his allegations of malice are sufficient to support his libel claim even if qualified immunity is held applicable.

On the jurisdictional issue, both the Claimant and the Respondents rely on Healy v. Vaupel (1990), 133 Ill. 2d 295, 549 N.E.2d 1240, as the latest and most authoritative pronouncement of our Supreme Court on this Court’s jurisdiction over claims against State employees and officers individually. Both sides contend that Healy supports their position on count I as to Mr. Smith individually.

I.

Jurisdiction over the Claim against the Individual Respondent

Count I seeks a money judgment against an individual Respondent (Smith), individually, and is predicated on the claim that Smith, a State (university) employee and official, was acting outside of his official government duties when he committed a common law libel.3 Count I is thus a garden variety tort claim against an individual who just happens also to be a State university official. Because sovereign immunity does not cover that kind of tortious conduct by State employees, there is no basis for jurisdiction in this Court over this count I claim. Healy v. Vaupel (1990), 133 Ill. 2d 295, 549 N.E.2d 1240; Currie v. Lao (1992), 148 Ill. 2d 151, 592 N.E.2d 977.

Healy v. Vaupel, supra, lends no support to Claimant. Healy provides no basis for jurisdiction in this Court over a claim against an individual State employee for acts outside of his or her official duties. To the contrary, Healy holds that a claim against an individual State employee who is alleged to have acted outside his authority or illegally is not cloaked with sovereign immunity and is justiciable in the circuit court but, concomitantly, not in this Court.

A second analysis in Healy turns on the source of the legal duty on which the tort claim against the individual State employee is predicated.

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Cite This Page — Counsel Stack

Bluebook (online)
49 Ill. Ct. Cl. 153, 1996 Ill. Ct. Cl. LEXIS 44, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oconnor-v-smith-ilclaimsct-1996.