Ochoa v. Ochoa

71 S.W.3d 593, 28 Employee Benefits Cas. (BNA) 1473, 2002 Mo. LEXIS 46, 2002 WL 523855
CourtSupreme Court of Missouri
DecidedApril 9, 2002
DocketSC 83966
StatusPublished
Cited by27 cases

This text of 71 S.W.3d 593 (Ochoa v. Ochoa) is published on Counsel Stack Legal Research, covering Supreme Court of Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ochoa v. Ochoa, 71 S.W.3d 593, 28 Employee Benefits Cas. (BNA) 1473, 2002 Mo. LEXIS 46, 2002 WL 523855 (Mo. 2002).

Opinion

DUANE BENTON, Judge.

In 1987, Paulette M. Ochoa and Marco A. Ochoa legally separated. The separation order divided their marital property, including husband’s retirement plans. In 2000 — more than ten years later — the circuit court refused to modify the order to “qualify” it under the federal Employee Retirement Income Security Act. After opinion by the Court of Appeals, this Court granted transfer. Mo. Const, art. V, sec. 10. Reversed and remanded.

I.

The 1987 separation agreement — incorporated into the order of legal separa *595 tion — divided husband’s ERISA retirement plans, as marital property. The order makes wife an “alternate payee.” It requires the plans to pay the wife directly, and adjudicates “the parties’ respective marital property rights in and to the subject matter Plans pursuant to Section 452.330 RSMo et seq.”

The couple intended for the order to be “qualified”:

It is the intention of the Wife and Husband that the foregoing provisions shall qualify as a Qualified Domestic Relations Order [QDRO] and whenever the provisions herein under are inconsistent with the definition of a Qualified Domestic Relations Order as may be contained, from time to time, in the Internal Revenue Code of 1954, as amended, and/or the Employees Retirement Security Act of 1974, as may or may not be amended, this Agreement shall be amended from time to time as may be necessary to comply with the requirements for a Qualified Domestic Relations Order. Both parties shall enter into an agreed order of court as may be reasonably required to amend this article, and/or the Judgment for Legal Separation to so comply.

Later in 1987, wife mailed a copy of the order to the plan administrator. Acknowledging receipt, the administrator noted that it would not restrict activity in husband’s plans until specifically ordered to do so.

More than ten years later — either in 1999 or 2000 — the administrator told the couple that the 1987 order did not create a QDRO. Wife drafted a revised order, which the administrator found acceptable in April 2000.

The circuit court refused to approve the revised order. This appeal followed.

II.

The issue is whether the circuit court can modify the retirement plan provisions in the 1987 order, in order to qualify it under ERISA. Generally, an order dividing marital property is final. Sections 4-52.330.5, 452.360.2 1 ; Doss v. Doss, 822 S.W.2d 427, 428 (Mo. banc 1992); Chrun v. Chrun, 751 S.W.2d 752, 755 (Mo. banc 1988). Wife invokes the statutory language:

orders intended to be qualified domestic relations orders affecting pension, profit sharing and stock bonus plans pursuant to the U.S. Internal Revenue Code 2 shall be modifiable only for the purpose of establishing or maintaining the order as a qualified domestic relations order or to revise or conform its terms so as to effectuate the expressed intent of the order.

Section 452.330.5. See Seal v. Raw, 954 S.W.2d 681, 685 (Mo.App.1997).

Husband counters with a different statute, arguing that the 1987 order is conclusively presumed paid and satisfied, because it was entered more than ten years before this suit. Section 516.350.1. Statutory interpretation is a question of law, which this Court reviews de novo. Murphy v. Carron, 536 S.W.2d 30, 32 (Mo. banc 1976); Delta Air Lines, Inc. v. Director of Revenue, 908 S.W.2d 353, 355 (Mo. banc 1995).

A.

In a legal separation, the circuit court divides marital property in just pro *596 portions. Section 4.52.880.1. To alienate or assign ERISA retirement benefits, the court must enter a QDRO. 29 U.S.C. 1056(d)(1), (8)(A) (1994); Baird v. Baird, 843 S.W.2d 388, 391 (Mo.App.1992). A qualified order assures that a spouse receives benefits as an alternate payee. 29 U.S.C. 1056(d)(8)(A), (J).

Here, by agreement and court order, the couple’s “intention” was to create a QDRO, that “shall be amended from time to time” to meet ERISA requirements. By statute, an order so intended may be modified in order to “establish” it as a QDRO. Section 452.880.5. The order in this case is clearly modifiable.

B.

Section 516.350.1 states:

Every judgment, order or decree ... shall be presumed to be paid and satisfied after the expiration of ten years from the date of the original rendition thereof ... and after the expiration of ten years from the date of the original rendition ... such judgment shall be conclusively presumed to be paid, and no execution, order or process shall issue thereon, nor shall any suit be brought, had or maintained thereon for any purpose whatever.

Husband argues that the 1987 order— more than ten years old — is conclusively presumed paid and satisfied. See Pirtle v. Cook, 956 S.W.2d 235, 238 (Mo. banc 1997).

Citing Court of Appeals cases, husband asserts that establishing a QDRO would be “execution, order, or process” on a judgment more than 10 years old. See Starrett v. Starrett, 24 S.W.3d 211, 213 (Mo.App.2000); Hanff v. Hanff, 987 S.W.2d 352, 356 (Mo.App.1998). The Starrett and Hanff cases are inapposite, because neither case addresses original orders “intended to be qualified domestic relations orders.”

Wife need not seek modification in order to obtain property rights in the plans. The 1987 order made her a separate owner of three-fourths of the retirement plans. See Riener v. Riener, 926 S.W.2d 6, 8 (Mo.App.1996). Cf. McCafferty v. McCafferty, 96 F.3d 192, 197 (6th Cir.1996); Bush v. Taylor, 912 F.2d 989, 992-93 (8th Cir.1990).

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Bluebook (online)
71 S.W.3d 593, 28 Employee Benefits Cas. (BNA) 1473, 2002 Mo. LEXIS 46, 2002 WL 523855, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ochoa-v-ochoa-mo-2002.