O'Brien v. Herold

CourtDistrict Court, S.D. Ohio
DecidedFebruary 3, 2021
Docket2:20-cv-02406
StatusUnknown

This text of O'Brien v. Herold (O'Brien v. Herold) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'Brien v. Herold, (S.D. Ohio 2021).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO EASTERN DIVISION

KEVIN JOHN O’BRIEN, : : Case No. 2:20-cv-02406 Plaintiff, : : CHIEF JUDGE ALGENON L. MARBLEY v. : : Magistrate Judge Deavers TAD A. HEROLD, et al., : : : Defendants. :

OPINION & ORDER

I. INTRODUCTION This matter is before the Court on two motions to dismiss. The first was filed by Defendants D. Chris Cook, Tad A. Herold, and Adolfo A. Tornichio (“Defendants Cook, Herold, and Tornichio” or the “Panel”). (ECF No. 9). The second was filed by Defendants Bryan Griffith, Russell Jay Kutell, and Kent R. Markus (“Defendants Griffith, Kutell, and Markus” or “Relators”) (collectively, “Defendants”). (ECF No. 10). For the reasons set forth below, the Court finds that the Younger abstention doctrine applies to this case and, as a result, this matter will be STAYED. Accordingly, the Court holds both the Panel’s Motion to Dismiss [#9] and the Relators’ Motion to Dismiss [#10] in abeyance. II. BACKGROUND Plaintiff Kevin O’Brien is an attorney admitted to practice law in the State of Ohio and the principal at Kevin O’Brien & Associates Co., L.P.A. in Columbus, Ohio. (Compl., ECF No. 1 at ¶¶ 3, 6). Since 1991, Mr. O’Brien has managed collection cases on behalf of various clients, including payroll advance companies and check cashing companies. (Id. at ¶¶ 7−10). Mr. O’Brien regularly advanced court costs to his clients to facilitate the filing of collection cases, subject to a reimbursement agreement with the client. (Id. at ¶ 10). By 2016, Mr. O’Brien was contemplating retirement and sought to settle his outstanding court cost bills with clients who he alleges owe him money. (Id. at ¶ 11). He reports that some of his clients paid willingly and that he filed suits against those clients with whom he could not reach a payment agreement. (Id.).

On April 3, 2018, a disciplinary proceeding was initiated against Mr. O’Brien before the Ohio Board of Professional Conduct (the “Board”), after five of Mr. O’Brien’s former clients filed grievances against him, alleging that he purported to represent them in collection matters after his engagement with them had been terminated. (Compl., ECF No. 1 at ¶¶ 14, 16−17). In accordance with Ohio rules governing lawyer discipline, the certified grievance committee of the Columbus Bar Association (“CBA”) undertook a confidential investigation, which led to the filing of a formal complaint against Mr. O’Brien for multiple violations of the Ohio Code of Professional Conduct. (ECF No. 10 at 2; ECF No. 1 at ¶ 18). The Ohio Supreme Court appointed three disinterested lawyers to act as the Panel for the disciplinary hearing against Mr. O’Brien: Defendants Herold,

Cook, and Tornichio. (Compl., ECF No. 1 at ¶ 20). Three members of the certified grievance committee of the CBA—Defendants Griffith, Kutell, and Marcus—authored the formal complaint and were responsible for presenting evidence against Mr. O’Brien. (Id. at ¶ 21). Mr. O’Brien answered the complaint by denying the allegations against him through his counsel, Jeffrey A. Catri. Mr. O’Brien reports that he began experiencing medical issues in August 2019, during the discovery phase of the disciplinary proceeding. (Id. at ¶ 22). As a result, he filed a pro se Motion for Medical Continuance for his final hearing, which was scheduled for February 5−6, 2020 on February 3, 2020. (ECF No. 10-4). Mr. O’Brien attached a “Work Excuse Form,” which was signed by physician Scott McKeon, and described the following: “Mr. O’Brien was seen in the urgent care today for an unspecified medical condition which included symptoms of pain and bleeding. Until he is more fully evaluated by a specialist next week, and/or his symptoms are brought under better control, he will be unable to participate in proceedings involving prolonger sitting or standing, or settings not conducive to frequent bathroom breaks.”

On February 21, 2020, the Panel granted Mr. O’Brien’s motion and set a new hearing date for May 4−6, 2020. (Id. at ¶ 24). The Panel then conducted a telephone conference with the parties on April 2, 2020. (Id. at ¶ 25). During this call, Mr. O’Brien’s counsel shared that Mr. O’Brien would not be able to participate in the proceedings and requested an additional continuance. (Id.). The Panel responded to this request by issuing on Order, requiring Mr. O’Brien to: [F]ile a written motion for a continuance of the May 4−6, 2020 hearing and do so before April 17, 2020. The motion shall include a signed statement from Respondent’s treating physician that includes information regarding (1) the manner in which Respondent’s medical condition renders Respondent unable to participate in this proceeding, (2) the impact such condition has on Respondent’s ability to practice law, and (3) the anticipated period of time during which Respondent’s medical condition will affect both his participation in the proceeding and his ability to practice law.

(Pl. Ex. 2, ECF No. 1-2).

Mr. O’Brien filed his Motion for Continuance on April 16, 2020 but did not include the physician’s letter in the filing. (ECF No. 1 at ¶ 27). Instead, he emailed the physician’s letter to the Panel and advised them that he did not grant permission for them to publish the contents of the letter.1 (Pl. Ex. 3-B, ECF No. 1-4). In their response to the motion, Relators allegedly included

1 Mr. O’Brien has not provided the letter or described its contents, but Defendants allege that the letter “provided no information on the disabling nature of O’Brien’s medical issue, why he couldn’t participate in the final hearing, how long his infirmity would last or whether he was temporarily disabled from his law practice.” (ECF No. 10 at 4). some of the information from the physician’s letter, which was published on the Board’s public filing system, and Mr. O’Brien filed a grievance against the Relators with the Ohio Supreme Court. (Id. at ¶¶ 29−30). Meanwhile, the Panel issued a second Order directing Mr. O’Brien to include a responsive physician’s letter with his motion, which Mr. O’Brien did not do. (Id. at ¶¶ 31−34). Mr. O’Brien filed a Complaint before this Court on May 13, 2020, alleging that the Panel

and the Relators violated 42 U.S.C. § 1983 and his procedural due process rights, in addition to committing unauthorized disclosure of nonpublic medical information. Mr. O’Brien seeks declaratory and injunctive relief with respect to the Panel and Relators, and he asks the Court to award compensatory and punitive damages to him for actions taken by the Relators. (ECF No. 1). For the sake of completeness, the Court reproduces Mr. O’Brien’s prayer for relief below: -With respect to the Panel:

enjoin the Panel from Ordering that the Plaintiff is required to upload protected medical information to the Board’s public website for all to see;

direct the Panel to redact the Plaintiff’s protected medical information which has already been uploaded to the Board’s website by Defendants, Markus, Griffith and Kutell2;

direct the Panel and Messrs. Markus, Griffith and Kutell to consider any protected medical information provided by the Plaintiff to be confidential and not for public consumption;

direct the Panel to continue the case against the Plaintiff for a reasonable time until the Plaintiff is medically able to assist in his own defense;

for such other injunctive and declaratory relief as the Court deems just and appropriate.

-With respect to Relator, Defendants Markus, Griffith & Kutell:

2 Mr. O’Brien lists individual Defendants Markus, Griffith, and Kutell under his request for relief from the Panel. Defendants Markus, Griffith, and Kutell are not Panel members; instead, they comprise the Relators. The Court therefore assumes Mr.

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O'Brien v. Herold, Counsel Stack Legal Research, https://law.counselstack.com/opinion/obrien-v-herold-ohsd-2021.