Nsiah v. Berryhill

District Court, District of Columbia·Decided February 3, 2021·No. Civil Action No. 2019-0042·Published

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

)

ERIC NSIAH, )

)

Plaintiff, )

)

v. ) Case No. 19-cv-00042 (TNM-GMH)

)

ANDREW SAUL 1 ) in his official capacity as ) Commissioner of Social Security, )

)

Defendant. )

)

____________________________________)

MAGISTRATE JUDGE’S

REPORT AND RECOMMENDATION

Plaintiff Eric Nsiah (“Plaintiff”) brought this action seeking to reverse the final decision of the Commissioner of Social Security, Defendant Andrew Saul, (“Defendant” or “the Commis- sioner”), denying Plaintiff’s application for Disability Insurance Benefits (“DIB”) and Supple- mental Security Income (“SSI”) under Titles II and XVI of the Social Security Act, 42 U.S.C. §§ 401–434, 1381–1383f. 2 This case concerns provisions in the Social Security Act and its regu- lations stating that a claimant’s application for benefits under the Social Security Act will be denied if a substance use disorder is a material contributing factor to the determination that the claimant is disabled. Specifically, Plaintiff argues that the Administrative Law Judge (“ALJ”) (1) failed to adequately assess Plaintiff’s residual functional capacity (“RFC”) in the absence of Plaintiff’s

1 Andrew Saul is substituted as Defendant pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, and the Clerk’s Office is respectfully directed to change the case caption accordingly. 2 The relevant docket entries considered by the undersigned for purposes of this Report and Recommendation are (1) Plaintiff’s Motion for Judgment of Reversal (ECF No. 15); (2) Defendant’s Motion for Judgment of Affirmance and in Opposition to Plaintiff’s Motion for Judgement of Reversal (ECF No. 16); and (3) the Administrative Record (ECF No. 12). Plaintiff failed to file a reply memorandum. The page numbers cited herein are those assigned by the Court’s Case Management/Electronic Case Filing (CM/ECF) system.

substance use disorder through a proper narrative, function-by-function analysis; (2) failed to in- corporate restrictions in Plaintiff’s RFC to account for his moderate limitation in maintaining con- centration, persistence, or pace; and (3) failed to properly evaluate Plaintiff’s subjective complaints and his credibility. Plaintiff seeks reversal of the Commissioner’s decision or, in the alternative, a remand for a new administrative hearing.

Based on the parties’ arguments and review of the entire record, Plaintiff’s motion for judgment of reversal should be granted in part and denied in part, and Defendant’s motion for judgment of affirmance should be denied.

I. BACKGROUND

A. Disability Determinations Under the Social Security Act

To be eligible for disability benefits under the Social Security Act, the Social Security Administration must find a claimant to be “disabled.” 42 U.S.C. § 1382c(a)(3). To make that determination, an ALJ gathers evidence, holds a hearing, takes testimony, and performs the fol- lowing five-step, sequential inquiry of the disability claim:

Step one: whether the claimant is “presently engaged in substantial gainful activity ”;

Step two: whether the claimant has a “medically severe impairment”;

Step three: whether the claimant’s impairment is equivalent to one of the disabling impairments listed in the appendix of the relevant regulation (known as “the Listings ”);

Step four: whether the impairment prevents the claimant from performing his or her past relevant work, in which case the ALJ will find the claimant not disabled;

and

Step five: whether the claimant, in light of his or her age, education, work experience , and residual functional capacity (or “RFC”)—i.e., the most he or she is able to do notwithstanding his or her physical and mental limitations—can still perform another job available in the national economy.

See 20 C.F.R. §§ 404.1520, 416.920; see also Butler v. Barnhart, 353 F.3d 992, 997 (D.C. Cir. 2004).

The claimant bears the burden of proof at the first four steps of the evaluation. See Calla-

han v. Astrue, 786 F. Supp. 2d 87, 89 (D.D.C. 2011). At step five, the burden shifts to the Com- missioner to identify specific jobs available in the national economy that the claimant can perform. Id. In making this determination, an ALJ may call a vocational expert (“VE”) to testify at the hearing as to whether, based on the claimant’s RFC, he or she can perform other work that exists in the national economy. Id. at 90. If no such work is identified, the claimant is deemed disabled.

Relevant here, if the Commissioner finds that the claimant is disabled but there is medical evidence that the claimant suffers from a substance use disorder, the Commissioner “must deter- mine if the substance use disorder is a contributing factor material to the determination of disabil- ity.” 42 U.S.C. § 1382c(a)(3)(J). The critical inquiry is whether the claimant would still be con- sidered disabled absent substance use. See 20 C.F.R. §§ 404.1535(b), 416.935(b). If the claimant’s remaining limitations would not be disabling absent substance abuse, then substance use is a con- tributing factor material to the determination of disability and the claimant will not be considered disabled overall. See 20 C.F.R. §§ 404.1535(b)(2)(i), 416.935(b)(2)(i). Pursuant to Social Secu- rity Ruling (“SSR”) 13-2p, a policy interpretation ruling guiding analysis of cases involving drug addiction and alcoholism, also known as “DAA,” the claimant bears the burden of proof regarding whether substance abuse is a contributing factor material to the determination of disability. See SSR 13-2p, 2013 WL 621536, at *4 (S.S.A. Feb. 20, 2013); see also, e.g., Parra v. Astrue, 481 F.3d 742, 748 (9th Cir. 2007); Doughty v. Apfel, 245 F.3d 1274, 1276 (11th Cir. 2001); Mittlestedt v. Apfel, 204 F.3d 847, 852 (8th Cir. 2000); Brown v. Apfel, 192 F.3d 492, 498 (5th Cir. 1999).

B. Administrative Record 1. Plaintiff’s Disability Claims and Procedural History Plaintiff was 41 years old at the time of the ALJ’s decision. ECF No. 12-2 at 28. After high school, Plaintiff joined the Army, but he was honorably discharged in 2001 due to smoking marijuana following military sexual trauma in 1997. ECF No. 12-7 at 3; ECF No. 12-12 at 9. He became dependent on phencyclidine (“PCP”) around age 32 following his discharge from the mil- itary. ECF No. 12-7 at 3. He has three children with a former partner but has never been married. Id. Plaintiff was certified as a hairstylist in 1996 and worked on and off in that profession. Id. at 4. However, he has not engaged in substantial gainful activity since February 1, 2014. ECF No. 12-2 at 19.

Plaintiff applied for DIB and SSI on August 27, 2014, claiming disability from depression, drug and alcohol abuse, and homelessness. ECF No. 12-3 at 4. He alleged a disability onset date of February 1, 2014. Id.; ECF No. 12-2 at 19. His application was denied initially on January 16, 2015, and again on reconsideration on December 28, 2015. ECF No. 12-2 at 16. Thereafter, Plaintiff requested a hearing before an ALJ, which was held on June 18, 2018. Id. at 40.

Following the ALJ’s denial of his DIB and SSI application on August 9, 2018 (ECF No.

12-2 at 32), Plaintiff requested a review of the ALJ’s decision by the Appeals Council, which denied his request (id. at 2), making the ALJ’s decision the final decision of the Commissioner of Social Security. Having exhausted his administrative remedies, Plaintiff commenced this action under 42 U.S.C. § 405(g), seeking review of the Commissioner’s denial of his DIB and SSI claims. See ECF No. 15-1 at 1.

2. Medical Records

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