Novo Nordisk A/S v. Caraco Pharmaceutical Laboratories, Ltd.

719 F.3d 1346, 107 U.S.P.Q. 2d (BNA) 1210, 2013 WL 2991060, 2013 U.S. App. LEXIS 12251
CourtCourt of Appeals for the Federal Circuit
DecidedJune 18, 2013
Docket2011-1223
StatusPublished
Cited by42 cases

This text of 719 F.3d 1346 (Novo Nordisk A/S v. Caraco Pharmaceutical Laboratories, Ltd.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Novo Nordisk A/S v. Caraco Pharmaceutical Laboratories, Ltd., 719 F.3d 1346, 107 U.S.P.Q. 2d (BNA) 1210, 2013 WL 2991060, 2013 U.S. App. LEXIS 12251 (Fed. Cir. 2013).

Opinions

Opinion for the court filed by Circuit Judge PROST. Opinion concurring in part and dissenting in part filed by Circuit Judge NEWMAN.

PROST, Circuit Judge.

Novo Nordisk A/S and Novo Nordisk Inc. (“Novo”) appeal a decision of the United States District Court for the Eastern District of Michigan which held that claim 4 of U.S. Patent No. 6,677,358 (“'358 patent”) was invalid as obvious and that the '358 patent was unenforceable due to inequitable conduct. See Novo Nordisk A/S v. Caraco Pharm. Labs., 775 F.Supp.2d 985, 1025 (E.D.Mich.2011). For the reasons set forth below, we affirm in part and reverse in part.

I. BACKGROUND

This case, now before us for a third time,1 concerns pharmaceuticals used in the treatment of non-insulin dependent diabetes mellitus (“NIDDM” or “Type II diabetes”), a disease where the body secretes insufficient levels of the hormone insulin, and/or the body is resistant to the effects of insulin. Id. at 997. Type II diabetes can be treated with orally administered antidiabetic drugs (“OADs”) in the [1349]*1349form of monotherapy (a single OAD) or combination therapy (more than one OAD). Id. Before the filing date for the '358 patent, there were several known classes of OADs having different chemical qualities and varying mechanisms of action. This appeal concerns two of these OAD classes: insulin secretagogues and insulin sensitizers.

Insulin secretagogues work by stimulating insulin release from pancreatic beta cells, and they fall into two subclasses: meglitinides and sulfonylureas. Id. at 997-98. As of the '358 patent’s filing date, there were five known meglitinides and fifteen known secretagogues, but only a handful of these were generally prescribed for treating Type II diabetes. Id. at 997-98, 1004-06. The drug repaglinide, which is a meglitinide, is the primary focus of this appeal.

Insulin sensitizers reduce insulin resistance by acting on the liver to reduce glucose production and thereby improving insulin sensitivity in muscle and fat tissues. Id. Of the known sensitizers in the relevant time frame, the most widely-used and successful was a drug called metformin. Id. at 1006.

This case involves a claim for treating Type II diabetes with combination therapy using repaglinide and metformin, specifically: “[a] method for treating non-insulin dependent diabetes mellitus (NIDDM) comprising administering to a patient in need of such treatment repaglinide in combination with metformin.” Id. at 989.

A

Novo, a large pharmaceutical manufacturer, began experimenting in 1990 with repaglinide’s efficacy in monotherapy for treating Type II diabetes. Id. at 998. It found repaglinide to be a rapid and short-acting insulin seeretagogue that was quickly eliminated from the body, findings which corresponded to what was known about the drug in the art. See id. at 1004-05. Shortly thereafter, a team of Novo investigators conducted a study on Australian patients to determine whether repaglinide might be more effective when administered in combination therapy with metformin (“Moses Study”).

In the Moses Study, patients failing on metformin alone were given repagli-nide/metformin combination therapy. Id. at 1010. One of Dr. Moses’s test parameters, HbAlc or glycosylated hemoglobin, measured the patient’s average glucose level in the recent past. Id. The repagli-nide/metformin combination reduced that level by 1.41%, or roughly twice what repa-glinide and metformin separately yielded in monotherapy. Id.

The Moses Study also measured fasting plasma glucose (“FPG”) levels, which is the glucose level after the patient has not eaten for about eight hours. Id. Although repaglinide was previously thought to have no effect upon FPG due to its short-acting tendencies, the Moses Study found that repaglinide/metformin reduced FPG to levels more than eight times lower than what was typically achieved by metformin alone. Id.

Armed with the results from its Moses Study, Novo filed a provisional patent application for the repaglinide/metformin combination on October 29, 1997. Id. at 999. The examiner rejected this initial application, reasoning that it was obvious to try combining repaglinide with metfor-min, and it was also predictable that the combination would yield, at a minimum, a benefit equal to the drugs taken separately, i.e., an “additive” effect.2 Id. at 999-1000.

[1350]*1350Novo responded by directing the examiner’s attention to Example 3 of its application, which contained the data from the Moses Study, and arguing that this study yielded synergistic results which no artisan would have expected. Id. at 1000. The examiner disagreed, and continued her rejection. Id. Novo’s third and fourth office action responses, each of which asked the examiner to reconsider her position on the Moses Study, were both rejected. Id.

Novo then filed a fifth response, this time presenting via declaration the results of an additional study conducted by Novo scientist Dr. Sturis (“Sturis Declaration”). Id. at 1000-01. Dr. Sturis’s study tested the effects of metformin and repaglinide on the glucose levels of “Zucker obese rats,” which are rats bred specifically for use in pharmaceutical studies as models for obesity, diabetes and heart disease. Id. at 1000 n. 10. Dr. Sturis divided twenty rats into four groups: the first group was given a placebo, the second was given only metformin, the third was given only repa-glinide, and the fourth was given the repa-glinide/metformin combination therapy. J.A. 17167. Dr. Sturis measured the blood glucose levels of these rats at 30, 60, and 120 minutes, and then calculated the combination’s “hypothetical additive effect” by adding the glucose reduction found in the metformin-only rats to that of the repagli-nide-only rats. J.A. 17168. Finally, he compared the “hypothetical additive effect” to the actual glucose reduction found in the repaglinide/metformin group to calculate the probability (as a “p-value”3) that any glucose reduction caused by the combination therapy might be attributable to synergistic rather than additive effects. Id.

Dr. Sturis reported his study’s results in two ways. First, he plotted a chart showing glucose levels across time and then calculated the “area under the curve” for each line, thus expressing the average glucose reduction found across the entire study for each group of rats. J.A. 17168. According to this calculation, the rats who received the repaglinide/metformin treatment experienced a greater average reduction in blood glucose levels than the other three groups, and the combination therapy also proved moré effective than the “hypothetical additive effect” of the two drugs. Id. The p-value for this finding was 0.061. Id. Second, Dr. Sturis isolated just the glucose measurements taken at the 120-minute mark, where he found the largest disparity between repaglinide/metformin and the other three groups. J.A. 18169. Using this data, he calculated a p-value of 0.02. Id.

Dr. Sturis opined that the 0.061 p-value “indicate[d]” that repaglinide/metformin had a synergistic effect upon blood glucose levels over the entire two-hour span, and that the 0.02 p-value at the 120-minute mark in particular demonstrated “significant synergy.” J.A. 17168-69.

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719 F.3d 1346, 107 U.S.P.Q. 2d (BNA) 1210, 2013 WL 2991060, 2013 U.S. App. LEXIS 12251, Counsel Stack Legal Research, https://law.counselstack.com/opinion/novo-nordisk-as-v-caraco-pharmaceutical-laboratories-ltd-cafc-2013.