Nottbeck v. Wilks

4 Abb. Pr. 315
CourtNew York Supreme Court
DecidedApril 15, 1857
StatusPublished
Cited by3 cases

This text of 4 Abb. Pr. 315 (Nottbeck v. Wilks) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nottbeck v. Wilks, 4 Abb. Pr. 315 (N.Y. Super. Ct. 1857).

Opinion

Roosevelt, J.

—The late Mr. Astor, it appears, some time before his death, executed to his granddaughter, Mrs. Boreel, one of the defendants, a deed for the house on Broadway, in which he then resided, and in which about a year afterwards he died, and for the lot connected with it, extending through to Mercer-street. Whether this instrument, under the circumstances detailed in the evidence, ever took effect, and if so, what is its operation upon the devise of the same and the adjoining premises to Mrs. Boreel and her three sisters, previously made by the will of Mr. Astor, are the two questions to be solved.

Deeds take effect by delivery, wills by death; deeds, as such, may be executed in the presence of one witness, and without any accompanying words; wills require two witnesses, and a declaration of the testator, at the time, showing his knowledge of the character of the instrument. The instrument in controversy was executed in the presence of a single witness, and with no declaration of its nature or contents. It had all the forms of a deed and none of the forms of a will. It could not, therefore, operate as a testamentary disposition, even if intended, as it certainly was, to take effect after death. It must be good as a deed, or good for nothing; in other words, there must have been a delivery,' either in fact or in law, or the signing, sealing, and acknowledging, however strictly complied with, were of no avail.

Was there, then, such a delivery ?—not of the house and lot, for that, it is conceded, remained in the actual occupancy of Mr. Astor till his death—but of the instrument of conveyance ?

Delivery, where it is not direct to the party named in the instrument, being very much, if not altogether, a matter of intention, must depend upon the state of things existing and the language and occurrences at the time. Row, Mr. Astor, long previously to the date of this deed, had made his will giving the house in question, and the three others adjoining, to the four sisters named, being children of his daughter, Mrs. Lang-[317]*317don, for their respective lives, with remainders over to their issue, if any, and if none, to the surviving sisters—with certain powers, also, under certain prescribed restrictions, of leasing, selling, and improving. He subsequently ascertained, from the judicial history of the State, that testamentary “ trusts, powers, conditions, limitations, and other dispositions,” however “intended in all things to be made conformable to law,” were by the courts frequently “ deemed invalid.” This is shown by the language I have quoted, which was used by him in the codicil made in January, 1838. And he may be supposed, therefore, very naturally, to have desired that, so far at least as his immediate home was concerned, it should be withdrawn from the vortex of post mortem litigation. At all events, whatever were his motives, it is certain that on May 1, 1847, Mr. Astor, without the aid of counsel, caused one of his clerks to fill up a printed blank deed for the house and lot in question, in favor of Mrs. Boreel;—that he signed and sealed the instrument in the presence of the clerk, who became an attesting witness, and handed it to his son, William B. Astor, with directions, in substance, to give it to Mrs. Boreel on his (Mr. Astor’s) death;— that on the third day of the same month it was proved by the attesting witness, and the proof certified by a commissioner of deeds;—that about two weeks afterwards it was sent by Mr. William B. Astor to the Register’s office, and there recorded on the 19th of May;—and that after the recording it was returned to and retained by Mr. William B. Astor till his father’s death, and then handed to Mrs. or Mr. Boreel as her property. From this statement it would seem quite clear that so far as the house and lot in question were concerned, Mr. Astor intended —and that his son understood him as intending—to substitute the deed for the will; to convey the property absolutely and in presentí, although for an estate or interest to commence in futwro.

The question then is, can a deed be delivered by way of escrow to a third party, to be handed to the grantee upon the happening of an event which is certain to come to pass, and which cannot, in the nature of things, be postponed longer than the continuance of an existing designated life ?

Since the adoption of the Revised Statutes, whatever may have been the old technical difficulties, a freehold estate may be [318]*318created to commence at a future day, provided its creation do not suspend the absolute power of alienation for a longer period than the “ established rules” allow. Mr. Astor, therefore, might have made a conveyance to his granddaughter, of the house he lived in, “ to have and to hold forever from the day of his death.” Such a conveyance, so expressed in the body of the instrument, would have been valid and effectual. Mo simultaneous transfer of possession would have been necessary. The delivery of the deed, like the delivery of a bond payable on time, would have perfected the right immediately, although the actual enjoyment of the subject of the gift were postponed till the donor’s death. And may not the same end, lawful as it clearly appears, be attained in a lawful manner. As a general proposition it is not disputed that a deed, although purporting on its face to be intended to give immediate possession, may be delivered to a third party as an escrow; and that its full operation may thus be suspended, or even defeated by the happening or not happening of some future event. It is not necessary that the term escrow should be used. The intention may be indicated in any other manner. (Gilbert a. The North American Fire Insurance Company, 23 Wend., 43.) Even the putting on record is only prima facie evidence of an absolute delivery to the grantee. It may be rebutted by proof (Beekman a. Frost, 18 Johns., 544), as it was to some extent in this case by the testimony of Wm. B. Astor, who in answer to a question whether his father directed him to have this deed recorded, replied,' “ he was not sure whether he did or not—that it would have been done at all events ; it was part of the details of the business of the office.” But Mr. Astor might -have directed the recording merely to preserve the evidence of the deed, without intending an immediate, absolute delivery. Indeed, the testimony is positive, and twice or three times repeated, that the deed was handed to the witness with directions “ that it was to be delivered to Mrs. Boreel after his father’s death.” It was not, therefore, to be delivered to her before, but it was to be delivered to her at all events ; for death, although future, is certain. Unlike a testamentary disposition the act was irrevocable, even in the donor’s lifetime, without the donee’s consent. It was precisely similar to the case of Goodell a. Pierce (2 Hill, 659), where the party handed the deed to the draftsman to keep for the grantee and [319]*319to be delivered absolutely on the grantor’s death, unless both parties before that event should demand its surrender.

The case of Ruggles a. Lawson (13 Johns., 285), was still stronger. There a father made a deed in favor of two of his children, handing it to a third person to be delivered to them after his death, should he die without making a will. The grantor having died intestate and the deed having thereupon been delivered, it was held by the court to be a valid and effectual conveyance, notwithstanding its revocable character in the grantor’s lifetime by an act entirely optional with the grantor alone.

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Cite This Page — Counsel Stack

Bluebook (online)
4 Abb. Pr. 315, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nottbeck-v-wilks-nysupct-1857.