Norton v. COLORADO BD. OF MED. EXAMINERS

821 P.2d 897
CourtColorado Court of Appeals
DecidedSeptember 12, 1991
Docket90CA2154
StatusPublished

This text of 821 P.2d 897 (Norton v. COLORADO BD. OF MED. EXAMINERS) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Norton v. COLORADO BD. OF MED. EXAMINERS, 821 P.2d 897 (Colo. Ct. App. 1991).

Opinion

821 P.2d 897 (1991)

John T. NORTON, M.D., Respondent-Appellant,
v.
COLORADO STATE BOARD OF MEDICAL EXAMINERS, comprising the following: Margaret Cary, M.D., Stewart Greisman, D.O., Gilbert Herman, M.D., Steven Katzman, and Janice J. Ugale, M.D., Complainants-Appellees.

No. 90CA2154.

Colorado Court of Appeals, Div. I.

September 12, 1991.
Rehearing Denied October 10, 1991.
Certiorari Denied January 13, 1992.

*899 Daniel R. Christopher, John R. Mann, Cooper & Kelley, P.C., Denver, for respondent-appellant.

Gale A. Norton, Atty. Gen., Raymond T. Slaughter, Chief Deputy Atty. Gen., Timothy M. Tymkovich, Sol. Gen., Suzanne A. Fasing, First Asst. Atty. Gen., Robert A. Holden, Asst. Atty. Gen., Denver, for complainants-appellees.

Opinion by Judge DAVIDSON.

Respondent, John T. Norton, appeals a final order of the Colorado State Board of Medical Examiners (the Board) revoking his license to practice medicine. We affirm.

From 1981 to 1988, the Board received complaints against Norton, who operated a weight control clinic. After an investigation, the Board referred the complaints to the attorney general to prepare and file a formal complaint pursuant to § 12-36-118(4)(c)(IV), C.R.S. (1985 Repl. Vol. 5). The complaint was filed in April 1989 charging Norton with eight counts of grossly negligent medical practice or multiple acts of substandard care under the Colorado Medical Practice Act, § 12-36-117(1)(p), C.R.S. (1985 Repl.Vol. 5), and with unprofessional conduct pursuant to § 12-36-117(1)(h), C.R.S. (1985 Repl.Vol. 5) for violation of federal law regulating the distribution of controlled substances.

Prior to the hearing, Norton filed a motion to amend his answer to include the defense of laches. The Administrative Law Judge (ALJ) denied the motion, finding that it was too late to assert this defense. After a two-week hearing before an ALJ, Norton filed a motion to dismiss, alleging among other things, that the discovery sanction prohibiting Norton from testifying at the hearing was a denial of due process and that the investigation by the attorney general violated the Medical Practice Act and mandates dismissal of the charges.

The ALJ then issued a detailed initial decision, which included a denial of Norton's motion to dismiss, finding in pertinent part: (1) that Norton was not denied due process; and (2) that although the investigation conducted by the attorney general violated § 12-36-118(4)(c)(IV), this violation did not require dismissal of the charges or a repeat investigation as Norton was not prejudiced. The ALJ also found that Norton had committed acts of grossly negligent medical practice and substandard medical practice over a period of fifteen years, was in violation of § 12-36-117(1)(p) on each of the eight charged counts, and recommended revocation of Norton's license to practice medicine. The charges pursuant to § 12-36-117(1)(h) were dismissed and are not an issue on appeal.

*900 After this decision was reviewed by the Board, the Board then issued its final order revoking Norton's license, and this appeal followed.

I.

Norton first contends that the ALJ erred by prohibiting him from testifying for his failure to comply with discovery orders. Although he does not dispute that the ALJ otherwise had the authority to impose sanctions, see Ricci v. Davis, 627 P.2d 1111 (Colo.1981), Norton argues that the sanction violated both his right to due process and C.R.C.P. 37(d). We do not agree.

On five separate occasions during an almost ten month period, Norton failed to appear and testify at scheduled depositions. Norton was first served with a subpoena ordering him to appear in February to give a sworn statement. Norton then filed for a protective order pursuant to C.R.C.P. 26(c), requesting a continuance on the grounds that his "present health ... will not permit him to attend" on the date specified. In support of this motion, Norton attached a note written by an out-of-state doctor which stated only that "[b]ecause of medical reasons, [Norton] is advised to remain under my care until after the first week of March." At the hearing on this motion, counsel for the Board agreed to reset the taking of the sworn statement to March 9, 1989.

Norton was then served with a second subpoena issued by the Board to give a statement on this agreed upon date. Norton again filed for a protective order, one day before the scheduled date, requesting that the deposition be rescheduled on the grounds that Norton's attorneys had other matters scheduled at that time.

The record shows that the Board then issued a third notice to take Norton's deposition on August 3, 1989. Two days before the deposition was scheduled, Norton admitted himself into the hospital, and again was unavailable to be deposed. Instead, Norton's attorney appeared at the deposition with a note from the out-of-state doctor which stated that Norton was under the doctor's care and "due to the fact that [the doctor] will be on vacation until August 31, 1989, [he wanted Norton] to refrain from any stressful situations until he is evaluated... on September 1, 1989."

In response, the Board again noticed Norton's deposition for August 30. Once again, one day prior to the deposition, Norton filed a motion for a protective order on the grounds that he had not "received medical clearance from his treating physicians." The Board filed a response opposing this motion, alleging that Norton and his counsel were seeking the order to obstruct and delay the proceedings, that no showing was made as to why Norton could not be examined by a local physician prior to August 30, and that Norton had demonstrated "a pattern of bad faith and abuse of the discovery process."

After a hearing on these motions, the ALJ issued a sharply worded order criticizing the excessive number of motions which had been filed and the lack of cooperation between the parties. Regarding Norton's failure to be deposed, the ALJ stated:

"Respondent has used his health as a reason to avoid deposition for over six months. The medical evidence submitted in support of this claim is less than enlightening. There is no clear evidence that [Norton] was medically unable to be deposed in late August, and no evidence at all of his status after September 1, 1989.... The [ALJ] declines to become embroiled in another sideshow, attempting to determine whether [Norton's] health will permit him to be deposed.
. . . .
Respondent claims to be unable to be deposed since February 1989. The discovery deadline is October 20, 1989. Hearing commences on November 6, 1989. If [Norton] is unable to be deposed in the next month, it is unlikely he can be deposed before the discovery deadline. [Therefore:]
A. Norton will make himself available for ... deposition to be concluded by October 6, 1989. Scheduling problems... are not to be used as a cause for failure to comply....
*901 B. If [Norton], in consultation with his physicians, is medically unable to be deposed as ordered ... his counsel shall so notify counsel for the Board... prior to October 5, 1989. In that event, or in the event he fails to submit to a deposition for any reason, [Norton] will not be permitted to testify at hearing.

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