Norton v. Agricultural Bond & Credit Corp.

92 F.2d 348, 1937 U.S. App. LEXIS 4568
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 7, 1937
DocketNo. 1481
StatusPublished
Cited by9 cases

This text of 92 F.2d 348 (Norton v. Agricultural Bond & Credit Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Norton v. Agricultural Bond & Credit Corp., 92 F.2d 348, 1937 U.S. App. LEXIS 4568 (10th Cir. 1937).

Opinions

PHILLIPS, Circuit Judge.

This suit was brought by the Agricultural Bond and Credit Corporation, hereinafter called the Finance Company, against Norton and others, individually and as members of Dealers' Protective Association, hereinafter called dealers, to restrain them from interfering with the collection by the Finance Company of purchase contracts and notes held by it

[349]*349The dealers filed answers and counterclaims. The counterclaims prayed for an accounting. The decree of the trial court granted the relief prayed for by the Finance Company and dismissed the counterclaims. The dealers have appealed.

The facts are these:

During the years 1929, 1930 and 1931, the dealers sold harvesting implements and machinery manufactured by the Gleaner Combine Harvester Corporation, hereinafter called the manufacturer, on a 'commission basis. Each dealer purchased machinery from the manufacturer under a standard contract, which was in the form of an order for machinery and is hereinafter referred to as dealer’s contract. Each dealer’s contract provided that the title to machinery sold to the dealer should remain in the manufacturer until paid for in full; that upon the sale of a machine by the dealer that had not been paid for by the dealer, all of the proceeds of such sale, including cash, notes and purchaser’s contract, should become the property of the manufacturer and remain such until the dealer had fully paid his obligation under his dealer’s contract. Each of the dealer’s contracts contained a provision reading substantially as follows:

“When combine is sold on two year 'plan, Dealer will receive all commissions when 1930 harvest note is paid except 10% of 1931 harvest note, which will be retained and become payable when 1931 harvest note is paid by farmer.

“When combine is sold on three year plan, dealer will receive all of commission when 1930 harvest note is paid, except 10% of 1931 and 1932 harvest notes, which will be retained and become payable when each respective note is paid.”

The dealer’s contract also provided that upon repossession of a machine on which payments were in default, it should be sold at public auction and that the proceeds should be disbursed as follows: (1) In payment of the costs of repossession and sale, (2) in payment of the balance due the manufacturer, and (3) the balance, if any, to the dealer.

The dealer executed a separate dealer’s contract for each order for a machine. The manufacturer billed the dealer and took his trade acceptance for the price. Upon sale of the machine, the dealer took from the purchaser and forwarded to the manufacturer, cash, notes and a purchase contract and the manufacturer returned to the dealer his trade acceptance. Commissions were paid by check or credited on the dealer’s indebtedness to the manufacturer. For the purpose of financing and computing commissions, each sale was treated as a separate transaction.

On January 4, 1929, .the manufacturer entered into a contract with the Finance Company under the terms of which the Finance Company agreed to take such purchase contracts as were acceptable to it and pay for each contract accepted, its face value less a finance charge and less “the dealer’s commission.” This contract provided that the Finance Company should collect the commission from the purchaser and hold it in trust for the manufacturer or dealer. It read in part as follows:

“It is expressly understood and agreed by the parties to this agreement that an Mnount corresponding to the-dealer’s commission, as hereinabove mentioned, shall represent the equity of the Manufacturer and/or dealer in, each Contract purchased under this agreement, the remaining balance of each such Contract representing the equity of the Finance Company. It is understood and agreed that any moneys collected by the Finance Company over and above the amount of its own equity in any Contract purchased under this agreement shall be and remain the property of the Manufacturer and/or dealer and shall be held in Trust by the Finance Company for the Manufacturer and/or dealer and promptly remitted, or otherwise accounted for, to the Manufacturer and/or dealer by the Finance Company, as hereinabove provided.” (Italics ours.)

On December 17, 1929, the Finance Company and manufacturer entered into a similar contract. It referred to the dealer’s commissions as hold backs. While it stated the hold backs should represent the equity of the manufacturer and the remainder the equity of the Finance Company in the purchase contracts, it recognized that the beneficial interest in hold backs was in the dealer. It referred to hold backs owing to the dealer and hold backs withheld from the dealer. It provided that the Finance Company might accept less than the amount due on the first installment of a purchase contract and extend the time for the payment of the balance, but that if the amount accepted was not sufficient to justify the payment of the commission due on the first installment, the Finance Company should first obtain the consent of the dealer to the [350]*350acceptance of such partial payment and extension of the balance. It provided for an application of hold backs under certain conditions on indebtedness due from the dealer to the Finance Company or to the manufacturer and clearly showed that the parties intended that the dealer, where he was not indebted to either, should receive the hold backs, when collected.

It did not affect the relation of the parties as to purchase contracts and notes transferred to the Finance Company under the contract of January 4, 1929.

On November 7, 1930, the manufacturer and the Finance Company entered into a third contract. It provided that the Finance Company might apply hold backs on obligations due from the dealer to the Finance Company. It referred to hold backs as equivalent to the dealers’ commissions.

On February 4, 1931, the Circuit Court of Jackson County, Missouri, appointed a receiver for the manufacturer. The receivership ease was removed to the District Court of the United States for the Western Division of the Western District of Missouri. The last mentioned court appointed three receivers for the manufacturer. It authorized the receivers to continue the business of the manufacturer and to continue to transfer purchase contracts and notes to the Finance Company under the. agreement of November 7, 1930, but expressly provided that all commissions and hold backs collected by the Finance Company should be paid by the Finance Company in cash to the receivers “for the benefit of the dealers entitled thereto.” So far as the record discloses, the Finance Company made no objection to this order. It was a clear recognition that the dealers were .entitled to the commissions when collected.

In each instance where purchase contracts were acquired by the Finance Company from the manufacturer under the three contracts above referred to, the amount of the dealer’s commission was excluded from the amount paid therefor by the Finance Company.

From August 2, 1929, to July 2, 1931, the Finance Company wrote many letters to the dealers in which it recognized that the beneficial interests in the commissions and hold backs were in the dealers. These letters requested aid from the dealers in collecting the paper held by the Finance Company and cpntained statements of whiph those set out in the marginal note are typical.1

[351]*351Oh April 14, 1932, the assets of the manufacturer were sold for $270,000.00.

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Bluebook (online)
92 F.2d 348, 1937 U.S. App. LEXIS 4568, Counsel Stack Legal Research, https://law.counselstack.com/opinion/norton-v-agricultural-bond-credit-corp-ca10-1937.