Northall v. Bernardin

7 App. D.C. 452, 1896 U.S. App. LEXIS 3085
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 6, 1896
DocketNo. 31
StatusPublished

This text of 7 App. D.C. 452 (Northall v. Bernardin) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Northall v. Bernardin, 7 App. D.C. 452, 1896 U.S. App. LEXIS 3085 (D.C. Cir. 1896).

Opinion

Mr. Justice Shepard

delivered the opinion of the Court:

This is an appeal from the decision of the Commissioner of Patents in an interference proceeding involving the following issue:

“A metallic bottle-sealing cap having its lower edge adapted to be pressed into contact with a locking-shoulder, and provided above the said edge with a circumferential, outwardly-projecting rib or bead for engagement with the removing-tool.”

There were three parties to the original proceeding— Alfred L. Bernardin, William H. Northall, and William Painter.

The primary examiner awarded priority of invention to Northall, and upon appeal to the examiners in chief the decision was affirmed. The appeal was then taken to the Commissioner, who reversed the examiner’s decision and awarded priority to Bernardin. Northall alone has appealed from that decision, and the claim of Painter is therefore no longer matter of consideration.

Applications for patents were filed by the parties in the following order of time: Bernardin, July 21, 1892 ; Painter, January 16, 1893; Northall, March 31, 1893.

The record contains a great mass of conflicting evidence, from which we are to determine who is entitled to priority, or, rather, as between the two parties left to the controversy, who is the inventor, for one thing which is very plain from the record, is that as between Bernardin and Northall this is not a case of two independent inventors who, working in ignorance of each other’s discoveries, have exploited the same idea.

Bernardin claims to have conceived the idea in February, 1892. He was then, and had for some years been, the president of the Bernardin Bottle Cap Company. In and [454]*454before 1891, this corporation, whose place of business was Evansville, Ind, had been engaged in the manufacture of bottle-sealing devices, the leading one of which consisted of a tin cap for the mouth of the bottle, with a collar which fastened about its neck and was connected by strips with the cap. In February, 1892, Bernardin learned of a cap manufactured in Baltimore that was made in a single piece and was much simpler than the one made by his company. This was made to press down about the shoulder or rim of the bottle neck, and its edges were corrugated, so as to make a projecting edge or flange for its easy removal. This discovery alarmed Bernardin, and he began to consider improvements that might be made in such devices. There is no doubt that he considered two of these seriously and went to Washington to apply for patents about April 16, 1892. One was a cap with corrugated edges which were to fit similar corrugations in a bottle made for the purpose, and the other was made wdth perforations in which a tool could be inserted for removal. He was informed by his attorney that these devices were probably not patentable. They were also expensive to make and did not sufficiently overcome the difficulty of removal. He was very much discouraged and returned home. The great object in view was a cap, inexpensive to make, that would be a perfect seal and at the same time easily removable without injury to the bottle.

Bernardin claims that he had also conceived the idea of the cap in issue, with the bead or rim at the top, in February, 1892, and had discussed it, as well as others, with Northall, who was the superintendent of the machine shop of the Bottle Cap Company. He says that he made a rough sketch of the one with the bead and that Northall preferred it to the others ; but he (Bernardin) thought it would be too expensive to make. When he returned discouraged the matter was taken up again, and he suggested to Northall a simpler way of pressing on the bead or rim, and directed him to make tools for the experiment. Proving satisfactory, he had some of the caps made, and went [455]*455to Washington in July, 1892, and filed his application for a patent.

Northall was a skilled mechanic and had been in the service of the Bottle Cap Company for about eight years. He claims that the idea of making a cap with a bead was suggested to him by the rim found on metallic cartridges, and was matured on December 19, 1891, on which day he made a drawing of the same, with a tool to be used in removing it, and disclosed it to a number of persons. He admits that he knew of the two devices of Bernardin before referred to and of his trip to Washington concerning patents for them, and says that before Bernardin’s return he, having no confidence in the efficacy of those inventions, mentioned his own invention of the cap in issue to a fellow workman and to the treasurer of the Bernardin Company. These persons say that he did so, but that he referred to his invention as having been made the night before; He also says that he showed his drawing to Bernardin on his return, who was pleased with it and ordered the caps to be made and tested, but afterward informed him that it was not patentable. In part explanation of his conduct in taking no steps himself to apply for a patent he claims to have been too poor to undertake it and to have been willing for the Bernardin Company to do so, expecting, however, to have an interest in it. He says that he was dependent upon his position with the company, which paid him $100 per month, and let the matter proceed until some .time in August, 1892, when he saw from copies of papers in the Patent Office, shown him by Bernardin, that the application was made in the latter’s name. He undertakes to explain his subsequent inaction by the fear that he had of losing his place, by his ignorance of the law in such matters which, caused him to think that he was too late, and, to some slight extent, by hopes that he would be given an interest in the new corporation forming and formed to exploit the invention. There are, too, some other circumstances growing out of his connection with the Crown, Cork and [456]*456Seal Co., of Baltimore, assignee of Painter, and also holder of an option upon his (Northall’s) claim herein in the event of his success, that tend in some degree to affect the integrity of his claim.

On the other hand, Bernardin’s conduct is surrounded by some circumstances that tend to impair the strength and weight of his claim, notwithstanding the diligence with which he has prosecuted it since April, 1892. According to his own statement he made no disclosure of his invention of the disputed cap to any one except Northall until his return from Washington about the last of April, 1892. It seems clear that he did not mention it to his Washington attorneys, Munn & Co., when they discouraged him as regards the patentability of the first two devices on which he filed applications. He has produced no sketch or drawing made prior to the application for patent. He undertakes to account for the neglect of this invention by saying that he had deemed it impracticable because of the difficulty and expense that he apprehended in making the bead or rim.

There is an irreconcilable conflict between the statements of Bernardin on one side and of Northall on the other. Fortunately it is not necessary to analyze these, weighing circumstsnce against circumstance and setting off inference against inference in order to determine which of them is most entitled to belief.

In our opinion the case must turn upon the truth or falsity of Northall’s statement that he made the drawing, which fully discloses this invention, on December 19, 1891. If he made the drawing on that date he is the inventor. He has produced a piece of paper, with the drawing on it, with that date written upon it with a pencil.

Free access — add to your briefcase to read the full text and ask questions with AI

Cite This Page — Counsel Stack

Bluebook (online)
7 App. D.C. 452, 1896 U.S. App. LEXIS 3085, Counsel Stack Legal Research, https://law.counselstack.com/opinion/northall-v-bernardin-cadc-1896.