North Carolina Coastal Fisheries Reform Group v. Capt. Gaston LLC

76 F.4th 291
Court of Appeals for the Fourth Circuit·Decided August 7, 2023·No. 21-2184·Published

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 21-2184

NORTH CAROLINA COASTAL FISHERIES REFORM GROUP; JOSEPH WILLIAM ALBEA; DAVID ANTHONY SAMMONS; CAPTAIN SETH VERNON; CAPTAIN RICHARD ANDREWS; DWAYNE BEVELL,

Plaintiffs - Appellants,

v.

CAPT. GASTON LLC; ESTHER JOY, INC.; HOBO SEAFOOD, INC.; LADY SAMAIRA INC.; TRAWLER CAPT. ALFRED, INC.; TRAWLER CHRISTINA ANN, INC.; TRAWLERS GARLAND AND JEFF, INC.,

Defendants - Appellees.

Appeal from the United States District Court for the Eastern District of North Carolina, at Greenville. Louise W. Flanagan, District Judge. (4:20−cv−00151−FL)

Argued: October 25, 2022 Decided: August 7, 2023

Before RICHARDSON and RUSHING, Circuit Judges, and Sherri A. LYDON, United States District Judge for the District of South Carolina, sitting by designation.

Affirmed by published opinion. Judge Richardson wrote the opinion, in which Judge Rushing and Judge Lydon joined.

ARGUED: James L. Conner II, CALHOUN, BHELLA & SECHREST, LLP, Durham, North Carolina, for Appellants. Brian David Schmalzbach, MCGUIREWOODS LLP, Richmond, Virginia, for Appellees. ON BRIEF: Shannon M. Arata, CALHOUN, BHELLA & SECHREST, LLP, Durham, North Carolina, for Appellants. David N.

Ventker, Marissa M. Henderson, VENTKER HENDERSON, PLLC, Norfolk, Virginia, for Appellee Esther Joy, Inc. Stevenson L. Weeks, WHEATLY, WHEATLY, WEEKS & LUPTON, PA, Beaufort, North Carolina; Charles D. Case, W. Dixon Snukals, Raleigh, North Carolina, Henry L. Kitchin, Jr., MCGUIREWOODS LLP, Wilmington, North Carolina, for Appellees Capt. Gaston LLC; Lady Samaira, Inc.; Trawler Capt. Alfred, Inc.; Trawler Christina Anne, Inc.; Hobo Seafood, Inc.; and Trawlers Garland and Jeff, Inc.

RICHARDSON, Circuit Judge:

Fisheries Reform Group alleges that shrimp trawlers operating in North Carolina’s Pamlico Sound are violating the Clean Water Act by engaging in two types of unpermitted activity: throwing bycatch overboard and disturbing sediment with their trawl nets. But these activities do not violate the Clean Water Act. The Act forbids the unpermitted discharge of a pollutant. Returning bycatch to the ocean is not discharging a pollutant, so throwing it overboard without a permit is not forbidden by the Act. Likewise, because the trawl nets merely kick up sediment already present in the Sound, their use does not discharge any pollutants either. Accordingly, we affirm the district court’s dismissal of Fisheries’ complaint. I. Background Defendants are commercial shrimpers in Pamlico Sound, a coastal estuary in North Carolina. Shrimpers harvest shrimp by dragging trawl nets along the ocean’s floor. The nets trap shrimp. But, along the way, the nets also stir up sediment, which later resettles on the ocean floor. They also inadvertently snare other fish and marine organisms. These other fish and marine organisms, many of which the trawlers cannot legally keep, are known as “bycatch.” Trawlers throw the bycatch overboard, returning it to the ocean.

Fisheries Reform Group seeks to change or limit the way trawlers discard bycatch and disturb sediment. To do so, it sued under the Clean Water Act’s citizen-suit provision, alleging that these shrimpers are violating the Act and must obtain Clean Water Act permits—on top of the fishing permits already required—to engage in commercial shrimping. The district court dismissed the suit for failure to state a claim, holding that the

Act does not regulate bycatch and that disturbing sediment with trawl nets does not violate the Act. II. Discussion We affirm the district court’s decision that Fisheries Reform Group fails to plausibly allege that shrimp trawlers are violating the Clean Water Act by either (1) throwing their bycatch back into Pamlico Sound, or (2) disturbing sediment on the Sound’s floor with their trawl nets, thereby causing it to resettle.

The Clean Water Act is a comprehensive scheme to reduce water pollution in the United States. See generally 33 U.S.C. § 1251 et seq. Among other things, it prohibits “the discharge of any pollutant by any person” “[e]xcept as in compliance with” the Act. 1 § 1311(a). To comply with the Act, would-be polluters can obtain permits that authorize them to discharge pollutants. Two such permits are relevant here. First, the Environmental Protection Agency can issue National Pollutant Discharge Elimination System permits, which authorize “the discharge of any pollutant” so long as certain conditions prescribed by the EPA are satisfied. § 1342(a)(1). Second, the Army Corps of Engineers can issue permits under § 1344 authorizing the discharge of “dredged or fill material into the

1

“[A] discharge of a pollutant occurs when five elements exist: (1) a pollutant must be (2) added (3) to navigable waters (4) from (5) a point source.” U.S. Pub. Rsch. Grp. v. Atl. Salmon of Me., LLC, 215 F. Supp. 2d 239, 246 (D. Me. 2002) (internal quotation marks omitted). The parties do not dispute that Pamlico Sound is part of the navigable waters. Nor do they dispute that the shrimp boats are “a point source,” which the Act defines to include “any . . . vessel or other floating craft.” § 1362(14). So we focus on whether a pollutant was added.

navigable waters at specified disposal sites.” 2 § 1344(a). Fisheries alleges that because the shrimpers are operating without these permits, they are violating the Act.

A. Fisheries’ bycatch claim fails Fisheries claims that the shrimpers are violating the Clean Water Act’s prohibition on the “discharge” of “pollutants” by putting bycatch back into Pamlico Sound without a Clean Water Act permit. Bycatch, they argue, is a pollutant. A “pollutant” is defined to “mean[ ],” among other things, “biological materials.” 3 § 1362(6). “Biological materials” is not further defined, but Fisheries argues that it encompasses all animal matter, including the marine organisms that make up bycatch. See, e.g., Biological, American Heritage Dictionary of the English Language (1976) (“Of, pertaining to, caused by, or affecting life or living organisms.”); Material, American Heritage Dictionary of the English Language (1976) (“The substance or substances out of which a thing is or may be constructed.”).

So, relying on § 1362’s literal language, Fisheries asserts that bycatch is a “pollutant” because it is within what it claims is the ordinary meaning of “biological materials.” And a “discharge of a pollutant” is defined to include “any addition of any pollutant to navigable waters from any point source.” § 1362(12). Putting these definitions

2

Both the EPA and the Corps can delegate their authority to issue permits to the individual states if certain conditions are met. See §§ 1342(b), 1344(g), (h). For simplicity’s sake, we refer only to the EPA and the Corps in this opinion.

3

The Act’s definition of “pollutant” reads, in part: “The term ‘pollutant’ means dredged spoil, solid waste, incinerator residue, sewage, garbage, sewage sludge, munitions, chemical wastes, biological materials, radioactive materials, heat, wrecked or discarded equipment, rock, sand, cellar dirt and industrial, municipal, and agricultural waste discharged into water.” § 1362(6).

together, Fisheries argues that dumping bycatch back into the ocean from a boat after it was hauled onboard by nets plausibly amounts to an addition to the ocean. On this theory, discharging bycatch without a permit would violate the Act.

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North Carolina Coastal Fisheries Reform Group v. Capt. Gaston LLC, 76 F.4th 291 (4th Cir. 2023).

76 F.4th 291 (North Carolina Coastal Fisheries Reform Group v. Capt. Gaston LLC) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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