Norris v. Clinkscales
This text of 25 S.E. 797 (Norris v. Clinkscales) is published on Counsel Stack Legal Research, covering Supreme Court of South Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
The opinion of the Court was delivered by
Judge Benet, acting Associate Justice,
in place of Associate Justice Gary. This action for claim and delivery was brought by Jane Estelle Clinkscales to recover from the defendants certain personal propert}' covered by a mortgage, of which she was the assignee. After the commencement of the suit the plaintiff died, and her father, and executor, E. B. Norris, was substituted as plaintiff. The cause was heard at Abbeville, at the January term, 1896, before his Honor, Judge Earle, and a jury, and resulted in a verdict for the plaintiff.
The defendants appeal to this Court from the rulings and charge of the Circuit Judge, and from the verdict of the jury, upon various grounds, which are set forth in the “Case” in the form of ten exceptions.
The conclusions arrived at by this Court render it unnecessary to pass upon more than five of the exceptions, and these we shall take up and consider in order. The appellants’ second exception alleges error, “Because the Circuit judge erred in excluding the testimony of T. L. Clinkscales, jr., under sec. 400 of the Code, when (1) that section of the Code had no application at all; and (2) even if it had been applicable, the door was opened by Mrs. Estelle Clinkscales in her testimony, and the witness had the right under the said section to give his version of the transaction in reply to her.” On the threshold of the main question, involved in this exception, the respondent’s counsel make the objection that the testimony was excluded, not under sec. 400, but because it was contrary to the assignment the witness, T. L. Clinkscales, had made on the mortgage. In support of this view, the “Case” does certainly show that the testimony was objected to by respondent’s counsel, “on the ground that [491]*491this testimony is contrary to the assignment that the witness has made.” This objection was overruled and the testimony admitted. But when Court opened next morning, the trial Judge stated that he had some doubts as to the ruling of the previous day, and he decided to reverse it, and “rule the testimony out, except so muclrof it as negatived the payment of the money, as these plaintiffs show.” It is manifest, however, that although the motion to exclude was not grounded on sec. 400, the exclusion itself was placed upon no other ground. The Circuit Judge said: “The Court rules that the testimony of T. E. Clinkscales must be expunged from the record, so far as it refers to any transaction between him (the witness) and J. P. Clinkscales. He is permitted to testify that Mrs. Estelle Clinkscales paid him no money for his assignment, inasmuch as she testified that she paid him $700 for it, but the Court will not allow him to testify as to any transactions between him, T. L. and J. P. Clinkscales.” When it is borne in mind that the inhibition of section 400 refers particularly to testimony as to “any transactions” between the witness and a person deceased; and that J. P. Clinkscales was a person deceased; and that the testimony expunged was that part of T. L. Clinkscales’ testimony which recounted “transactions” between him and the deceased person; and that the Circuit Judge in excluding it made use of the term “transaction” five times — -a word made technical by the Code in section 400, and used by the Judge in its technical sense — there can be no doubt that the learned Judge based his exclusion of the testimony upon section 400. If any further light were needed, it would be found in the charge to the jury, where the Judge, again referring to the expunged testimony, said, “You can consider nothing as to any transactions between this defendant, T. E. Clinkscales and J. P. Clinkscales, because the law is that in a case like this, no conversation or transaction like this witness here between the witness and a deceased person can be given in evidence.” While, therefore, it is true that plaintiff’s counsel moved that the testimony be excluded, [492]*492“on the ground that this testimony is contrary to the assignment that the witness made,” it is also true that in excluding it, the presiding Judge did so upon an entirely different ground, namely, upon section 400 of the Code. Consequently, in deciding the question whether or not the exclusion of the testimony was error of law, we must consider, not the grounds submitted by the counsel, but the reasons expressed by the Judge.
The four classes of persons are these: 1. A party to the action or proceeding. 2. A person having an interest which may be affected by the event of the trial. 3. A person who has had such an interest, but which has been in any manner transferred to, or has in any manner come to, a party to the action or proceeding. 4. An assignor of a thing in controversy in the action.
The three characteristics of the testimony are these: a. In regard to any transaction or communication between the witness and a person deceased, insane or lunatic, b. Against a party prosecuting or defending the action as executor, administrator, heir at law, next of kin, assignee, legatee, devisee or survivor of such deceased person, or as assignee or committee of such insane person or lunatic, c. When the present or previous interest of the witness may in any manner be affected by the testimony or by the event of the trial.
Free access — add to your briefcase to read the full text and ask questions with AI
The opinion of the Court was delivered by
Judge Benet, acting Associate Justice,
in place of Associate Justice Gary. This action for claim and delivery was brought by Jane Estelle Clinkscales to recover from the defendants certain personal propert}' covered by a mortgage, of which she was the assignee. After the commencement of the suit the plaintiff died, and her father, and executor, E. B. Norris, was substituted as plaintiff. The cause was heard at Abbeville, at the January term, 1896, before his Honor, Judge Earle, and a jury, and resulted in a verdict for the plaintiff.
The defendants appeal to this Court from the rulings and charge of the Circuit Judge, and from the verdict of the jury, upon various grounds, which are set forth in the “Case” in the form of ten exceptions.
The conclusions arrived at by this Court render it unnecessary to pass upon more than five of the exceptions, and these we shall take up and consider in order. The appellants’ second exception alleges error, “Because the Circuit judge erred in excluding the testimony of T. L. Clinkscales, jr., under sec. 400 of the Code, when (1) that section of the Code had no application at all; and (2) even if it had been applicable, the door was opened by Mrs. Estelle Clinkscales in her testimony, and the witness had the right under the said section to give his version of the transaction in reply to her.” On the threshold of the main question, involved in this exception, the respondent’s counsel make the objection that the testimony was excluded, not under sec. 400, but because it was contrary to the assignment the witness, T. L. Clinkscales, had made on the mortgage. In support of this view, the “Case” does certainly show that the testimony was objected to by respondent’s counsel, “on the ground that [491]*491this testimony is contrary to the assignment that the witness has made.” This objection was overruled and the testimony admitted. But when Court opened next morning, the trial Judge stated that he had some doubts as to the ruling of the previous day, and he decided to reverse it, and “rule the testimony out, except so muclrof it as negatived the payment of the money, as these plaintiffs show.” It is manifest, however, that although the motion to exclude was not grounded on sec. 400, the exclusion itself was placed upon no other ground. The Circuit Judge said: “The Court rules that the testimony of T. E. Clinkscales must be expunged from the record, so far as it refers to any transaction between him (the witness) and J. P. Clinkscales. He is permitted to testify that Mrs. Estelle Clinkscales paid him no money for his assignment, inasmuch as she testified that she paid him $700 for it, but the Court will not allow him to testify as to any transactions between him, T. L. and J. P. Clinkscales.” When it is borne in mind that the inhibition of section 400 refers particularly to testimony as to “any transactions” between the witness and a person deceased; and that J. P. Clinkscales was a person deceased; and that the testimony expunged was that part of T. L. Clinkscales’ testimony which recounted “transactions” between him and the deceased person; and that the Circuit Judge in excluding it made use of the term “transaction” five times — -a word made technical by the Code in section 400, and used by the Judge in its technical sense — there can be no doubt that the learned Judge based his exclusion of the testimony upon section 400. If any further light were needed, it would be found in the charge to the jury, where the Judge, again referring to the expunged testimony, said, “You can consider nothing as to any transactions between this defendant, T. E. Clinkscales and J. P. Clinkscales, because the law is that in a case like this, no conversation or transaction like this witness here between the witness and a deceased person can be given in evidence.” While, therefore, it is true that plaintiff’s counsel moved that the testimony be excluded, [492]*492“on the ground that this testimony is contrary to the assignment that the witness made,” it is also true that in excluding it, the presiding Judge did so upon an entirely different ground, namely, upon section 400 of the Code. Consequently, in deciding the question whether or not the exclusion of the testimony was error of law, we must consider, not the grounds submitted by the counsel, but the reasons expressed by the Judge.
The four classes of persons are these: 1. A party to the action or proceeding. 2. A person having an interest which may be affected by the event of the trial. 3. A person who has had such an interest, but which has been in any manner transferred to, or has in any manner come to, a party to the action or proceeding. 4. An assignor of a thing in controversy in the action.
The three characteristics of the testimony are these: a. In regard to any transaction or communication between the witness and a person deceased, insane or lunatic, b. Against a party prosecuting or defending the action as executor, administrator, heir at law, next of kin, assignee, legatee, devisee or survivor of such deceased person, or as assignee or committee of such insane person or lunatic, c. When the present or previous interest of the witness may in any manner be affected by the testimony or by the event of the trial.
It will be thus seen that to justify the exclusion of testimon}^ under this proviso of section 400, it should be shown to the satisfaction of the trial Judge, first, that the witness belongs to one or more or to all of the four classes of persons whose testimony may under certain circumstances be excluded; and, secondly, that his testimony partakes of not merely one or two of the disqualifying characteristics classified under «, b, and c, but that it possesses all three of those characteristics. To illustrate: A witness may belong to all four of the classes of persons described under 1, 2, 3, and 4, and his testimony may fall under the divisions a and b, but [494]*494if it does not also fall under division c, then it would be error to exclude it. Applying these tests to the case before us, we find that the witness, T. E. Clinkscales, whose testimony was excluded by his Honor, Judge Earle, belongs to three, if not to all four, of the classes of persons indicated in section 400. He is a party to the action, a defendant— class 1. He may be said to be interested in the event of the trial — class 2. He was the mortgagee of the mortgage which was transferred to the plaintiff’s testator, and by virtue of which this action was brought — class 3. And he was the assignor of the said mortgage — class 4. We also find that the witness’ testimony which was excluded — or, rather, which was first admitted and afterwards expunged— was in regard to transactions with a deceased person, and, therefore, possessed a first disqualifying characteristic — division a. It is plain, too, that the interest of the witness would be affected by his examination, or by the judgment rendered in the cause; his testimony, therefore, possessed the third disqualifying characteristic — division c. But the record does not show that his testimony was “against a party then prosecuting or defending the action as executor, administrator, heir at law, next of kin, assignee, legatee, devisee or survivor of such deceased person, or as assignee or committee of such insane person or lunatic.” The testimony is against Jane Estelle Clinkscales, the original plaintiff in the cause, now dead, who prosecuted this action not as any legal representative of the “deceased person,” her husband, J. P. Clinkscales, but solely in her own right as assignee of the note and mortgage for value, and as the lawful owner and holder of the same. The fact that since her death the action has been prosequted by her executor, E. B. Norris, does not change the status of the case in so far as this appeal is concerned. The testimony, therefore, does not possess the second disqualifying characteristic set forth in division'A Section 400 is a statute of exclusion intended to restrict section 399, which provides that “no person offered as witness shall be excluded by reason of [495]*495his interest in the event of the action.” It must as such be strictly construed. Nothing may be included under its provisions but what is clearly and unmistakably expressed in its terms. Having found, therefore, .that while the witness, T. I/. Clinkscales, may belong to all four of the classes of persons who may, under the conditions set forth in section 400, be forbidden to give testimony possessing the three characteristics described therein, and that his testimony, while it possessed two of the three disqualifying characteristics, yet did not possess all three, we are bound to hold that the testimony should not have been excluded, and that in excluding it the Circuit Judge committed error of law.
The third exception charges error in the Circuit Judge, “In refusing to allow secondary evidence as to the contents of the receipt signed by Estelle Clinkscales, in which she elected to take under the will of her husband, J. P. Clink-scales, and to give up all claim to the property covered by the mortgages in question, when there was sufficient proof going to show that said receipt had been lost or destroyed by fire.” Judicial discretion in some of its aspects being a mixed question of law and fact, it is proper to set forth the facts disclosed by the record upon which this exception is based. One of the defendants, A. J. Clinkscales, testified that he turned over to Jane Pistelle Clinkscales the things that were left to her in the will, and took her receipt for the things as executor. Upon objection of plaintiff’s counsel, the Court ruled that the witness could not go into the contents of the receipt without showing that it was lost and could not be produced. The witness thereupon testified that the receipt was written at Mr. Norris’, in Estelle’s presence, and that she signed it; that he did not have the receipt; that he left it with Mr. Frank B. Gary, one of the counsel for defendants; that he had not seen the receipt since; that they employed Mr. Murray, of Anderson, to assist in the case, and that the papers were sent to him; that Mr. Gary and he (the witness) searched for the papers in Mr. [496]*496Gary’s office, and it could not be found; that he was at Anderson a while after that, and Mr. Murray and his clerk and he searched for it in his office and it could not be found; that this search was made after the fire in Mr. Murray’s office; that he had not seen the paper since, and did not know where it was. Upon this showing it was sought to introduce secondary evidence of the contents of the paper; and Judge Earle ruled that “the person who had the paper in his possession should have been examined as to the lost paper. Unless it be shown by competent evidence that the paper is lost and cannot be found, then the contents of that paper cannot be gone into. We can introduce secondary evidence only when it is shown that the primary evidence cannot be produced. It may be possible that Mr. Gary found that receipt after he and this witness made the search.” And the secondary evidence was not admitted. The “Case” shows that Mr. Gary, one of the defendant’s attorneys, and the first employed, was not at the trial, but was absent in attendance upon the State Legislature, of which he was a member, and that the Circuit Judge had refused the defendant’s motion for a continuance based upon his absence.
This exception raises two questions: First. Is the exercise of judicial discretion, in regard to the admission or exclusion of secondary evidence, appealable matter to be reviewed by this Court? And second. If appealable and reviewable, did the Circuit Judge, in the case at bar, commit error of law in excluding the secondary evidence offered?
Constitution of 1868.
Art. IV. Sec. 26. “Judges shall not charge juries in respect to matters of fact, but may state the testimony and declare the law."
Constitution of 1895.
Art. IV. Sec. 26. “Judges shall not charge juries in respect to matters of fact, but shall declare the law."
[507]*507The first clause of the old section remains unchanged: “Judges shall not charge juries in respect to matters of fact.” The second clause has been changed in two important particulars: First. The permission to “state the testimony” has been omitted. Second. The permission to “declare the law” has been changed into a mandate. Instead of the former permissive clause, “Judges * * may * * declare the law,” we find the now imperative provision, “Judges * * shall declare the law.” In this case we are more especially concerned with the first of these two important changes, namely, the leaving out of the new section the permission to state the testimony. And in construing the section as it now appears in the Constitution, we must endeavor to ascertain and give effect to the true meaning of the section, and to the real object and intention of the framers of the new Constitution in making this material change. Fight and aid in this investigation will best be found by examining the long line of decisions of this Court in which provisions of the old section have been construed with great care and from every possible point of view. Art. IV., sec. 26, has received interpretation and construction by this Court in some sixty cases, beginning with Redding v. Railroad Co., 5 S. C., 69, and ending with Brock v. O'Dell, 44 S. C., 29. Until the adoption of the Constitution of 1868, under the common law and the practice of the courts of this State, our Circuit Judges had the power to charge juries upon the evidence as well as upon the law. After the case was closed on both sides, the Judge summed it up to the jury. In this “summing up”- — -the old name applied to a Judge’s charge, and the name still used in the English courts — it was customary to state to the jury the issues involved, to explain the law applicable to the case, and to recapitulate the testimony, so as to refresh the minds of the jurors and enable them to apply the law to the testimony, and to pass intelligently upon it. It was competent for the Judge to give the jury his opinion upon the facts as well as upon the law, provided he did not actually take the decision of the case [508]*508from the jury, but left it to them to find a verdict according to their own opinions. This was the practice for many years throughout all the States, and it still obtains in the Federal courts. But this power to comment on the testimony has at various times, and in varying degrees, been abridged in the respective States by constitutional or statutory limitations. No effort has been made, however, so far as we are aware, by congressional legislation to deprive the Judges of the Federal courts of this power, which the States, piece-meal, have taken from the Judges of the State courts. There is no doubt this power had been greatly abused. Not unfrequently Judges evinced partisanship in their charges and moulded verdicts to their will; and as frequently juries shirked responsibility and really adopted the opinion of the Judge, finding their verdict as he directed. It was to put a stop to this, and to secure the constitutional right of trial by a jury and not by a Judge, that the various limitations on this common law power were ' imposed by constitutions or by statutes. It is instructive to note the views expressed by the courts of last resort in this State while the common law power was exercised. In State v. Casados, 1 N. & McC., 98, Mr. Justice Cheves held that “it is the right, and often the duty, of the presiding Judge, in the examination of questions of complicated facts, to give the aid of his discrimination, experience, and judgment to the jury. If he finally and distinctly submits the question of fact to the jury as a matter within their peculiar province, and on which they have a right to determine for themselves, there can be no cause for this Court to interfere. There may be extreme cases, which I hope will never exist, where a Judge, becoming insensible to the duties of his high station, may forget that impartiality which he is sworn to practice — a quality which graces while it strengthens the authority of the bench. If, forgetting the duty of impartiality, a Judge becomes a partisan, this Court must interfere.” It had been held in a previous case (State v. Bennett, 2 Tread., 692), by Mr. Justice Nott, that “al[509]*509though it is the province of the jury to judge of the facts, and of the Judge to determine the law, yet the Judge is not precluded from giving his opinion on the facts. It is his duty to aid the jury in forming an opinion of the-evidence, as well as the law, which are frequently so blended that it is difficult to take a distinct and unconnected view of each separately. The whole case was finally and fairly left to the jury.” In Devlin v. Kilcrease, 2 McM., 428, the Court cites with approval the Bennett and Casados cases, as laying down “the practice in all common law courts.” It refers to “the frequency of such grounds of appeal;” and Mr. Justice Richardson quotes from Rord Brougham, as “high authority,” the following, “commending the judicial character and conduct of Rord Ellenborough,” namely: “Rord Ellenborough was not one of those Judges who, in directing the jury, merely read over their notes and let them guess at the opinion they have formed, leaving them without any help or recommendation in forming their own judgments. Upon each case that came before him he had an opinion; and while he left the decision to the jury, he intimated how he thought himself. This manner of performing the office of Judge is now generally followed and most commonly approved.” * * * “And I may add,” says Mr. Justice Richardson, “such is the well-settled practice in South Carolina.” In the case of Kirkwood v. Gordon, 7 Rich. L., 474, the will of Gordon had been attacked on the ground of lunacy, want of capacity, and undue influence. Judge O’Neall had said to the jury that “there was no evidence of insanity, lunacy or want of capacity sufficient to destroy the will. Still,” he adds in his report, “this was my mere opinion and advice; they were left at liberty, if they chose so to do, to find against the will. So, too, I told them there was no evidence of undue influence. * * * If I seemed to argue the case for the will, it perhaps arose more from the preponderance of the facts on that side. It is, however, true that I did say to the jury, as I closed my charge, that the objections to the will seemed to [510]*510me to be more shadowy than any which had ever been presented tome. The jury found for the will.” One of the grounds of appeal charged that “the presiding Judge, instead of submitting the case to the jury on the testimony, argued it to them with as much feeling, force, and earnestness as did the counsel for the executor.” Mr. Justice Glover, speaking for the Court of Appeals, said: “This Court has acted on the maxim, ad qucestionem legis, respondent judices; ad qucestionem facti, respondent juratores. To preserve the latter branch of this maxim, it will hardly be contended that a Judge shall simply recapitulate the evidence, and play the part of a mere automaton, and not direct the attention of the jury to the relevancy and sufficiency of the evidence. * * * His experience should light their path and lead them to a correct conclusion, not controlled by his opinion, but by the evidence. * * * He must instruct the jury on the facts, not control their verdict; enlighten their understanding, not inflame their passions; and, above all, the discharge of judicial duties demands impartiality. * * * This tribunal cannot say, in the language of counsel, that the presiding Judge moulded the verdict.” The pithy style of this decision recalls to mind, and tempts us to quote, the quaint advice given by Rord Bacon to Mr. Justice Hilton, in regard to summing up cases to a jury: “You should be a light to open their eyes, but not a guide to lead them by the noses.” In State v. Smith, 12 Rich. L., 439, one of the last cases on appeal under the old system, the learned Associate Justice, Job Johnston, delivering the opinion of the Court of Appeals, stoutly maintained this “right of the Judge to advise the jury on the facts,” saying: “This right has been too often sustained to remain the subject of the least doubt. It is entirely reasonable and proper, and its exercise is not. unfrequently called for by duty and expediency. * * * It is not difficult to discover that such a procedure may be disagreeable and tend to the disappointment of interested parties; but to the cause of justice, of which both Judge and [511]*511jury are the sworn ministers, it can, when judiciously exercised, scarcely fail to be satisfactory.” These cases sufficiently indicate the nature of the right and the extent of the power exercised by the Judges of this State in charging juries under the old common law practice, which right was abridged and power limited by the Constitution of 1868, and still further abridged and limited by the Constitution of 1895. It is proper to ascertain the extent of that abridgment and limitation, first, by the Constitution of ’68, and afterwards by that of ’95.
Following the example of other' States, and, indeed, adopting the very words of some of the other State Constitutions, our Constitution of 1868 provided (art. IV., sec. 26,) that “Judges shall not charge in respect to matters of fact, but may state the testimony and declare the law.” This provision superceded the common law in this regard. It took away from the Circuit Judge the right he formerly had — in the language of the cases just cited — “to advise the jury on the facts;” or “to instruct the jury on the facts;” or to “direct the attention of the jury to the relevancy and sufficiency of the evidence;” or to “intimate how he thought himself;” or “to aid the jury in forming an opinion on the evidence,” by “giving his opinion on the facts;” or “in the examination of questions of complicated facts, to give the jury the aid of his discrimination, experience, and judgment.” Very soon appeals came up from the courts below, charging violations of this constitutional provision; and they continued to come until section 26 had been interpreted and construed nearly sixty times by this Court. Its object, meaning, and scope have repeatedly been declared in clear and unequivocal terms. For example, in the first case in order of time, Redding v. Railroad Co., 5 S. C., 69, Mr. Justice Willard said: “Considering together the parts of this section, it is quite clear that its sole intention was to prevent judges from forcing upon the juries their own convictions as it regards matters of fact. The juries are the judges of such matters, and cannot properly look to the Court for a con[512]*512trolling view of the proper conclusions of fact; nor can the Court, on the other hand, employ its influence over the minds of jurors to force upon them its conclusions in such cases.” This view was approved by Mr. Chief Justice Moses, in State v. Green, 5, S. C., 66-7. Mr. Justice McIver, in State v. White, 15 S. C., 392, held that “the real object of this clause of the Constitution is to leave the decision of all questions of fact to the jury exclusively, uninfluenced by any expression of opinion by the Judge, whose position would very naturally add great weight to any opinion he might express upon any question of fact arising in a case.” And on page 393: “The object of the constitutional provision is to preserve the jury from being in any way influenced by .the Judge’s opinion as to the facts.” It was concisely stated by Mr. Justice McGowan, in Wood v. Railroad Co., 19 S. C., 581, that this provision of the Constitution “was intended to exclude the influence of the Judge in moulding verdicts.” Mr. Chief Justice Simpson said, in State v. Howell, 28 S. C., 255: “We have construed this section to mean, that while trial judges may state the testimony, and so arrange it as to enable the jury to apply it to the legal points involved, yet that they cannot convey to the jury, either expressly or impliedly, their opinions as to the force of said testimony upon any question of fact at issue between the parties. In other words, that the jury must be left perfectly free in reaching a conclusion upon the testimony introduced, untrammeled by any intimation from the Judge as to whether a certain fact at issue has been proved or not.” And Mr. Justice Pope, speaking for this Court, in Moore v. Railroad Co., 38 S. C., 31, clearly announced the same view thus: “What is meant by the Judge charging upon the facts? It seems to us it may be said to occur when, in the progress of a trial, the Circuit Judge conveys by word his opinion upon the sufficiency or insufficiency of certain testimony in determining, by the jury, some fact at issue between the parties litigant. It must be by charge — that is, oral or written statements of the judge to the jury. It must be an opinion [513]*513on some matter of fact. It must be such an expression of opinion on a matter of fact that thereby the jury are made to know what is his estimate of the truth or falsity of some matter in testimony; and, lastly, such an expression by the Judge must relate to some matter of fact at issue between the parties.” Similar views are expressed in Benedict v. Rose, 16 S. C., 630; Woody v. Dean, 24 S. C., 504-6; State v. Addy, 28 S. C., 13—15; State v. Norton, 28 S. C., 578-9; State v. Jacob, 30 S. C., 138-9; Richards v. Munro, 30 S. C., 290-1; State v. James, 31 S. C., 235-7; State v. Williams, 31 S. C., 258; State v. Wyse, 32 S. C., 54-5; Durham v. Pagett, 39 S. C., 76-7; State v. Ezzard, 40 S. C., 322. In the light of these and other cases, no doubt is left about the purpose and scope of section 26; and no further definition is needed of the meaning of the first clause of this section: “Judges shall not charge juries in respect to .matters of fact.” A judge violates this provision when he expresses in his charge his own opinion upon trie force and effect of the testimony or of any part of it, or intimates his views of the sufficiency or insufficiency of the evidence, in whole or in part. Examples of what has been held to be charging on the facts will be found in: State v. Green, 5 S. C., 65; State v. White, 15 S. C., 391—2; Benedict v. Rose, 16 S. C., 630; Howard v. Wofford, 16 S. C., 155; Sharp v. Kinsman, 18 S. C., 114; State v. Jenkins, 21 S. C., 595; Levi v. Legg & Bell, 23 S. C., 285; State v. Small, 24 S. C., 591; State v. Addy, 28 S. C., 14; State v. Norton, 28 S. C., 578-80; White v. Railroad Co., 30 S. C., 228; State v. Caddon, 30 S. C., 609; State v. Williams, 31 S. C., 258; State v. Wyse, 32 S. C., 54-5; Jackson v. Jackson, 32 S. C., 591-2; State v. Brown, 33 S. C., 160; Brock v. O'Dell, 44 S. C., 29. Instances of charges which were held not to be charges on the facts will be found in: State v. Atterberry, 19 S. C., 597; Acker v. Co. of Anderson, 20 S. C., 499; State v. Robinson, 27 S. C., 619; Carroll v. Express Co., 37 S. C., 455; State v. Atkinson, 40 S. C., 373.
With reference to the second part of section 26, “but may [514]*514state the testimony and declare the law,” this Court has several times confessed that “there is no more difficult duty imposed upon this Court than that of fixing, under this provision, the exact line which bounds the province of the trial Judge in respect to matters of fact. * * * The Judge undoubtedly has the right to state the testimony, and in its proper order, and it is easy to see how a conscientious officer * * * may unconsciously transcend the very shadowy outlines of his constitutional domain.” State v. Addy, 28 S. C., 13; see, also, State v. Summers, 19 S. C., 94. Since this permission to “state the testimony” has been taken away, and no longer is found in section 26 of the Constitution, it is of the utmost importance that we should ascertain what this Court has held to be the true and full meaning of the expression, “may state the testimony,” because, by the elision of that clause, Circuit Judges have been deprived of whatever power it conferred. In Redding v. Railroad Co., 5 S. C., 69, it was thus defined: “Stating the evidence means more than repeating it. It includes the idea of placing it in its logical relation to the propositions which it is adduced to support or contradict, as well as to the principles and rules of law by which' its bearing and force ought to be controlled.” (Willard, A. J.) It was held, somewhat more at length, in State v. Green, 5 S. C., 66, “that a Judge, in his charge to the jury, is not to be confined to a mere narration of the evidence. While he is not at liberty to give his conclusion on any particular portion of the testimony, nor the result of his judgment as to the whole, he is not restrained from comparing the various parts of it, that the jury may have before them, in as concise a form as possible, the issues upon which they are to pass, so that they may be the better enabled to apply the law to the facts presented in the cause. The Judge is not permitted to say, where the testimony makes an issue of fact, in what manner the jury is to value it; but he may review the whole testimony, and while not allowed to give his own conclusion, may collect and group together the various phases in which the [515]*515evidence may be regarded, that the jury may view it in the various relations which it bears to the law as pronounced by the Court.” (Moses, C. J.) The quotation from Mr. Chief Justice Moses puts, perhaps, a too liberal construction upon “stating the testimony,” approaching somewhat too closely the “summing up” of the common law. This seems to be intimated by Mr. Justice McIver, in State v. White, 15 S. C., 392. In that case, the present Chief Justice thus interpreted the clause: “While, therefore, the Judge is not expected to confine himself to a mere statement or repetition of the testimony as it was delivered, but may place it before the jury in the order in which it relates to the propositions which it is adduced to support or contradict, by pointing out the questions of fact which arise, and calling the attention of the jury to the evidence applicable to such questions; yet he should carefully avoid expressing any opinion which he may have formed from the facts, leaving it for the jury to draw their own conclusions, unbiased by any impressions which the testimony may have made upon the mind of the Judge.” Mr. Justice McGowan expresses the same opinion, in Benedict v. Rose, 16 S. C., 630. After saying, “It has been properly held that ‘stating the testimony’ means more than repeating it,” he adds: “But while it means more than merely repeating the testimony, the other part of the provision negatives the right to invade the proper province of the jury, by expressly declaring that ‘Judges shall not charge juries m respect to matters of fact.’ ” Mr. Chief Justice Simpson, delivering the opinion of the Court in Woody, v. Dean, 24 S. C., 505, said very forcibly: “What is meant by the constitutional inhibition upon a Judge in charging on the facts, as we understand it, is that as to any disputed matter of fact in issue between the parties, while he may state the evidence, read it over to the jury, or state it orally, yet he is not permitted to give his opinion as to its force and effect, or make remarks intended, or tending, to influence the jury as to their finding. . He may state the case alternatively — as, if they find thus and so [516]*516from the testimony, which he has recounted to them, the law will be one way; if not, it will be otherwise. The point is, that the Judge shall not take the testimony from the jury, either directly or impliedly, as to its effect.” To the same effect is the language of the present Chief Justice, in State v. James, 31 S. C., 235: “What, then, is the extent of the permission to state the testimony? Is it confined to a mere repetition of the testimony, as it fell from the lips of the witnesses, or does it extend to an arrangement of the testimony in the order in which it applies to the several questions of fact arising in the case, and, as thus arranged, laid before the jury by the Judge?” After referring to several decided cases, Mr. Justice McIver continues: “The latter construction has been held the correct one; but it has been uniformly held that in thus laying the testimony before the jury in its proper order, the Judge must be careful to avoid expressing, or even intimating, any opinion as to the facts; and that if he does so, whether intentionally or unintentionally, a new trial must be granted. Under our Constitution, the jury are the exclusive judges of the facts, and the true meaning and real object of the section of the Constitution above quoted is that they must be left to form their own judgment, unbiased by any expressions or even intimations of opinion^from the Judge.” See, also, for similar doctrine, State v. Jones, 21 S. C., 596; State v. Davis, 27 S. C., 612; State v. Addy, 28 S. C., 13, 14, 15; State v. Howell, 28 S. C., 254-5; State v. Howard, 32 S. C., 95-7; Foggette v. Gaffney, 33 S. C., 311; Moore v. Railroad Co., 38 S. C., 30-3. These authorities clearly show that under the constitutional provision to “state the testimony,” a Judge had the right to repeat the testimony to the jury in his charge, either by reading it from notes or by stating it orally, or to arrange it in its proper or logical order, grouping it with reference to the several issues, of fact arising and propositions of law involved, and to call the jury’s attention to the evidence applicable to the questions of law or fact.
[517]*517This right has been taken away from the Circuit Judges by the change made in section 26 in the Constitution of 1895, the permission to “state the testimony” having been left out, and,, we must hold, intentionally left out. It was manifestly the intention of the framers of the Constitution of 1895 to deprive Judges of the right to “state the testimony” in charging juries, and to take from them all the power which that phrase has been held to imply. Section 26, as it now stands, thus further abridges the right and limits the power of Judges in charging juries which they formerly exercised .under the common law, and which, as we have seen, had already been abridged and limited by the same section in the Constitution of 1868. Having thus ascertained what has been taken from the Judges in this regard, it remains to determine what has been left to them; to define, if possible, the limits of their diminished constitutional domain.
It stands to reason that nothing has been taken from them, with regard to the testimony, except the right “to state the testimony” in their charges. Thus it would still be competent for the Judge to tell the jury in his charge, in a proper case, that there was no evidence bearing on a certain issue, if there was none. This Court has held that such a ruling is strictly a matter of law, and not in conflict with the constitutional section in question. See Redding v. Railroad Co., 5 S. C., 70; Williams, Black & Co. v. Connor, 14 S. C., 621; Lynn v. Thomson, 17 S. C., 137; State v. Summers, 19 S. C., 94; State v. Nance, 25 S. C., 172-3; State v. Norton, 28 S. C., 579. On the other hand, it would still be error to charge there was no proof, if there was any evidence at all on the point. Fripp v. Williams, Bernie & Co., 14 S. C., 510; Carrier v. Hague, 9 S. C., 457. It would seem, also, that a Judge would not be violating the constitutional inhibition if he, in his charge, repeated the testimony as to undisputed facts or admitted facts, or stated their legal effect, or pointed out the different conclusions which might be drawn from them, or the inquiries they would [518]*518naturally give rise to. In Woody v. Dean, 24 S. C., 505, it was laid down that the constitutional inhibition upon a Judge, in charging on the facts, related only to “any disputed matter of fact in issue between the parties.” Quoting this, in Greene v. Duncan, 37 S. C., 253, Mr. Justice Pope says: “Here is a judicial construction of this provision of the Constitution, and by its express terms such inhibition ‘ extends only ‘to any disputed matter of fact in issue between the parties.’ ” Held., no error in the Judge charging testimony to which there was no opposing testimony. So, in Moore v. Railroad Co., 38 S. C., 31, this Court said, by Mr. Justice Pope: “These acts of the plaintiff were admitted by him in his testimony. Every other witness testified to them. Where was there any issue between these parties as to those matters of fact? There was none. This being so, where did the Circuit Judge err in referring to them as unlawful? The facts being admitted, the Judge had the right to state the legal effect of such admitted facts; they were unlawful, and hence no error was committed by the Judge in this particular.” It was held, also, in Lynn v. Thomson, 17 S. C., 137 (Mr. Chief Justice Simpson), that where there is no dispute as to the immediate fact testified to, and the question is as to the effect of such fact, it would not be an invasion of the province of the jury for the Judge “to point out to them the different conclusions which may be drawn, and the circumstances which might incline them to believe the one or the other, reserving his own opinions.” In State v. Glover, 27 S. C., 607 (Mr. Justice McIver), it was held to be no error in the Judge to embody in his charge repetitions of the uncontradicted testimony of the witnesses, and “point out the inquiries which such testimony would naturally give rise to.” See, also, Ebaugh v. Mullinax, 34 S. C., 373; State v. Jackson, 36 S. C., 491; State v. Murrell, 33 S. C., 98; State v. Ezzard, 40 S. C., 322. It would seem, also, that there is no violation of the constitutional inhibition when a Judge in his charge makes general remarks which have no special application to the [519]*519case; or which are not pertinent to any issue involved; or inadvertent, irrelevant remarks; or statements used in illustration of some principle of law. Sullivan v. Blythe, 14 S. C., 622; State v. Sims, 16 S. C., 486; State v. Corbin, 16 S. C., 545; Moore v. Railroad Co., 38 S. C., 31; Fitzsimons v. Guanahani Co., 16 S. C., 197; Rembert v. Railroad Co., 31 S. C., 312. It has also been decided by this Court in several cases that a Judge does not violate the provisions of section 26 when he makes incidental remarks or observations, during the progress of a trial, not in his charge to the jury; but, for example, when making a ruling, or when hearing argument, or during the examination of the witnesses. In State v. Turner, 36 S. C., 544, referring to a remark made — not in charging the jury, but in making a ruling during the progress of the trial — Mr. Justice McGowan said: “It seems to us that it would be a great stretch of construction to hold that such an incidental remark, made during the progress of the case, amounted to a violation of the provision of the Constitution which prohibits Judges from charging juries as to matters of fact.” To the same effect is Ober v. Blalock, 40 S. C., 37, in which the remarks objected to were made “in hearing argument and making rulings as to the admissibility of evidence.” See, also, State v. Crawford, 39 S. C., 350, quoting, with approval, from State v. Turner, supra; also, State v. Atkinson, 33 S. C., 108, and Moore v. Railroad Co., 38 S. C., 31, which last case holds that the violation “must be by charge.”
' It has also been well settled by the decisions of this Court, that art. IV., sec. 26, was not violated when a Judge, in his charge to the jury, based his declaration of the law upon a hypothetical statement of facts. By so doing he was neither charging in respect to matters of fact, nor commenting on the testimony, nor stating the testimony. In Carroll v. Express Co., 37 S. C., 455 (Mr. Justice Pope), the Court said: “The Circuit Judge refused to make this charge” — a request to charge — “because he would thereby express his [520]*520opinion on the facts of the case. If such were the case, the Judge was right; but the appellant insists that such is not the case — that the request to charge was predicated upon hypothetical findings of fact by the jury; and if this were so, the Judge would have been in error — for it is very often the case that this is the only mode by which a party litigant can obtain a declaration of what the law is in a particular case from the presiding Judge.” The request to charge, on page 453, was framed thus: “If the jury are satisfied from the evidence adduced that the plaintiffs, by their agent, Horton, induced the defendants’ agent, Colyer,” to do so and so, several matters being thus hypothetically stated, “then Horton must be held to have assumed all risk,” etc., and, in short, to have made Colyer his agent — the purpose of the request manifestly being to obtain from the Judge instruction for the jury on the law of agency. The Court held (page 457) that the request “was intended to bring out a declaration of this principle of law by him, and such refusal of the Circuit Judge was error.” Without such a hypothetical basis, since he may not now state the testimony, it is difficult to see how a Judge could make plain to the most intelligent jury the law of agency, of negligence, laches, estoppel or the like subjects, in which, necessarily, law and fact are so intimately blended. See, also, Mr. Chief Justice McIver’s opinion, in State v. Milling, 35 S. C., 26; and Mr. Justice Pope’s, in Greene v. Duncan, 37 S. C., 254; and in Brock v. O'Dell, 44 S. C., 29, where it was held: “If the plaintiffs had desired a charge from the trial Judge upon a hypothetical state of facts, they should have so framed their request.” A similar charge was sustained in Bank v. Zorn, 14 S. C., 453. And in Woody v. Dean, 24 S. C., 505, Mr. Chief Justice Simpson said: “He may state the case alternatively — as, if they find thus and so from the testimony, * * * the law will be one way; if not, it will be otherwise.” Prom these authorities we conclude, therefore, that it would be no violation of section 26 in its new form to submit to the jury in the charge a hypothetical statement of facts on [521]*521which to base the law, in many cases a necessary basis of the law which the Judge announces.
We must not overlook the important fact that, in addition td taking away the right to “state the testimony,” the new section 26 has changed the permission,1 “may * * * declare the law,” into the mandate, “shall declare the law.” Since the Constitution now requires the trial Judge to declare the law, the question arises, what law shall he declare? In a homicide case, for example, shall he give'the jury a complete discourse on the law of murder, manslaughter, homicide se defendendo, homicide per inforttmidm, &c.; or, in a case of trespass to try title, shall he endeavor to aid the jury by an exhaustive survey of the whole1 realm of the law of real estate? To ask the question is to answer it. Such a charge would leave the law of the particular case in nubibits. Clearly the Judge can be required to declare only so much of the law as is applicable to the-case on trial; and what that law shall be, can be shown by the testimony alone. As was well said by Mr. Justice McGowan, in Benedict v. Rose, 16 S. C., 630: “The Judge is required to-announce the law, but that cannot be done properly until the facts are established. He cannot be expected in every case to announce all the law, but only so much of it as is applicable to the case made by the facts. It is, therefore, absolutely necessary for him, in discharging his parbof the duty, not only to understand, but to make reference1 to the facts, which must constitute the basis of the law he-announces. Accordingly, the Constitution declares that he hás the right to state the testimony and declare the law.” That right has been taken away by the amendment to section 26, as we have seen; but it is as “absolutely necessary” as ever, that the Judge should-have something to constitute the basis of the law he declares, more necessary, if possible, now that he must declare the law. He can no longer bottom his law upon direct references to the testimony, but he may bottom it upon a supposed state of facts. Mr. Chief Justice Simpson was equally strong in delivering the 'opinion of [522]*522this Court, in Woody v. Dean, 24 S. C., 504: “While a Judge has no right under the Constitution to charge on the facts to the extent of giving his opinion to the jury, he must necessarily say something about the testimony, or else his charge would be barren of fruit, and in many cases a useless ceremony.” He may not now say anything directly about the testimony, may not state what is in evidence, but he may prevent his charge from being a useless ceremony, by founding it upon a hypothetical statement of fact. This view is not inconsistent with that expressed in State v. James, 31 S. C., 235, in which the present Chief Justice spoke for the Court, and said: “The first inquiry which naturally arises is, what is the meaning and extent of the prohibition, Judges shall not charge juries in respect to matters of fact? If that language stood alone, then the inference would be that a Judge, in charging a jury, should not say anything about the facts; for the broad terms used — ‘in respect to matters of fact’ — would certainly warrant, if they did not require, the inference, that a Judge was not at liberty even to speak of the facts; not at liberty to speak in reference to, or ‘in respect to,’ them. But as that was not the intention, additional words are found in the clause, which expressly permit the Judge tosíate the testimony. So that the practical inquiry is, what is the extent of this permission, following as it does and qualifying, the previous absolute prohibition, which, without such qualification, would forbid any allusion to the testimony.” The condition thus argumentatively supposed, now exists. The prohibition, “Judges shall not charge juries in respect to matters of fact,” now stands alone in section 26, unqualified by the permission to “state the testimony,” which permission has been stricken out by. amendment. And any direct reference to the testimony in charging a jury, any expression as to what is in evidence, any remark that would amount to a stating of the testimony, in whole or in part, is absolutely prohibited.
At the same time, we cannot presume that it was the intention of the framers of the new Constitution (many of [523]*523whom were members of the bar, and learned in the law, and familiar with the decisions of this Court,) to require trial Judges in their charges to declare the law, and yet forbid them to base that law upon any foundation, by which alone they can make it apply to a given case. The constitutional mandate is, they “shall declare the law.” To require that they shall do so, and to forbid them to establish the law they must declare upon any foundation, is to require the impossible. We have shown by the highest authority that such a foundation is absolutely necessary. Formerly it was furnished either by a statement of actual facts in evidence or by a statement of hypothetical facts; now it must be found solely in the latter — a supposed state of facts.
We, therefore, conclude and hold that, as it would be impossible to declare the law applicable to a case on trial without connecting the legal principles involved with some state of facts, actual or hypothetical, it was the intention of the framers of the new Constitution, in amending sec. 26, art. IV., that the trial Judge in charging the law of the case should lay before the jury that law as applicable to a supposed state of facts; but that in so doing he should carefully avoid repeating the evidence on the facts at issue, making no statement of the testimony, either in whole or in part. We are clearly of the opinion that under section 26, as it now reads, a Judge may, in declaring the law applicable to the case, base that law upon hypothetical findings of fact "by the jury, and instruct the jury that, if they believe so and so from the evidence they have heard, then such and such will be the legal result. In so doing, if he be careful not to repeat any of the testimony, nor to intimate, directly ■or indirectly, what is in evidence, he will be chargeable neither with stating the testimony nor with charging in respect to matters of fact. The length to which our discussion of this question has grown will be excused, we trust, in consideration of the great importance of the subject, and the obvious necessity of determining, as clearly [524]*524and satisfactorily as possible, the full effect of the change in sec. 26, art. IV.
We recur now to the charge of the Judge m the case at bar, excepted to by the appellants as in violation of section .26. It appears that he said to the jury: “So far as T. E. Clinlcscales is concerned, he assigned this mortgage to Mrs. Estelle Clinlcscales for value, as he says, and he is now in possession of this property, or a part of it; and, even if there was no proof as to what was due, T. L. Clinlcscales would be estopped; for, you observe, T. L. Clinlcscales -put Mrs. Estelle Clinlcscales in a position she would not have occupied but for the position he put her in. If this is so,” * * * “Did he undertake, for instance, to give her corn which had already been consumed? She can’t be said to elect between that corn and this property, because the corn was not there to take.” These remarks of the Judge were not uttered while-he was making a ruling during the progress of the trial, nor were they mere incidental remarks or observations let fall during the progress of the case; but they were made in his charge to the jury. Nor did they relate to undisputed or admitted facts, but to facts in issue between thé parties, and to be determined by the jury. Nor was the Judge submitting hypothetical findings of fact as a foundation for the law of the case; but his references to the testimony were direct, positive, and categorical. It is true, that one of the statements was followed by the phrase, “if this is so;” but the Judge had already stated what the testimony was, and had given his opinion of its effect; and we must think that the qualifying phrase came too late to cure the mischief and do away with the effect of the positive expression. (State v. White, 15 S. C., 393; State v. Smalls, 24 S. C., 591-2.) The portions of the charge under consideration amount to a “stating of the testimony” in part; and we have seen that the right “to state the testimony” has been taken from the trial Judge. They also embody an expression of the Judge’s opinion concerning the effect of the testimony referred to; and such [525]*525we hold to, be an instance of charging “in respect to matters of fact;” a violation, therefore, of the strict prohibition of the Constitution.
The sixth and eighth exceptions of the appellants are, therefore, sustained.
It is the judgment of this Court, that the judgment of the Circuit Court be reversed, and a new trial granted.
Related
Cite This Page — Counsel Stack
25 S.E. 797, 47 S.C. 488, 1896 S.C. LEXIS 145, Counsel Stack Legal Research, https://law.counselstack.com/opinion/norris-v-clinkscales-sc-1896.