Norris v. Apfel

CourtCourt of Appeals for the Tenth Circuit
DecidedApril 28, 2000
Docket99-6167
StatusUnpublished

This text of Norris v. Apfel (Norris v. Apfel) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Norris v. Apfel, (10th Cir. 2000).

Opinion

F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS APR 28 2000 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk

DON L. NORRIS,

Plaintiff-Appellant,

v. No. 99-6167 (D.C. No. 97-CV-1613-L) KENNETH S. APFEL, Commissioner, (W.D. Okla.) Social Security Administration,

Defendant-Appellee.

ORDER AND JUDGMENT *

Before EBEL , KELLY , and BRISCOE , Circuit Judges.

After examining the briefs and appellate record, this panel has determined

unanimously to grant the parties’ request for a decision on the briefs without oral

argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore

ordered submitted without oral argument.

* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. Claimant Don L. Norris appeals from the denial of social security disability

and supplemental security income (SSI) benefits. He argues that the

administrative law judge (ALJ) failed at step four to make sufficient findings or

to gather sufficient evidence to support her findings as to his vision and walking

restrictions at all three phases of the analysis required by Social Security Ruling

82-62, 1982 WL 31386, and Winfrey v. Chater , 92 F.3d 1017, 1023 (10th Cir.

1996). We have jurisdiction under 28 U.S.C. § 1291 and 42 U.S.C. § 405(g), and

reverse and remand the case for further proceedings.

The Claim for Benefits

Claimant was born on October 30, 1948. He dropped out of school in the

tenth grade, and worked full-time for many years in various labor-type jobs. He

held his last full-time job for twelve years, until he was fired on June 29, 1992.

His attempts to work since then have been brief and unsuccessful. He claims that

he ends up in pain after a few days and is unable to continue working. See

Appellant’s App. at 120, 124, 203.

Claimant filed his claim for benefits on September 20, 1993, alleging that

he became disabled on September 6, 1993, due to severe lower back pain. See id.

at 47. He explained that the pain is on the right side of his lower back and in his

right hip and leg, and has progressed over time into numbness and tingling in his

arms and hands. See id. at 59, 80, 86, 101, 109, 112, 124, 156, 162, 182, 195-96,

-2- 197, 208. He has spent time in a wheelchair or on crutches due to this

impairment. See id. at 108, 203. On his September 23, 1993 disability claim

forms, claimant also asserted that implants in both eyes limit his ability to work

around machines, to do some heavy lifting or outdoor work, and to read small

print. See id. at 96, 103. The agency did not take note of this second impairment

immediately, but it eventually determined that claimant had undergone somewhat

unsuccessful corneal implants in both eyes. See id. at 162. Claimant admitted

past problems with drugs and alcohol. See id. at 70. At the hearing, he testified

that he was also depressed. See id. at 202.

The ALJ’s Decision

The ALJ denied the claim at step four on the basis that claimant retained

the RFC to return to any of four specific past jobs. See id. at 32, 33; see also

20 C.F.R. §§ 404.1520(e), 416.920(e). For this conclusion to be valid, the agency

requires the ALJ to have made specific findings concerning: (1) claimant’s RFC,

(2) the functional demands of each of claimant’s past jobs, and (3) claimant’s

ability to return to these past jobs with the RFC the ALJ determined the claimant

to have. See Social Security Ruling 82-62, 1982 WL 31386, at *4; see also

Winfrey , 92 F.3d at 1023 (summarizing three phases of agency’s step-four

analysis). The ALJ is bound by the agency’s rulings, see 20 C.F.R.

§ 402.35(b)(1), and her findings must be supported by substantial evidence, see

-3- Goatcher v. United States Dep’t of Health & Human Servs. , 52 F.3d 288, 289

(10th Cir. 1995). “Although a reviewing court cannot weigh the evidence and

may not substitute its discretion for that of the agency, it nevertheless has the duty

to meticulously examine the record and make its determination on the record as a

whole.” Dollar v. Bowen , 821 F.2d 530, 532 (10th Cir. 1987).

Phase One: Claimant’s RFC

The ALJ determined, in part, that claimant’s depression was situational and

not severe, and that his history of drug and alcohol use was also not severe. 1 See

Appellant’s App. at 29-30, 33 (finding 4). Claimant does not challenge these

findings on appeal. Otherwise, the ALJ found in the body of her decision that

claimant could do medium work, except that he could not lift and carry more than

fifty pounds, walk more than five to six blocks at a time, or sit for over one-half

hour at a time. See id. at 32. She also found that claimant had “limited vision,

especially in his right eye.” Id. She restated the same limitations in her list of

findings. See id. at 33 (finding 6). In support of the ALJ’s RFC determination,

the claimant testified that he can lift forty-five to fifty pounds, see id. at 198, sit

for thirty minutes, see id. at 196, and walk five or six blocks, see id. at 205.

1 Because the ALJ found that claimant’s substance abuse problem was not severe, he is not precluded from receiving benefits on that basis. See 20 C.F.R. §§ 404.1535(b)(2)(ii), 416.935(b)(2)(ii).

-4- However, our review of the record shows that the ALJ’s RFC findings are

conclusory and insufficient.

a. Claimant’s RFC: Vision Impairments

The regulations require the ALJ to assess “impairment(s) of vision.”

20 C.F.R. §§ 404.1545(d), 416.945(d). Claimant’s vision was assessed in 1994 by

the agency’s physician, Dr. Raymond Dougherty. 2 He reported that claimant

underwent a corneal transplant in his left eye in 1985, which was rejected, and in

both eyes in 1986. See Appellant’s App. at 162. He noted that claimant’s best

corrected vision in his left eye was 20/50, and that his left pupil was large,

irregular, and nonreactive. See id. at 163. He also noted that claimant’s best

corrected vision in his right eye was worse than 20/200 and that he had

strabismus. See id.

Dr. Dougherty did not note the significance of any of the abnormalities in

claimant’s eyes for his ability to perform functions related to work. See id.

at 162-63. The ALJ made no inquiries along these lines at the hearing. See id.

at 198. She recited in her decision that claimant’s acuity was 20/50 in his left eye

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