Noelia Rodriquez, Administratrix of the Estate of Carlos A. Rodriquez and Administratrix Ad Prosequendum of Carlos A. Rodriquez, on Behalf of His Heirs- At-Law v. The United States of America, Days Flying Service, Inc., Liberty Aviation, Inc. & Manuel Diaz. Joyce Thomas, Administratrix of the Estate of Haynesly S. Thomas v. United States of America, Liberty Aviation, Inc., and Manuel Diaz v. Noelia Rodriquez, Administratrix of the Estate of Carlos A. Rodriquez, and Administratrix Ad Prosequendum of Carlos A. Rodriquez, on Behalf of His Heirs- At-Law. Appeal of United States of America, in No. 86-5099. Appeal of Noelia Rodriquez and Joyce Thomas, In

823 F.2d 735, 1987 U.S. App. LEXIS 8914
CourtCourt of Appeals for the Third Circuit
DecidedJuly 8, 1987
Docket86-5147
StatusPublished
Cited by2 cases

This text of 823 F.2d 735 (Noelia Rodriquez, Administratrix of the Estate of Carlos A. Rodriquez and Administratrix Ad Prosequendum of Carlos A. Rodriquez, on Behalf of His Heirs- At-Law v. The United States of America, Days Flying Service, Inc., Liberty Aviation, Inc. & Manuel Diaz. Joyce Thomas, Administratrix of the Estate of Haynesly S. Thomas v. United States of America, Liberty Aviation, Inc., and Manuel Diaz v. Noelia Rodriquez, Administratrix of the Estate of Carlos A. Rodriquez, and Administratrix Ad Prosequendum of Carlos A. Rodriquez, on Behalf of His Heirs- At-Law. Appeal of United States of America, in No. 86-5099. Appeal of Noelia Rodriquez and Joyce Thomas, In) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Noelia Rodriquez, Administratrix of the Estate of Carlos A. Rodriquez and Administratrix Ad Prosequendum of Carlos A. Rodriquez, on Behalf of His Heirs- At-Law v. The United States of America, Days Flying Service, Inc., Liberty Aviation, Inc. & Manuel Diaz. Joyce Thomas, Administratrix of the Estate of Haynesly S. Thomas v. United States of America, Liberty Aviation, Inc., and Manuel Diaz v. Noelia Rodriquez, Administratrix of the Estate of Carlos A. Rodriquez, and Administratrix Ad Prosequendum of Carlos A. Rodriquez, on Behalf of His Heirs- At-Law. Appeal of United States of America, in No. 86-5099. Appeal of Noelia Rodriquez and Joyce Thomas, In, 823 F.2d 735, 1987 U.S. App. LEXIS 8914 (3d Cir. 1987).

Opinion

823 F.2d 735

Noelia RODRIQUEZ, Administratrix of the Estate of Carlos A.
Rodriquez and Administratrix Ad Prosequendum of
Carlos A. Rodriquez, on behalf of his heirs- at-law
v.
The UNITED STATES of America, Days Flying Service, Inc.,
Liberty Aviation, Inc. & Manuel Diaz.
Joyce THOMAS, Administratrix of the Estate of Haynesly S. Thomas
v.
UNITED STATES of America, Liberty Aviation, Inc., and Manuel Diaz,
v.
Noelia RODRIQUEZ, Administratrix of the Estate of Carlos A.
Rodriquez, and Administratrix Ad Prosequendum of
Carlos A. Rodriquez, on behalf of his
heirs- at-law.
Appeal of UNITED STATES of America, Appellant in No. 86-5099.
Appeal of Noelia RODRIQUEZ and Joyce Thomas, Appellants in

No. 86-5147.

Nos. 86-5099, 86-5147.

United States Court of Appeals,
Third Circuit.

Argued Feb. 20, 1987.
Decided July 8, 1987.

Richard K. Willard, Asst. Atty. Gen., Thomas W. Greelish, U.S. Atty., Mary Catherine Cuff, Asst. U.S. Atty., Gary W. Allen (argued), Director, Torts Branch, Civ. Div., Dennis F. Carroll, Trial Atty., U.S. Dept. of Justice, Washington, D.C., for U.S.

Alan Y. Medvin, Medvin & Elberg, Newark, N.J., for Noelia Rodriquez.

Francis G. Fleming, Steven R. Pounian (argued), Kreindler and Kreindler, New York City, for Joyce Thomas.

William J. Brennan, III, Smith, Stratton, Wise, Heher & Brennan, Princeton, N.J., for Mario Diaz.

Before SLOVITER, STAPLETON, Circuit Judges, and ROTH*, District judge.

OPINION OF THE COURT

SLOVITER, Circuit Judge.

On a clear summer day, approximately seven private airplanes were practicing landings and take-offs at a New Jersey airport. After another plane received permission from the control tower to join the airport traffic pattern, it collided in midair with one of the planes already in the pattern. The two pilots in the incoming plane were killed. The ensuing litigation implicates the obligation of pilots operating under visual flight rules to see and avoid other aircraft.

This appeal arises from the district court's finding that the air traffic controller's negligence was the sole cause of the collision. The district court awarded the survivors of the two pilots killed in the collision a total of $2,786,634 in damages from the United States. The appeal raises three issues. First, is the district court's finding that negligence on the part of the air traffic controller was a cause of the collision clearly erroneous? Second, are its findings that the United States failed to prove negligence on the part of the pilots in each of the two planes in the collision clearly erroneous? Third, did the district court err in determining the amount of damages?

I.

Facts

Many of the facts concerning the circumstances leading up to the collision are undisputed. On the morning of August 29, 1982, Carlos Rodriquez and Haynesly Thomas left Teterboro Airport, approximately ten miles east of Caldwell Airport (Caldwell), flying a Cessna 172M aircraft, call number 98998V (hereafter 98V). Both Rodriquez and Thomas were certified pilots, and the purpose of the flight was for Rodriquez, a certified flight instructor, to administer to Thomas a biannual flight review required by Federal Aviation Administration (FAA) regulations. On the same morning, Mario Diaz, a student pilot certified for solo flight, was practicing touch and go landings at Caldwell.1 Diaz was flying a Cessna 150M aircraft, call number N912IU (hereafter 21U), leased by Liberty Aviation, Inc., Diaz's flight instructor.

Weather conditions at Caldwell were clear with visibility of 25 miles, and air traffic was flying under visual flight rules (VFR).2 Traffic was using runway 22, which runs south-southwest at a heading of 220 degrees, and was flying a right hand traffic pattern.3 On duty in Caldwell's air traffic control tower was Michael Finneran, an FAA certified air traffic controller, who was being observed by a trainee. Communications between the tower and Caldwell traffic are recorded. The recording of communications in the time period surrounding the collision was transcribed as part of the FAA package prepared after the collision.

At 1317:40, Greenwich Mean Time,4 21U was cleared by Caldwell tower to execute its third touch and go landing. 21U did so and, after takeoff, climbed to the specified altitude and executed a 90 degree turn onto the crosswind leg. 21U was sequenced in the traffic pattern behind another Cessna (737), which had been cleared for takeoff at 1317:37. Ahead of 737 was another Cessna (4TF). Behind 21U was another Cessna (40G). 737, 4TF and 40G were all making touch and go landings in the traffic pattern.

98V first reported to Caldwell tower at 1319:19 when it entered Caldwell's traffic control area inbound to Caldwell and five miles east. The tower instructed 98V to execute an overhead approach to the airport. It was standard for aircraft coming from the east to cross over the tower on a course perpendicular to runway 22, descend to pattern altitude and enter the traffic pattern on the downwind leg by executing a 90 degree turn to the right. A similar overhead entry was successfully performed by another Cessna, call number 3729F, which began its approach at 1319:01 and was cleared to land and exit the traffic pattern at 1321:14.

Many of the additional facts surrounding the midair collision were disputed. The district court made findings as to the positions of various planes at relevant times on the basis of the FAA transcript of controller communications, testimony of eyewitness pilots including Diaz, and testimony of experts who attempted to reconstruct the aircraft positions. These findings are not challenged on appeal as clearly erroneous, and will be used throughout.

At 1321:30, 98V reported overhead the tower prefatory to beginning its approach and engaged in the following colloquy with the air traffic controller:

1321:32 LC Nine eight victor roger, do you have the traffic coming up on midfield?

1321:35 98V Roger sir, affirmative.

1321:36 LC OK ... Can you follow that traffic?

1321:39 98V OK ... Nine eight victor, request touch and goes, over.

1321:41 LC Roger, closed traffic's approved.

App. at 2441.5 At this point, 737 had just passed midfield. Immediately prior to 98V reporting overhead, however, at 1321:16, 737 had reported midfield and had identified itself to the controller by rocking his wings as instructed at 1321:20. The only other plane on the downwind in a position prior to midfield was 21U which at 1321:30 was completing the crosswind leg and turning onto the downwind. Of the planes surrounding 21U and 737, at 1321:30, 40G was on the crosswind leg while 4TF was near completion of the downwind leg.

Subsequently, 98V adjusted its heading to enter the pattern behind 737.

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823 F.2d 735, 1987 U.S. App. LEXIS 8914, Counsel Stack Legal Research, https://law.counselstack.com/opinion/noelia-rodriquez-administratrix-of-the-estate-of-carlos-a-rodriquez-and-ca3-1987.