Niles v. Niles

111 A.2d 697, 35 Del. Ch. 106, 1955 Del. Ch. LEXIS 80
Court of Chancery of Delaware·Decided February 25, 1955·Published·Cited by 5 cases

Opinion

Seitz, Chancellor:

The ultimate question here is whether the minor defendant, Julian B. Niles, Jr., is the lawful issue of Julian B. [108]*108Niles so as to be entitled to take under the will of John Barron Niles, deceased.

The basic facts here relevant are not in dispute. John Barron Niles (hereafter called “testator”) died domiciled in Delaware on December 15, 1933. His will, executed December 31, 1930, created a trust, appointed plaintiffs as co-trustees,1 and provided for its distribution under various circumstances. The minor defendant, Julian B. Niles, Jr. (“minor”) is the grandnephew of the testator. He is entitled to share in the trust income and corpus only if he is the “lawful issue” of Julian B. Niles (“Julian”), who was the testator’s nephew. Since other beneficiaries under the will contended that the minor was not Julian’s lawful issue and was not entitled to share, the co-trustee filed this complaint to have that matter determined in aid of a proper discharge of their duties.

Julian died in New York in 1946. He died testate as to some of his property and intestate as to the balance. Subsequently, his executor filed a proceeding in the New York Surrogate Court to have determined, in aid of his accounting, whether the minor was Julian’s legitimate son. The other two defendants here were also parties to the Surrogate proceedings and unsuccessfully contested both the merits and the Surrogate’s jurisdiction to decide the issue as there presented. In his opinion the Surrogate determined that the minor was Julian’s legitimate son and directed that he was entitled to an interest as “issue” under his father’s will and also to an interest in his father’s intestate property. In re Niles’ Will, Sur., 99 N.Y.S.2d 238. It is unnecessary at this stage to pass upon the correctness of that decision. However, while it could have been appealed, it was not and the time for doing so has expired.

Subsequently, this action was brought by the plaintiffs to have this court determine whether the same minor is entitled to a share of the income and corpus of the trust being administered by them in this state. The matter is now before the court on a motion for summary judgment filed by the defendant, Philip V. Manning, guardian for the minor. The basic issue posed by the motion is whether the New [109]*109York Surrogate’s decision that Julian B. Niles, Jr., was the legitimate son of Julian B. Niles is binding in this proceeding.

The parties concede that we are not concerned with any doctrine of res judicata but solely with the doctrine of collateral estoppel because this is a different cause of action. The minor defendant says the other defendants are, by virtue of the judgment of the New York Surrogate Court, estopped to deny his legitimacy here. The other defendants contend that the New York judgment does not so operate because they say the doctrine does not apply to a matter incidentally determined in a court which would have had no jurisdiction to determine such issue in an action brought to determine it directly. As an adjunct, they say and the minor does not deny that there was no waiver of objection to that court’s jurisdiction. They also contend that the New York Surrogate Court did not determine the fact in issue here because they say that a finding that a person is the legitimate child of his father is not tantamount to a finding that he is the lawful issue and descendant of his father’s ancestors.

Generally speaking, collateral estoppel involves the same parties but a different claim or cause of action. It prevents only the relitigation of those matters actually determined in a previous suit, provided the determination was essential to the judgment. See 2 Black, Judgments, § 609.

Since it is an indispensable prerequisite to the application of the doctrine of collateral estoppel that the matter in question was actually determined, I shall first consider the contention of the other defendants that the New York Surrogate did not determine the matter in issue here.

Generally speaking, a will disposing of personal property is construed in accordance with the law of the testator’s domicile. Since the testator, John Barron Niles, died domiciled in Delaware and since there is no suggestion that any other law was to be applicable, I conclude that his will must be construed in accordance with the Delaware law. See Wilmington Trust Co. v. Wilmington Trust Co., 26 Del.Ch. 397, 24 A.2d 309, 139 A.L.R. 1117. It follows that the testator’s intention in using the words “lawful issue” and “descend[110]*110ants” must be construed in accordance with the Delaware law. Compare In re Knowlton’s Will, 192 Misc. 1032, 81 N.Y.S.2d 752. I take it this means the Delaware law as it existed at the time the will was drawn and the time it was probated. Since the law was the same at both times there is no need to consider whether a distinction between the times might be important.

By his will the testator directed that under certain circumstances the principal and income was to be distributed to his nephew’s “lawful issue” and “descendants”. In seeking to find the intention behind the use of these words I assume I must determine whether under the facts the minor would have been regarded as lawful issue under the law the Delaware courts would apply. This requires some detailing of the admitted facts.

Julian married Patricia, the mother of the minor, in Wilmington, Delaware, on October 13, 1943. Both parties were apparently nonresidents at the time. On April 29, 1944, Patricia instituted an annulment action in the New York Supreme Court on the ground that Julian was guilty of fraud in that he promised but later refused to go through a religious marriage ceremony and in that he promised but later refused to have children. On June 29, 1944, an interlocutory decree of annulment was granted her on the grounds alleged. The decree became final on September 30, 1944. On July 18, 1945, the minor was born to Patricia. Under New York law apparently any child conceived before the annulment becomes final is legitimate, at least where the ground for the annulment is fraud.

No attack is here made on the validity of the New York annulment. Yet it is solely because of the annulment that any question of the minor’s legitimacy arises. Since the matter arose under the New York annulment statute it would seem that the Delaware court must also look to the New York statutory law to determine the scope (see Du Pont v. Du Pont, 8 Terry 231, 90 A.2d 468), and the consequences of such an annulment. Otherwise, we would be recognizing only part of the statutory consequences of New York’s annulment law. This would make no sense here, Full Faith and Credit questions aside, because the parties were both under that court’s jurisdiction and its action was not contrary to any public policy of'this state.

[111]*111 Consequently, I conclude that under Delaware law this court in this situation will look to the whole New York statutory law governing the consequences of an annulment under its statute. See Restatement, Conflict of Laws § 141. When this is done it appears that the marriage subsequently annuled was lawful and valid in New York until declared void. New York Domestic Relations Law, McK.Consol.Laws, c. 14, § 7. A child begotten prior to a final decree of annulment is lawful issue. See Heusner v. Heusner, 181 Misc. 1015, 42 N.Y.S.2d 850.

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Niles v. Niles, 111 A.2d 697, 35 Del. Ch. 106, 1955 Del. Ch. LEXIS 80 (Del. Ct. App. 1955).

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